Baring Asset Management

Overview

• Industryfinancial services¹
• HeadquartersCharlotte¹
• Websitewww.barings.com

See how the biggest companies compare on our leaderboards

Barings LLC is a major American alternative investment management firm. It operates as a subsidiary of MassMutual Financial Group, a diversified financial services organization, with a minority investment from MS&AD Insurance Group, a Japanese insurance company.²

Corporate structure

Baring Asset Management is part of a group headed by Massachusetts Mutual Life Insurance Company. 71 entities, 9 countries on record. Switch between the flow chart and the network, and select any entity to see its details.

Built from parent and subsidiary links from GLEIF, the Global Legal Entity Identifier Foundation (CC0); subsidiaries, stakes and holdings from Wikidata (CC0). Each entity in the chart links to its source.

Investment adviser

Baring Asset Management is registered with the SEC as an investment adviser. This is what it reports on Form ADV, the registration every adviser files and keeps current.

• RegistrationSEC 802-114253, CRD 299118 IAPD record

Who owns it

Owners of 5% or more as the firm lists them (Schedule A), and the owners of those owners up the chain (Schedule B).

• BARINGS EUROPE LIMITEDowns 75% or more of BARINGS GUERNSEY LIMITED SHAREHOLDER, since 02/2012
• BARINGS GUERNSEY LIMITEDowns 75% or more of BARINGS EUROPE LIMITED SHAREHOLDER, since 12/2017
• BARINGS LLCowns 75% or more of BARINGS GUERNSEY LIMITED SHAREHOLDER, since 03/2004
• MASSACHUSETTS MUTUAL LIFEowns 75% or more of MASSMUTUAL, since 07/2004
• MASSMUTUAL HOLDING LLCowns 75% or more of MM ASSET MANAGEMENT HOLDING LLC, since 02/2012
• MM ASSET MANAGEMENT HOLDING LLCowns 75% or more of BARINGS LLC, since 02/2012

Disciplinary record

The firm answered yes to 2 of the disciplinary questions on Form ADV (Item 11). A yes can concern the firm itself or an affiliate.

• Any other federal regulatory agency, any state regulatory agency, or any foreign financial regulatory authority has found the firm or an advisory affiliate to have been involved in a violation of investment-related regulations or statutes.
• In the past ten years, any other federal regulatory agency, any state regulatory agency, or any foreign financial regulatory authority has entered an order against the firm or an advisory affiliate in connection with an investment-related activity.

The 4 records concern an affiliate (4), which reports the details on its own Form ADV.

What it owns

What Baring Asset Management reports owning in its annual reports to the SEC: buildings, land and equipment, real estate and locations, investments, intangible assets and inventory, at the end of its latest fiscal year and a year before.

Stakes and holdings (Wikidata)

• Concord

Things Wikidata records the company as owning, with the share when stated.¹

Products and brands

• asset management

Listed on Wikidata.¹

Subsidiaries and ownership

Parent company

• Massachusetts Mutual Life Insurance Company

Also owns

• Concord

From Wikidata.¹

Timeline

1. 1989Founded Founded¹

Links

• Websitewww.barings.com¹
• WikipediaBarings LLC
• WikidataQ16950369