Ballston Spa Bancorp, Inc.

Overview

Compare with another stock.

• TickerBSPA on OTC²
• IndustryState Commercial Banks²
• HeadquartersBallston Spa, United States²
• Incorporated inNY³
• Business address990 State Route 67, Ballston Spa, Ny³
• Filer category, Emerging growth company³
• Legal formCorporation²
• LEI549300GZP3XCTYS85G65²
• StatusActive²
• LEI statusIssued and current²
• Registered addressC/O CHRISTOPHER R. DOWD, 990 STATE ROUTE 67, 12020 Ballston Spa, United States²
• Registered withCorporation and Business Entity Database (Division of Corporations, State Records and UCC, Department of State), 800054²

See how the biggest companies compare on our leaderboards

Leadership

Named in SEC Form D filings

People the company listed in its private-offering notices.

• Executive Officer, DirectorChris Dowd named Apr 7, 2026⁶
• Executive OfficerJames Conroy named Apr 7, 2026⁶
• Executive OfficerJames Dodd named Apr 7, 2026⁶
• Executive OfficerJohn Balli named Apr 7, 2026⁶
• DirectorAaron Flach named Apr 7, 2026⁶
• DirectorBeth Grasso named Apr 7, 2026⁶
• DirectorCarl Florio named Apr 7, 2026⁶
• DirectorDawn Abbuhl named Apr 7, 2026⁶
• DirectorDonald Persico named Apr 7, 2026⁶
• DirectorJoseph Warren named Apr 7, 2026⁶
• DirectorMike Dunn named Apr 7, 2026⁶
• DirectorPaul DiCaprio named Apr 7, 2026⁶
• DirectorPaul Milton named Apr 7, 2026⁶
• DirectorRich Sleasman named Apr 7, 2026⁶
• DirectorSteve Obermayer named Apr 7, 2026⁶
• DirectorTheresa Skaine named Apr 7, 2026⁶

Timeline

1. Aug 28, 20268-K Shareholder vote⁷
2. Jun 12, 20268-K Financial statements and exhibits⁸
3. Apr 1, 20268-K Completed an acquisition or sale; New debt or obligation; Executive or director change⁹
4. Mar 25, 20268-K Entered a material agreement; New debt or obligation; Regulation FD disclosure¹⁰
5. Mar 23, 20268-K Shareholder vote; Other events¹¹
6. Feb 12, 20268-K Other events¹²
7. Oct 22, 1982Founded Ballston Spa Bancorp, Inc. is founded²

Filings

14 filings to the SEC since October 2021: 2 quarterly reports, 6 major events, 1 private raises, 5 other. The latest 14:

1. Aug 28, 20268-K CURRENT REPORT FILING EDGAR
2. Aug 14, 202610-Q EDGAR
3. Jun 12, 20268-K/A EDGAR
4. May 14, 202610-Q EDGAR
5. Apr 24, 2026SP 15D2 EDGAR
6. Apr 7, 2026D EDGAR
7. Apr 1, 20268-K BALLSTON SPA BANCORP, INC. FORM 8-K APRIL 1, 2026 EDGAR
8. Mar 25, 20268-K EDGAR
9. Mar 23, 20268-K BALLSTON SPA BANCORP, INC. FORM 8-K MARCH 23, 2026 EDGAR
10. Feb 12, 20268-K EDGAR
11. Jan 30, 2026EFFECT EDGAR
12. Jan 30, 2026424B3 EDGAR
13. Jan 23, 2026S-4/A EDGAR
14. Nov 26, 2025S-4 EDGAR

Every filing from the last five years, summarized. The full record is on SEC EDGAR.

Funding

Where the company's money came from, by calendar year: private offerings filed with the SEC, federal grants, loans, contracts and other assistance from USAspending.gov, and PPP loans from the SBA. Each bar links to the records below.

Private raises

Private offerings the company reported to the SEC on Form D. The amount is what the latest filing says was sold so far, charted in the year of the first sale. Covers filings since Oct 1, 2021.

1. Mar 25, 2026Raised $26 million in a private offering of debt⁶ Form D: 25 investors so far Form D

Held by these funds

The largest holders among investment managers' 13F reports for the quarter ending Jun 30, 2026. Change is in shares since the quarter before.

13F reports cover disclosed long positions in U.S. stocks only.

SEC filer profile

How Ballston Spa Bancorp, Inc. is registered with the Securities and Exchange Commission, from its EDGAR record and the cover page of its latest annual report.

• Name on EDGARBallston Spa Bancorp, Inc.¹
• CIK0002094107
• Employer ID (EIN)74-2245601¹
• Filer status<br>emerging growth company¹
• Incorporated inNew York¹
• Fiscal year endsDecember 31¹
• Industry code (SIC)6022 State Commercial Banks¹
• SEC reviewing officeOffice of Finance, Division of Corporation Finance¹
• Business address990 State Route 67, Ballston Spa, NY¹
• Phone(518) 363-8199¹
• Shares outstanding1,100,071 as of Aug 14, 2026⁴
• On EDGAR sinceNov 26, 2025¹
• Filings14 in all: 8-K (5), 10-Q (2), 424B3 (1), 8-K/A (1), D (1), EFFECT (1), S-4 (1), S-4/A (1)¹
  All 9 form types

  SP 15D2 (1)

• Latest filingsQuarterly report (10-Q) Aug 14, 2026
  Latest 8-K (8-K) Aug 28, 2026