Private company

Crossingbridge Advisors, LLC

Limited liability company registered in the United States, active since 2016. Summary from the record

Last updated Oct 21, 2026.

Overview

  • HeadquartersPleasantville, United States2
  • Legal formLimited Liability Company2
  • LEI5493008HASG58YXB1H672
  • StatusActive2
  • LEI statusIssued and current2
  • Registered addressC/O CAPITOL SERVICES, INC., 19901 Dover, United States2
  • Registered withDivision of Corporations, Department of State, 62436292

Corporate structure

Crossingbridge Advisors, LLC is part of a group headed by Endi Corp.. 6 entities, 1 country on record. Switch between the flow chart and the network, and select any entity to see its details.

Major holders of Crossingbridge Advisors, LLC

  • Cbe LLC Owns 25% to 50% of Crossingbridge Advisors, LLC, since 05/2025 (Form ADV)
  • Dalton Investments, Inc. Owns control (general partner, trustee or manager) of Cbe LLC, since 05/2025 (Form ADV)
  • Rosenwald Capital Management, Inc. Owns 50% to 75% of Dalton, since 07/2024 (Form ADV)
  • Rosenwald Family Trust Owns 75% or more of Rosenwald, since 12/1997 (Form ADV)
  • Endi Corp.
    • Crossingbridge Advisors, LLC Pleasantville, New York, United States
      • Liberty Capital Corp/NV Stake · Wilmington, Ohio, United States
      • CrossingBridge Low Duration High Income Fund Fund · Pleasantville, New York, United States
      • CrossingBridge Nordic High Income Bond Fund Fund · Pleasantville, New York, United States
      • CrossingBridge Responsible Credit Fund Fund · Pleasantville, New York, United States

Built from parent and subsidiary links from GLEIF, the Global Legal Entity Identifier Foundation (CC0); major holders from Schedules 13D and 13G; stakes of 5% or more it reported on Schedules 13D and 13G (1 companies); owners and owned firms from Form ADV, the registration investment advisers file with the SEC. Each entity in the chart links to its source.

Investment adviser

Crossingbridge Advisors, LLC is registered with the SEC as an investment adviser. This is what it reports on Form ADV, the registration every adviser files and keeps current.

  • Assets it manages$4.2B3 49 accounts, all with discretion
  • Employees16 11 in investment advice or research
  • ClientsInvestment companies: 10 ($3.7B); Corporations or other businesses not listed above: 10 ($143.8M); Pooled investment vehicles (other than investment companies and: 1 ($130.7M); Insurance companies: 1 ($127.5M); High net worth individuals: 27 ($74.3M)
  • How it is paidA percentage of assets under its management; Fixed fees (other than subscription fees)
  • What it doesPortfolio management for individuals and/or small businesses; Portfolio management for investment companies; Portfolio management for pooled investment vehicles (other than investment companies); Portfolio management for businesses (other than small businesses) or institutional clients (other than registered investment companies and other pooled investment vehicles)
  • Holds client assetsNo
  • RegistrationSEC 801-110043, CRD 286594 IAPD record

Who owns it

Owners of 5% or more as the firm lists them (Schedule A), and the owners of those owners up the chain (Schedule B).

  • ENDI CORP. (public company)owns 75% or more, since 08/2022
  • CBE LLCowns 25% to 50%, since 05/2025
  • DALTON INVESTMENTS, INC.owns general partner, trustee or manager of CBE LLC, since 05/2025
  • ROSENWALD FAMILY TRUSTowns 75% or more of ROSENWALD, since 12/1997
  • ROSENWALD CAPITAL MANAGEMENT,owns 50% to 75% of DALTON, since 07/2024

In its own words: the client brochure

Form ADV Part 2A, the plain-English document an adviser must give its clients, quoted as filed 3/30/2026.4 It covers the firm’s services, fees, investment strategies and their risks, and its conflicts of interest.

Item 5: Fees and compensation Fees

Other Business Activities:

(A)

Mr. De Kler is not actively engaged in any other investment-related business or occupation, including being registered or having an application pending to register, as a broker-dealer, registered representative of a broker-dealer, futures commission merchant (“FCM”), commodity pool operator (“CPO”), or commodity trading advisor (“CTA”), nor is he an associated person of an FCM, CPO, or CTA

Mr. De Kler is not actively engaged in any business or occupation for compensation not discussed in response to Item 4.(A), above, that provides a substantial source of his income or involves a substantial amount of his time. Additional Compensation:

Mr. De Kler does not receive, from any non-client, any economic benefit associated with advising clients (such as sales awards and prizes, any bonus that is based on number or amount of sales, client referrals or new accounts (not including salary)).

Item 7: Types of clients

Requirements for State-Registered Advisers: Not applicable

Item 6: Performance-based fees and side-by-side management Conflicts of interest

Supervision: Mr. De Kler is supervised by David Sherman, the CIO of CrossingBridge, in connection with, among other items, the review and approval of new investment ideas. In addition, Mr. De Kler is supervised by Israel Adler, the firm’s Chief Compliance Officer, in connection with compliance and investment guidelines.

Timeline

  1. Dec 23, 2016Founded Crossingbridge Advisors, LLC is founded2

Filings

18 filings to the SEC since October 2021: 18 other. The latest 18:

  1. Aug 13, 202613F-HR EDGAR
  2. May 14, 202613F-HR EDGAR
  3. Feb 13, 202613F-HR EDGAR
  4. Nov 13, 202513F-HR EDGAR
  5. Aug 13, 202513F-HR EDGAR
  6. May 14, 202513F-HR EDGAR
  7. Feb 14, 202513F-HR EDGAR
  8. Nov 13, 202413F-HR EDGAR
  9. Aug 13, 202413F-HR EDGAR
  10. May 14, 202413F-HR EDGAR
  11. Feb 13, 202413F-NT EDGAR
  12. Nov 14, 202313F-NT EDGAR
  13. Feb 13, 202313F-NT EDGAR
  14. Nov 10, 202213F-NT EDGAR
  15. Aug 12, 202213F-NT EDGAR
  16. May 13, 202213F-NT EDGAR
  17. Feb 14, 202213F-NT EDGAR
  18. Nov 12, 202113F-NT EDGAR

Every filing from the last five years, summarized. The full record is on SEC EDGAR.

Stakes it holds

Crossingbridge Advisors, LLC has told the SEC it owns more than 5% of 1 company, latest first (Schedules 13D and 13G).