ECO SCIENCE SOLUTIONS, INC.

Overview

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• TickerESSI on OTC¹
• IndustryRetail-Miscellaneous Retail¹
• HeadquartersSan Clemente, California¹
• Incorporated inNV³
• Business address300 S. El Camino Real, #206, San Clemente, Ca 92672³
• Filer categoryNon-accelerated filer, Smaller reporting company³
• Legal formCorporation

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All statements contained in this Annual Report on Form 10-K other than statements of historical fact are forward-looking statements. In some cases, forward-looking statements may be identified by words such as “may,” “will,” “should,” “expects,” “plans,” “anticipates,” “believes,” “estimates,” “projects,” “intends,” “potential,” “continue,” or the negative of such terms or other comparable terminology. These statements include, among others, statements regarding:⁴ From its latest annual report

What it owns

What ECO SCIENCE SOLUTIONS, INC. reports owning in its annual reports to the SEC: buildings, land and equipment, real estate and locations, investments, intangible assets and inventory, at the end of its latest fiscal year and a year before.

Investments

Intangibles and goodwill

Properties, in its own words

The Company’s principal executive office is located at 300 S. El Camino Real, Suite 206, San Clemente, California 92672. The office space is currently provided by the Company’s Chief Executive Officer at no cost to the Company.

Item 2 of the 10-K filed Jun 9, 2026.⁴

Leadership

Who has led ECO SCIENCE SOLUTIONS, INC., and when. Pick a name to see everywhere that person has worked.

• Chief executive officerMichael J. Borkowski Feb 24, 2014 to Dec 11, 2015¹¹
• PresidentMichael J. Borkowski Feb 24, 2014 to Dec 11, 2015¹¹
• Chief financial officerDon Lee Taylor Jan 29, 2016 to Jan 29, 2016¹²

Named in SEC Form D filings

People the company listed in its private-offering notices.

• Control person - L John Lewis is a former director and former director & officer of subsidiary.DEEP SPRING John HOLDINGS named Feb 9, 2024¹⁴
• Control Person - S Randall Oveson is an officer and director.DEEPSEA SOLUTIONS John LLC named Feb 9, 2024¹⁴
• Former director and former officer & director of subsidiary.L. John Lewis named Dec 12, 2023 to Feb 9, 2024¹⁴
• Executive OfficerMichael David Rountree named Dec 12, 2023 to Feb 9, 2024¹⁴
• Executive Officer, DirectorStephan Randall Oveson named Dec 12, 2023 to Feb 9, 2024¹⁴
• Former officer of subsidiary.Wendy John Maguire named Feb 9, 2024¹⁴
• Control Person - S Randall Oveson, Secretary and DirectorDeepSea Solutions L LLC named Dec 12, 2023¹⁵
• Former officer and directorJeffery Lee Taylor named Dec 12, 2023¹⁵
• DirectorAlvin Carl Mudd named Dec 12, 2023¹⁵

Former names

• EATON SCIENTIFIC SYSTEMS, INC.May 16, 2013 to Feb 18, 2014³
• PRISTINE SOLUTIONS INC.May 4, 2010 to May 3, 2013³

Timeline

1. Aug 13, 20268-K Change of auditor¹⁶
2. Mar 12, 20268-K Other events¹⁷
3. Feb 9, 20268-K Results of operations¹⁸
4. Feb 4, 20268-K Results of operations¹⁹
5. Apr 4, 20258-K Executive or director change; Other events²⁰
6. May 24, 20248-K Change of auditor²¹
7. May 9, 20248-K Change of auditor²²
8. Oct 26, 20238-K Other events²³
9. Sep 22, 20228-K Other events²⁴
10. Sep 15, 20228-K Other events²⁵
11. Feb 24, 2014New chief executive Michael J. Borkowski becomes CEO¹¹

Calendar

When it reported results

1. Feb 9, 2026Reported quarterly or annual results¹⁸
2. Feb 4, 2026Reported quarterly or annual results¹⁹

Upcoming dates from Nasdaq's calendar; past results from the company's 8-K filings (Item 2.02). The full markets calendar

Filings

40 filings to the SEC since October 2021: 4 annual reports, 9 quarterly reports, 10 major events, 2 private raises, 15 other. The latest 20:

1. Sep 14, 202610-Q EDGAR
2. Aug 13, 20268-K EDGAR
3. Jun 23, 202610-Q EDGAR
4. Jun 16, 2026NT 10-Q EDGAR
5. Jun 15, 2026DEF 14C EDGAR
6. Jun 9, 202610-K EDGAR
7. May 1, 2026NT 10-K EDGAR
8. Mar 12, 20268-K EDGAR
9. Mar 12, 2026PRE 14C EDGAR
10. Feb 9, 20268-K EDGAR
11. Feb 4, 20268-K EDGAR
12. Dec 9, 202510-Q EDGAR
13. Sep 15, 202510-Q EDGAR
14. Jun 16, 202510-Q EDGAR
15. May 15, 202510-K EDGAR
16. May 1, 2025NT 10-K EDGAR
17. Apr 4, 20258-K EDGAR
18. Dec 16, 202410-Q EDGAR
19. Oct 30, 202410-Q EDGAR
20. Oct 30, 202410-Q EDGAR

Every filing from the last five years, summarized. The full record is on SEC EDGAR.

Funding

Where the company's money came from, by calendar year: private offerings filed with the SEC, federal grants, loans, contracts and other assistance from USAspending.gov, and PPP loans from the SBA. Each bar links to the records below.

Private raises

Private offerings the company reported to the SEC on Form D. The amount is what the latest filing says was sold so far, charted in the year of the first sale. Covers filings since Oct 1, 2021.

1. Dec 8, 2020Filed a private offering of securities¹⁵ Form D: named in the filing: Stephan Randall Oveson, Alvin Carl Mudd, DeepSea Solutions L LLC, Jeffery Lee Taylor, Michael David Rountree, Don L Taylor Form D
2. Feb 1, 2016Filed a private offering of securities¹⁴ Form D: named in the filing: DEEPSEA SOLUTIONS John LLC, DEEP SPRING John HOLDINGS, Michael David Rountree, Stephan Randall Oveson, Wendy John Maguire, L. John Lewis Form D

SEC filer profile

How ECO SCIENCE SOLUTIONS, INC. is registered with the Securities and Exchange Commission, from its EDGAR record and the cover page of its latest annual report.

• Name on EDGARECO SCIENCE SOLUTIONS, INC.¹
• CIK0001490873
• Employer ID (EIN)46-4199032⁴
• Filer statusNon-accelerated filer not an emerging growth company; a smaller reporting company; not a shell company⁴
• Incorporated inNevada⁴
• Fiscal year endsJanuary 31¹
• Industry code (SIC)5900 Retail-Miscellaneous Retail¹
• SEC reviewing officeOffice of Trade & Services, Division of Corporation Finance¹
• Business address300 S. El Camino Real, #206, San Clemente, CA 92672¹
• Phone833-464-3726¹
• Shares outstanding24,952,656 as of Sep 11, 2026¹⁰
• Public float$632.0K as of Jul 31, 2025⁴
• AuditorFruci & Associates II, PLLC, Spokane, Washington PCAOB ID 5525⁴
• On EDGAR sinceMay 4, 2010¹
• Filings190 in all: 8-K (45), 10-Q (41), NT 10-Q (16), 10-K (14), NT 10-K (10), UPLOAD (9), 4 (8), 10-Q/A (7)¹
  All 29 form types

  CORRESP (6), S-1/A (4), 10-K/A (3), 10-12G (2), 3 (2), 5 (2), 8-K/A (2), D (2), EFFECT (2), PRE 14C (2), S-1 (2), S-8 (2), 10-12G/A (1), 8-A12G (1), DEF 14C (1), NTN 10K (1), NTN 10Q (1), REVOKED (1), RW (1), SC 13D (1), SC 13G (1)

• Latest filingsAnnual report (10-K) Jun 9, 2026
  Quarterly report (10-Q) Sep 14, 2026
  Latest 8-K (8-K) Aug 13, 2026

Risk factors and legal proceedings

Legal proceedings

On September 21, 2020, the United States District Court for the District of Hawaii issued an order in the action captioned In re Eco Science Solutions, Inc. Shareholder Derivative Litigation, Lead Civil No. 1:17-cv-00530-LEW-WRP (D. Haw.), preliminarily approving a proposed settlement. On December 3, 2020, the Court entered an Order and Final Judgment approving the settlement.

Pursuant to the settlement, among other things:

Pursuant to the settlement and related governance reforms, on December 23, 2020, the Company appointed A. Carl Mudd to serve as Chairman of the Board and Ombudsman. Mr. Mudd’s role includes assisting the Company with implementation and monitoring of certain governance reforms, board oversight, corporate governance matters, compliance-related initiatives, and coordination between management and the Board of Directors.

In connection with his appointment, the Company entered into a Board Advisory Agreement with Mr. Mudd pursuant to which he is entitled to receive an advisory fee of $10,000 per month. Due to the Company’s limited liquidity, a substantial portion of such fees has historically been accrued. As disclosed in the accompanying consolidated financial statements, a portion of accrued fees owing to Mr. Mudd was settled through the issuance of common stock during the year ended January 31, 2026.

The opening of Item 3, Legal Proceedings.⁴