Overview
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Financials
From the company’s reports to the SEC. Every number links to the filing it came from.
Key numbers, fiscal 2021
Where the money goes
Where each dollar of revenue went, fiscal 2021
- Cost of revenue2¢$106.6K
- Selling, general and admin17¢$1.1M
- Other costs81¢$5.4M
- Interest0¢$9.3K
- Income tax0¢$7.7K
Out of $6.7M in revenue.2 The company lost money this year.
Financial statements
| Fiscal year | 2015 | 2016 | 2017 | 2018 | 2019 | 2020 | 2021 |
|---|---|---|---|---|---|---|---|
| Revenue | $1.3M4 | $2.8M5 | $3.5M6 | $3.9M7 | $4.1M8 | $3.7M2 | $6.7M2 |
| Cost of revenue | $73.0K6 | $86.0K7 | $54.9K8 | $73.1K2 | $106.6K2 | ||
| Gross profit | $4.1M8 | $3.7M2 | $02 | ||||
| Selling, general and admin | $533.8K8 | $672.8K2 | $1.1M2 | ||||
| Operating income | -$966.4K4 | -$2.1M5 | -$924.5K6 | -$1.4M7 | -$477.9K8 | -$911.8K2 | -$701.9K2 |
| Interest | $4.9K4 | $8.5K5 | $51.5K6 | $107.0K7 | $145.6K7 | $9.7K2 | $9.3K2 |
| Income tax | $02 | -$7.7K2 | |||||
| Net income | -$943.9K4 | -$2.1M5 | -$976.0K6 | -$1.5M7 | -$623.5K8 | -$791.7K2 | -$7.4M2 |
| Earnings per share | -$0.012 | -$0.092 |
| Fiscal year | 2015 | 2016 | 2017 | 2018 | 2019 | 2020 | 2021 |
|---|---|---|---|---|---|---|---|
| Cash | $801.5K5 | $132.8K6 | $444.4K7 | $32.2K8 | $36.1K2 | $482.9K2 | $306.1K2 |
| Current assets | $887.9K4 | $248.4K5 | $623.3K6 | $75.6K7 | $195.4K8 | $1.1M2 | $842.0K2 |
| Total assets | $1.6M4 | $2.1M5 | $2.4M6 | $1.8M7 | $1.8M8 | $9.8M2 | $4.3M2 |
| Current liabilities | $131.4K4 | $375.8K5 | $435.5K6 | $654.2K7 | $493.7K8 | $1.7M2 | $1.6M2 |
| Long-term debt | $05 | $281.0K6 | $676.2K7 | $23.5K8 | $713.0K8 | ||
| Total liabilities | $88.9K11 | $2.4M2 | $2.2M2 | ||||
| Shareholders’ equity | $1.5M5 | $1.7M6 | $1.7M7 | $446.3K8 | $1.2M2 | $7.5M2 | $2.2M2 |
| Shares outstanding | 440.9K shares11 | 34.9M shares5 | 35.7M shares6 | 35.8M shares7 | 41.5M shares7 | 83.6M shares2 | 91.8M shares2 |
Cash flow is reported year to date, not quarter by quarter, so there are no separate quarterly figures.
Compare Financial Gravity Companies, Inc. with another company
What it owns
What Financial Gravity Companies, Inc. reports owning in its annual reports to the SEC: buildings, land and equipment, real estate and locations, investments, intangible assets and inventory, at the end of its latest fiscal year and a year before.
Property and equipment
| Item | Latest | A year before | Change |
|---|---|---|---|
| Property and equipment, before depreciation | $213.6K2 Sep 30, 2021 | $559.6K2 Sep 30, 2020 | −61.8% |
| Accumulated depreciation | $175.0K2 Sep 30, 2021 | $477.9K2 Sep 30, 2020 | −63.4% |
| Property and equipment, net | $38.5K2 Sep 30, 2021 | $81.7K2 Sep 30, 2020 | −52.9% |
| Operating-lease assets (leased space) | $156.9K2 Sep 30, 2021 | $02 Sep 30, 2020 |
Investments
| Item | Latest | A year before | Change |
|---|---|---|---|
| Cash and cash equivalents | $306.1K2 Sep 30, 2021 | $482.9K2 Sep 30, 2020 | −36.6% |
Intangibles and goodwill
| Item | Latest | A year before | Change |
|---|---|---|---|
| Goodwill | $3.2M2 Sep 30, 2021 | $8.5M2 Sep 30, 2020 | −62.5% |
| Indefinite-lived intangibles (excluding goodwill) | $53.2K2 Sep 30, 2021 | $53.2K2 Sep 30, 2020 | 0% |
| Trademarks and trade names (indefinite-lived) | $08 Sep 30, 2020 | $69.3K8 Sep 30, 2019 | −100.0% |
| Finite-lived intangibles, net | $82.0K2 Sep 30, 2021 | $143.6K8 Sep 30, 2020 | −42.9% |
Leadership
Who has led Financial Gravity Companies, Inc., and when. Pick a name to see everywhere that person has worked.
Chief executive
Chief financial officer
Chief operating officer
- Chief executive officerScott Christopher Winters Nov 22, 2019 to Oct 16, 202312
- ChairScott Christopher Winters Nov 22, 2019 to Oct 16, 202312
- Chief financial officerPaul O. Williams Nov 16, 2016 to Nov 15, 201913
- Chief operating officerDebra Lynn Buckner Sep 23, 2019 to Sep 23, 201914
- Chief operating officerRicky J. Johnson Nov 16, 2016 to Nov 16, 201615
Board members and other officers (12)
- EVP, Corporate SecretaryJennifer Winters Nov 18, 2019 to Oct 16, 202316
- Pres. and Ch. Strategy OfficerArthur David Crowley Nov 16, 2016 to Nov 16, 201617
- Chief Tax StrategistEdward A. Lyon Nov 16, 2016 to Nov 16, 201618
- CTO and Chief Mktg OfficerJames F. Reggio Nov 16, 2016 to Nov 16, 201619
- Board memberMark John Williams Jan 10, 2023 to Jan 10, 202320
- Board memberJennifer Winters Dec 20, 2022 to Dec 20, 202221
- Board memberGary Joel Nemer Nov 15, 2019 to Dec 20, 202222
- Board memberTodd Bourgeois Dec 23, 2019 to Dec 23, 201923
- Board memberArthur David Crowley Nov 16, 2016 to Nov 16, 201617
- Board memberEdward A. Lyon Nov 16, 2016 to Nov 16, 201618
- Board memberGeorge E. Crumley Nov 16, 2016 to Nov 16, 201624
- Board memberPaul O. Williams Nov 16, 2016 to Nov 15, 201913
Named in SEC Form D filings
People the company listed in its private-offering notices.
Former names
Timeline
Filings
31 filings to the SEC since October 2021: 1 annual reports, 3 quarterly reports, 5 major events, 7 insider forms, 9 private raises, 6 other. The latest 20:
- Aug 5, 202613F-HR EDGAR
- Jan 13, 2026D EDGAR
- Nov 7, 2025D EDGAR
- Oct 7, 2025D EDGAR
- Sep 23, 2025D EDGAR
- Aug 8, 202513F-HR EDGAR
- Jun 12, 2025D EDGAR
- May 1, 2025D EDGAR
- Feb 14, 202513F-HR EDGAR
- Feb 5, 20258-K/A AMENDMENT NO 1 EDGAR
- Feb 4, 20258-K CURRENT REPORT EDGAR
- Nov 14, 202413F-HR EDGAR
- Aug 26, 20248-K CURRENT REPORT EDGAR
- Dec 12, 2023D EDGAR
- Oct 16, 20235 EDGAR
- Oct 16, 20235 EDGAR
- Jun 20, 2023D EDGAR
- Jun 6, 2023D EDGAR
- Jan 27, 202315-12G EDGAR
- Jan 10, 20233 EDGAR
The 31 filings since October 2021 can be filtered by form type and year here when JavaScript is on.
Every filing from the last five years, summarized. The full record is on SEC EDGAR.
Insider trades
31 open-market trades by officers, directors and large owners since October 2021: 31 buys and 0 sales. Grants, option exercises and gifts are left out.
| Date | Who | Trade | Shares | Price | Value | Filing |
|---|---|---|---|---|---|---|
| Sep 26, 2023 | Winters Scott ChristopherCEO, Co-Chairman of the Board | Buy | 600 | $0.13 | $78 | Form 4 |
| Sep 21, 2023 | Winters JenniferEVP, Corporate Secretary | Buy | 830 | $0.11 | $91 | Form 4 |
| Sep 20, 2023 | Winters JenniferEVP, Corporate Secretary | Buy | 9,336 | $0.10 | $934 | Form 4 |
| Sep 20, 2023 | Winters Scott ChristopherCEO, Co-Chairman of the Board | Buy | 9,299 | $0.10 | $930 | Form 4 |
| Sep 6, 2023 | Winters JenniferEVP, Corporate Secretary | Buy | 12,059 | $0.09 | $1.1K | Form 4 |
| Sep 6, 2023 | Winters Scott ChristopherCEO, Co-Chairman of the Board | Buy | 12,058 | $0.09 | $1.1K | Form 4 |
| Aug 22, 2023 | Winters Scott ChristopherCEO, Co-Chairman of the Board | Buy | 3,000 | $0.09 | $270 | Form 4 |
| Aug 18, 2023 | Winters JenniferEVP, Corporate Secretary | Buy | 8,347 | $0.11 | $918 | Form 4 |
| Aug 18, 2023 | Winters Scott ChristopherCEO, Co-Chairman of the Board | Buy | 5,728 | $0.12 | $686 | Form 4 |
| Aug 3, 2023 | Winters JenniferEVP, Corporate Secretary | Buy | 7,530 | $0.13 | $979 | Form 4 |
| Aug 3, 2023 | Winters Scott ChristopherCEO, Co-Chairman of the Board | Buy | 7,259 | $0.14 | $1.0K | Form 4 |
| Jul 19, 2023 | Winters JenniferEVP, Corporate Secretary | Buy | 10,000 | $0.10 | $1.0K | Form 4 |
| Jul 19, 2023 | Winters Scott ChristopherCEO, Co-Chairman of the Board | Buy | 9,900 | $0.10 | $990 | Form 4 |
| Jul 18, 2023 | Winters JenniferEVP, Corporate Secretary | Buy | 700 | $0.10 | $70 | Form 4 |
| Jul 10, 2023 | Winters Scott ChristopherCEO, Co-Chairman of the Board | Buy | 11,950 | $0.10 | $1.2K | Form 4 |
| Jul 6, 2023 | Winters JenniferEVP, Corporate Secretary | Buy | 11,277 | $0.08 | $902 | Form 4 |
| Jun 23, 2023 | Winters Scott ChristopherCEO, Co-Chairman of the Board | Buy | 10,000 | $0.10 | $1.0K | Form 4 |
| Jun 21, 2023 | Winters JenniferEVP, Corporate Secretary | Buy | 9,800 | $0.09 | $882 | Form 4 |
| Jun 13, 2023 | Winters JenniferEVP, Corporate Secretary | Buy | 4,666 | $0.12 | $560 | Form 4 |
| Jun 13, 2023 | Winters Scott ChristopherCEO, Co-Chairman of the Board | Buy | 4,000 | $0.12 | $480 | Form 4 |
All 31 trades can be filtered by person here when JavaScript is on.
From Forms 4 filed with the SEC.
Funding
Where the company's money came from, by calendar year: private offerings filed with the SEC, federal grants, loans, contracts and other assistance from USAspending.gov, and PPP loans from the SBA. Each bar links to the records below.
- Private raises (Form D) $423.7K
- PPP loans $283.3K
Figures by year
| Year | Private raises (Form D) | PPP loans | Total |
|---|---|---|---|
| 2026 | $9.4K | – | $9.4K |
| 2025 | $334.3K | – | $334.3K |
| 2023 | $80.0K | – | $80.0K |
| 2020 | – | $283.3K | $283.3K |
Private raises
Private offerings the company reported to the SEC on Form D. The amount is what the latest filing says was sold so far, charted in the year of the first sale. Covers filings since Oct 1, 2021.
- Jan 9, 2026Raised $9,420 in a private offering of equity25 Form D: 1 investor so far Form D
- Nov 3, 2025Raised $4,335 in a private offering of equity31 Form D: 1 investor so far Form D
- Sep 26, 2025Raised $145,500 in a private offering of equity32 Form D: 1 investor so far Form D
- Sep 8, 2025Raised $40,000 in a private offering of equity33 Form D: $60,000 offered in all Form D
- May 30, 2025Raised $24,465 in a private offering of equity34 Form D: 1 investor so far Form D
- Apr 18, 2025Raised $120,000 in a private offering of securities35 Form D: 1 investor so far Form D
- Dec 12, 2023Filed a private offering of equity36 Form D: 1 investor so far Form D
- Jun 20, 2023Filed a private offering of equity37 Form D: $100,000 offered in all Form D
- Feb 22, 2023Raised $80,000 in a private offering of equity38 Form D: 1 investor so far Form D
PPP loans
Paycheck Protection Program loans of $150,000 and up, approved April 2020 to July 2021, from the SBA39. Matched to this company by name and state.
- May 1, 2020$283.3K PPP loan (first draw) from Cross River Bank39To FINANCIAL GRAVITY COMPANIES, INC., Allen TX; $286.0K forgiven Apr 14, 2021
Held by these funds
The largest holders among investment managers' 13F reports for the quarter ending Jun 30, 2026. Change is in shares since the quarter before.
| Fund | Shares | Value | Share of the fund | Change |
|---|---|---|---|---|
| Financial Gravity Companies, Inc. | 158,709 | $12.7K | 0.0% | New |
13F reports cover disclosed long positions in U.S. stocks only.
SEC filer profile
How Financial Gravity Companies, Inc. is registered with the Securities and Exchange Commission, from its EDGAR record and the cover page of its latest annual report.
- Name on EDGARFinancial Gravity Companies, Inc.1
- CIK0001377167
- Employer ID (EIN)20-40577121
- Filer statusNon-accelerated filer<br>smaller reporting company1
- Incorporated inNevada1
- Fiscal year endsSeptember 301
- Industry code (SIC)6199 Finance Services1
- SEC reviewing officeOffice of Finance, Division of Corporation Finance1
- Business address2501 Ranch Road 620 South, Suite 110, Lakeway, TX 787341
- Phone800-588-38931
- Shares outstanding91,806,983 as of Aug 10, 202210
- Public float$286.4K as of Sep 30, 20212
- On EDGAR sinceJul 12, 20071
- Filings222 in all: 10-Q (39), 8-K (36), NT 10-Q (17), 3 (16), UPLOAD (14), 10-K (13), CORRESP (12), D (11)1
All 27 form types
S-1/A (10), NT 10-K (9), 10-Q/A (8), 13F-HR (7), 8-K/A (5), 3/A (4), 5 (4), 10-K/A (3), DEF 14C (2), EFFECT (2), PRE 14C (2), 15-12G (1), 4 (1), 8-A12B (1), AW (1), POS AM (1), S-1 (1), SB-2 (1), SC 13G (1)
- Latest filingsAnnual report (10-K) Dec 30, 2021
Quarterly report (10-Q) Aug 15, 2022
Latest 8-K (8-K) Feb 4, 2025
Sources
The numbers on this page point here. Each one links to the record it came from.
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- 18SEC EDGAREdward A. Lyon, Chief Tax Strategist
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- 20SEC EDGARMark John Williams, Board member
- 21SEC EDGARJennifer Winters, Board member
- 22SEC EDGARGary Joel Nemer, Board member
- 23SEC EDGARTodd Bourgeois, Board member
- 24SEC EDGARGeorge E. Crumley, Board member
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- 26SEC EDGARExecutive or director change
- 27SEC EDGARExecutive or director change
- 28SEC EDGAREnded a material agreement
- 29SEC EDGARChange of auditor
- 30SEC EDGARChange of auditor
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