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Private company

GRIFFIN ASSET MANAGEMENT, INC.

American company, incorporated in New York. Summary from the record

Last updated Oct 21, 2026.

Overview

  • HeadquartersNY1

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Corporate structure

GRIFFIN ASSET MANAGEMENT, INC. sits at the top of its group. 2 entities, 1 country on record. Switch between the flow chart and the network, and select any entity to see its details.

Major holders of GRIFFIN ASSET MANAGEMENT, INC.

  • Douglas Maxwell Famigletti Owns 25% to 50% of Griffin Asset Management, Inc., since 01/2018 (Form ADV)
  • Michael David Jamison Owns 25% to 50% of Griffin Asset Management, Inc., since 01/2018 (Form ADV)
  • John Bruning Carey Owns 25% to 50% of Griffin Asset Management, Inc., since 12/2018 (Form ADV)
  • Brian T Famigletti Owns 10% to 25% of Griffin Asset Management, Inc., since 12/2018 (Form ADV)

Built from major holders from Schedules 13D and 13G; stakes of 5% or more it reported on Schedules 13D and 13G (1 companies); owners and owned firms from Form ADV, the registration investment advisers file with the SEC. Each entity in the chart links to its source.

Investment adviser

GRIFFIN ASSET MANAGEMENT, INC. is registered with the SEC as an investment adviser. This is what it reports on Form ADV, the registration every adviser files and keeps current.

  • Assets it manages$1.1B2 689 accounts, $1.0B with discretion
  • Employees10 4 in investment advice or research
  • ClientsHigh net worth individuals: 612 ($682.3M); Charitable organizations: 12 ($330.5M); Other investment advisers: 59 ($34.5M); Pension and profit sharing plans (but not the plan participants or: 6 ($7.6M)
  • How it is paidA percentage of assets under its management; Performance-based fees
  • What it doesPortfolio management for individuals and/or small businesses; Portfolio management for businesses (other than small businesses) or institutional clients (other than registered investment companies and other pooled investment vehicles); Selection of other advisers (including private fund managers)
  • Holds client assetsNo
  • RegistrationSEC 801-7495, CRD 104548 IAPD record

Who owns it

Owners of 5% or more as the firm lists them (Schedule A), and the owners of those owners up the chain (Schedule B).

  • John Bruning Careyowns 25% to 50%, since 12/2018
  • Douglas Maxwell Famiglettiowns 25% to 50%, since 01/2018
  • Michael David Jamisonowns 25% to 50%, since 01/2018
  • Brian T Famiglettiowns 10% to 25%, since 12/2018

Filings

23 filings to the SEC since October 2021: 23 other. The latest 20:

  1. Aug 24, 2026N-PX EDGAR
  2. Jul 23, 202613F-HR EDGAR
  3. Apr 30, 202613F-HR EDGAR
  4. Feb 6, 202613F-HR EDGAR
  5. Oct 16, 202513F-HR EDGAR
  6. Aug 20, 2025N-PX EDGAR
  7. Jul 25, 202513F-HR EDGAR
  8. Apr 16, 202513F-HR EDGAR
  9. Jan 22, 202513F-HR EDGAR
  10. Oct 15, 202413F-HR EDGAR
  11. Aug 15, 2024N-PX EDGAR
  12. Jul 23, 202413F-HR EDGAR
  13. Apr 17, 202413F-HR EDGAR
  14. Jan 19, 202413F-HR EDGAR
  15. Oct 19, 202313F-HR EDGAR
  16. Aug 1, 202313F-HR EDGAR
  17. May 9, 202313F-HR EDGAR
  18. Jan 20, 202313F-HR EDGAR
  19. Oct 19, 202213F-HR EDGAR
  20. Jul 19, 202213F-HR EDGAR

The 23 filings since October 2021 can be filtered by form type and year here when JavaScript is on.

Every filing from the last five years, summarized. The full record is on SEC EDGAR.

Stakes it holds

GRIFFIN ASSET MANAGEMENT, INC. has told the SEC it owns more than 5% of 1 company, latest first (Schedules 13D and 13G).

Sources

The numbers on this page point here. Each one links to the record it came from.

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