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Private company

NEOS Investment Management LLC

Limited liability company registered in the United States, active since 2022. Summary from the record

Last updated Oct 21, 2026.

Overview

  • HeadquartersWestport, United States2
  • Legal formLimited Liability Company2
  • LEI254900HVPSOLYFQMTW052
  • StatusActive2
  • LEI statusIssued and current2
  • Registered addressC/O Zenbusiness Inc., 19901 Dover, United States2
  • Registered withDivision of Corporations, Department of State, 68064242

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Corporate structure

NEOS Investment Management LLC is part of a group headed by Neos Investments LLC. 22 entities, 1 country on record. Switch between the flow chart and the network, and select any entity to see its details.

Major holders of NEOS Investment Management LLC

  • Gkp Holdings II LLC Owns 25% to 50% of Neos, since 03/2022 (Form ADV)
  • Neos Investments LLC
    • NEOS Investment Management LLC Westport, Connecticut, United States
      • VanEck Bitcoin ETF Stake · New York, New York, United States
      • NEOS Bitcoin High Income ETF Fund · Dover, Delaware, United States
      • NEOS Boosted Bitcoin High Income ETF Fund · Dover, Delaware, United States
      • NEOS Boosted Nasdaq-100 High Income ETF Fund · Dover, Delaware, United States
      • NEOS Boosted S&P 500 High Income ETF Fund · Dover, Delaware, United States
      • NEOS Enhanced Income 20+ Year Treasury Bond ETF Fund · Dover, Delaware, United States
      • NEOS Enhanced Income Aggregate Bond ETF Fund · Westport, Connecticut, United States
      • NEOS Enhanced Income Cash Alternative ETF Fund · Westport, Connecticut, United States
      • NEOS Enhanced Income Credit Select ETF Fund · Dover, Delaware, United States
      • NEOS Ethereum High Income ETF Fund · Dover, Delaware, United States
      • NEOS Gold High Income ETF Fund · Dover, Delaware, United States
      • NEOS Long/Short Equity Income ETF Fund · Dover, Delaware, United States
      • NEOS MLP & Energy Infrastructure High Income ETF Fund · Dover, Delaware, United States
      • NEOS MSCI EAFE High Income ETF Fund · Dover, Delaware, United States
      • NEOS Nasdaq-100® Hedged Equity Income ETF Fund · Dover, Delaware, United States
      • NEOS Nasdaq-100® High Income ETF Fund · Dover, Delaware, United States
      • NEOS Real Estate High Income ETF Fund · Dover, Delaware, United States
      • NEOS Russell 2000 High Income ETF Fund · Dover, Delaware, United States
      • NEOS S&P 500(R) Hedged Equity Income ETF Fund · Dover, Delaware, United States
      • NEOS S&P 500(R) High Income ETF Fund · Westport, Connecticut, United States

Built from parent and subsidiary links from GLEIF, the Global Legal Entity Identifier Foundation (CC0); major holders from Schedules 13D and 13G; stakes of 5% or more it reported on Schedules 13D and 13G (1 companies); owners and owned firms from Form ADV, the registration investment advisers file with the SEC. Each entity in the chart links to its source.

Investment adviser

NEOS Investment Management LLC is registered with the SEC as an investment adviser. This is what it reports on Form ADV, the registration every adviser files and keeps current.

  • Assets it manages$21.7B3 19 accounts, all with discretion
  • Employees35 2 in investment advice or research
  • ClientsInvestment companies: 19 ($21.7B)
  • How it is paidA percentage of assets under its management
  • What it doesPortfolio management for investment companies
  • Holds client assetsNo
  • Client brochureExempt from delivering one (Form ADV Part 2), so there is none to quote
  • RegistrationSEC 801-126101, CRD 321256 IAPD record

Who owns it

Owners of 5% or more as the firm lists them (Schedule A), and the owners of those owners up the chain (Schedule B).

  • NEOS INVESTMENTS LLCowns 75% or more, since 05/2022
  • GKP HOLDINGS II LLCowns 25% to 50% of NEOS, since 03/2022

Timeline

  1. May 18, 2022Founded NEOS Investment Management LLC is founded2

Filings

14 filings to the SEC since October 2021: 14 other. The latest 14:

  1. Aug 11, 202613F-HR EDGAR
  2. May 15, 202613F-HR EDGAR
  3. Feb 17, 202613F-HR EDGAR
  4. Nov 7, 202513F-HR EDGAR
  5. Aug 13, 202513F-HR EDGAR
  6. May 15, 202513F-HR EDGAR
  7. Feb 12, 202513F-HR EDGAR
  8. Nov 13, 202413F-HR EDGAR
  9. Aug 30, 2024N-PX/A EDGAR
  10. Aug 30, 2024N-PX EDGAR
  11. Aug 14, 202413F-HR EDGAR
  12. May 13, 202413F-HR EDGAR
  13. Feb 13, 202413F-HR EDGAR
  14. Nov 14, 202313F-HR EDGAR

Every filing from the last five years, summarized. The full record is on SEC EDGAR.

Stakes it holds

NEOS Investment Management LLC has told the SEC it owns more than 5% of 1 company, latest first (Schedules 13D and 13G).

Sources

The numbers on this page point here. Each one links to the record it came from.

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