Private company

ROTH Capital Partners

Logo: Roth MKM, Public domain, via Wikimedia Commons3

American small privately held investment banking company

Roth Capital Partners, LLC, is a privately held investment banking company with headquarters in Newport Beach, California and a global trading floor in Stamford, Connecticut. It specializes in providing services to growth companies and their investors, including capital raising, equity research, macroeconomics, sales and trading, technical insights, derivatives strategies, M&A advisory, and corporate access.2 Wikipedia text CC BY-SA 4.0

Last updated Oct 21, 2026.

Overview

1984Founded1
  • Industryfinancial services1
  • HeadquartersNewport Beach1
  • Websitewww.roth.com

Roth Capital Partners, LLC, is a privately held investment banking company with headquarters in Newport Beach, California and a global trading floor in Stamford, Connecticut. It specializes in providing services to growth companies and their investors, including capital raising, equity research, macroeconomics, sales and trading, technical insights, derivatives strategies, M&A advisory, and corporate access.2

Products and brands

Listed on Wikidata.1

Timeline

  1. 1984Founded Founded1

Funding

Where the company's money came from, by calendar year: private offerings filed with the SEC, federal grants, loans, contracts and other assistance from USAspending.gov, and PPP loans from the SBA. Each bar links to the records below.

Money received by year$1.8M 2020–2020
Money received by yearMoney received by year, 2020–2020: $1.8M in all. PPP loans $1.8M.$0$500K$1M$1.5M$2M2020 · PPP loans: $1.8M2020
Figures by year
YearPPP loansTotal
2020$1.8M$1.8M

PPP loans

Paycheck Protection Program loans of $150,000 and up, approved April 2020 to July 2021, from the SBA4. Matched to this company by name and state.

  1. Aug 4, 2020$1.8M PPP loan (first draw) from Zions Bank, A Division of4To ROTH CAPITAL PARTNERS, LLC, Newport Beach CA; $1.8M forgiven Nov 16, 2021

Sources

The numbers on this page point here. Each one links to the record it came from.

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