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Private company

Steele Creek Capital Corp

Steele Creek Capital Corp is an investment fund that raised $72.9 million in 2020 (SEC Form D).1 It is headquartered in Charlotte, North Carolina.1

Last updated Oct 21, 2026.

Overview

  • HeadquartersCharlotte, North Carolina1
  • Incorporated inMD2
  • Business address201 S. College St, Suite 1690, Charlotte, Nc 282442
  • Filer category, Emerging growth company2
  • Legal formCorporation
  • Kind of organizationInvestment fund1

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Advisor on our behalf. Additionally, the supermajority must include at least one member who is a representative of Moelis Asset.3 From its latest annual report

Financials

From the company’s reports to the SEC. Every number links to the filing it came from.

Financial statements

Net income456-$943.0K in 2025
-$10.0M-$5.0M0$5.0M$10.0M2021: $2.7M$2.7M20212022: -$6.6M-$6.6M20222023: $9.8M$9.8M20232024: $2.8M$2.8M2024−71%2025: -$943.0K-$943.0K2025
Fiscal year202120222023202420252026
Operating expenses$4.6M4$5.9M5$9.0M6$9.4M6$7.2M6
Net income$2.7M4-$6.6M5$9.8M6$2.8M6-$943.0K6
Earnings per share$0.194$0.595$0.936$0.756$0.526
Earnings per share (diluted)$0.194$0.595$0.936$0.756$0.526
Shares (weighted, basic)3.5K shares45.2K shares55.9K shares66.1K shares66.0K shares6
Shares (weighted, diluted)3.5K shares45.2K shares55.9K shares66.1K shares66.0K shares6

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Corporate structure

Steele Creek Capital Corp sits at the top of its group. 1 entity, 1 country on record. Switch between the flow chart and the network, and select any entity to see its details.

Major holders of Steele Creek Capital Corp

  • KJM Children's LLC Filed SC 13G on Steele Creek Capital Corp, latest Jan 23, 2024 (3 filings since Feb 2, 2022)
  • Steele Creek Capital Corp Charlotte, North Carolina

Built from major holders from Schedules 13D and 13G. Each entity in the chart links to its source.

What it owns

What Steele Creek Capital Corp reports owning in its annual reports to the SEC: buildings, land and equipment, real estate and locations, investments, intangible assets and inventory, at the end of its latest fiscal year and a year before.

Investments

ItemLatestA year beforeChange
Cash and cash equivalents$11.2M6 Dec 31, 2025$2.6M6 Dec 31, 2024+328.4%

Properties, in its own words

As of December 31, 2025, we did not own any real estate or other physical properties materially important to our operation. Our executive offices are located at 201 S. College Street, Suite 1690, Charlotte, NC 28244. We believe that our current office facilities are suitable and adequate for our business as it is contemplated to be conducted.

Item 2 of the 10-K filed Mar 25, 2026.3

Leadership

Who has led Steele Creek Capital Corp, and when. Pick a name to see everywhere that person has worked.

Chief executive

  1. Glenn Duffy2020

President

  1. Glenn Duffy2020

Chief financial officer

  1. Douglas Applegate Jr.2020
2025
Board members and other officers (6)

Named in SEC Form D filings

People the company listed in its private-offering notices.

  • DirectorWilliam H. Gates named May 29, 202616

Former names

  • MSC Capital LLCJul 31, 2020 to Oct 7, 20202

Timeline

  1. Oct 14, 20268-K Shareholder vote17
  2. Aug 25, 20268-K Ended a material agreement; Completed an acquisition or sale; Regulation FD disclosure18
  3. Aug 21, 20268-K Other events19
  4. Jul 2, 20268-K Shareholder vote20
  5. May 18, 20268-K Other events21
  6. Mar 31, 20268-K Unregistered sale of shares22
  7. Mar 3, 20268-K Unregistered sale of shares23
  8. Feb 23, 20268-K Other events24
  9. Feb 19, 20268-K Unregistered sale of shares25
  10. Feb 3, 20268-K Unregistered sale of shares26
  11. Nov 17, 20258-K Other events27
  12. Oct 20, 20258-K Unregistered sale of shares28
  13. Nov 24, 2020New chief executive Glenn Duffy becomes CEO10

Filings

249 filings to the SEC since October 2021: 5 annual reports, 15 quarterly reports, 168 major events, 1 insider forms, 3 large holders, 5 private raises, 52 other. The latest 20:

  1. Oct 14, 20268-K CURRENT REPORT EDGAR
  2. Oct 2, 2026DEF 14A PROXY STATEMENT EDGAR
  3. Sep 22, 2026PRE 14A PROXY STATEMENT EDGAR
  4. Sep 2, 202640-17G EDGAR
  5. Aug 25, 20268-K CURRENT REPORT EDGAR
  6. Aug 21, 20268-K CURRENT REPORT EDGAR
  7. Aug 14, 202610-Q QUARTERLY REPORT EDGAR
  8. Jul 2, 2026SC TO-I/A TENDER OFFER STATEMENT EDGAR
  9. Jul 2, 20268-K CURRENT REPORT EDGAR
  10. Jun 26, 2026CORRESP EDGAR
  11. May 29, 2026D/A EDGAR
  12. May 29, 2026SC TO-I TENDER OFFER STATEMENT EDGAR
  13. May 18, 20268-K CURRENT REPORT EDGAR
  14. May 14, 202610-Q QUARTERLY REPORT EDGAR
  15. Apr 30, 2026DEF 14A PROXY STATEMENT EDGAR
  16. Apr 1, 2026SC TO-I/A ISSUER TENDER OFFER STATEMENT EDGAR
  17. Mar 31, 20268-K/A AMENDMENT NO. 1 TO FORM 8-K EDGAR
  18. Mar 25, 202610-K ANNUAL REPORT EDGAR
  19. Mar 3, 20268-K CURRENT REPORT EDGAR
  20. Feb 27, 2026SC TO-I ISSUER TENDER OFFER STATEMENT EDGAR

The 249 filings since October 2021 can be filtered by form type and year here when JavaScript is on.

Every filing from the last five years, summarized. The full record is on SEC EDGAR.

Insider trades

1 open-market trades by officers, directors and large owners since October 2021: 1 buys and 0 sales. Grants, option exercises and gifts are left out.

DateWhoTradeSharesPriceValueFiling
Nov 4, 2022Ryan Christopher RegisTreasurerBuy27,522$9.08$249.9KForm 4

From Forms 4 filed with the SEC.

Major holders

Investors who own more than 5% of the shares must tell the SEC: a 13D if they may seek to influence the company, a 13G if they hold passively.

Money raised

Private offerings the company reported to the SEC on Form D.

  1. Dec 1, 2020Raised $72.9 million in a private offering of equity Form D: 288 investors so far Form D

SEC filer profile

How Steele Creek Capital Corp is registered with the Securities and Exchange Commission, from its EDGAR record and the cover page of its latest annual report.

  • Name on EDGARSteele Creek Capital Corp1
  • CIK0001817825
  • Employer ID (EIN)85-13272883
  • Filer statusNon-accelerated filer an emerging growth company; not a smaller reporting company; not a shell company3
  • Incorporated inMaryland3
  • Fiscal year endsDecember 311
  • Business address201 S. College St, Suite 1690, Charlotte, NC 282441
  • Phone971-719-57501
  • Shares outstanding5,735,115 as of Aug 14, 20268
  • Public float$0 as of Jun 30, 20256
  • AuditorGRANT THORNTON LLP, New York, New York PCAOB ID 248; no auditor attestation of internal control over financial reporting3
  • On EDGAR sinceJul 31, 20201
  • Filings299 in all: 8-K (113), 8-K/A (71), SC TO-I (20), SC TO-I/A (20), 10-Q (18), 3 (8), 4 (7), DEF 14A (7)1
    All 21 form types

    10-K (6), 40-17G (6), D/A (6), SC 13G (4), CORRESP (3), 10-12G (2), 10-12G/A (2), 3/A (1), D (1), N-54A (1), N-6F (1), PRE 14A (1), RW (1)

  • Latest filingsAnnual report (10-K) Mar 25, 2026
    Quarterly report (10-Q) Aug 14, 2026
    Proxy statement (DEF 14A) Oct 2, 2026
    Latest 8-K (8-K) Oct 14, 2026

Securities registered for trading

ClassSymbolExchange
None

From the cover page of the 10-K filed Mar 25, 2026 (Section 12(b) of the Exchange Act).3

Risk factors and legal proceedings

The risks Steele Creek Capital Corp names in Item 1A of its 10-K filed Mar 25, 2026: 43 risks under these headings, as written.3

  • Risks Relating to our Business and Structure
  • Inability to Meet Investment Objective or Investment Strategy
  • Dependence Upon Key Personnel of the Investment Advisor and Moelis Asset
  • Dependence on Strong Referral Relationships
  • No Guarantee to Replicate Historical Results Achieved by Investment Advisor
  • Expedited Investment Decisions
  • Potential Limited Ability to Execute Investment Decisions
  • Ability to Manage Our Business Effectively
  • Potential Difficulty Sourcing Investment Opportunities
  • Potential Conflicts of Interest
  • Conflicts Related to Obligations of Investment Advisor or the Members of the Investment Committee
  • Possession of Material Non-Public Information by Principals and Associated Persons of Investment Advisor
The other 36 risks
  • Third Party Involvement
  • Incentive Fee Structure Relating to the Investment Advisor
  • The Small Business Credit Availability Act (“SBCAA”) allows us to incur additional leverage, which may increase the risk of investing with us.
  • Increased leverage may magnify our exposure to risks associated with changes in interest rates.
  • Conflict of Interest Created by Valuation Process for Certain Portfolio Holdings
  • Conflicts Related to Relationship with Moelis Asset and Moelis Advisory
  • Conflicts Related to Other Arrangements with Investment Advisor and the Investment Advisor’s Other Affiliates
  • Negotiation of the Investment Advisory Agreement with the Investment Advisor and the Administration Agreement with the Administrator
  • Limited Liability and Indemnification of the Investment Advisor
  • Restricted Ability to Enter Into Transactions with Affiliates
  • Operation in a Highly Competitive Market for Investment Opportunities
  • Intention to Raise Additional Capital
  • PIK Interest Payments
  • Regulations Governing Our Operation as a BDC
  • Potential Default or Other Issues Under a Credit Facility
  • Potential Limited Ability To Invest in Public Companies
  • Financing Investments With Borrowed Money
  • Changes in Interest Rates May Affect Our Cost of Capital and Net Investment Income
  • Potential Limits Under a Credit Facility or Any Other Future Borrowing Facility
  • Investing a Sufficient Portion of Assets in Qualifying Assets
  • Uncertainty as to the Value of Certain Portfolio Investments
  • Above Average Degree of Risk Associated with an Investment in Our Common Stock
  • Limited Liquidity of an Investment in Our Common Stock
  • Potential Changes in Investment Objective, Operating Policies or Strategies Without Prior Notice or Stockholder Approval
  • Potential Deterrence of Takeover Attempts
  • Potential Resignation of the Investment Advisor and/or the Administrator
  • Dependence on Information Systems and Potential Systems Failures
  • Risks Associated with Artificial Intelligence and Machine Learning Technology
  • Risks Related to Additional Compensation
  • Risks Related to our Investments
  • Potential Impact of Economic Recessions or Downturns
  • Investments in Leveraged Portfolio Companies
  • Volatility of Loans and Debt Securities of Leveraged Companies
  • Investments in Middle-Market Portfolio Companies
  • Lack of Liquidity in Investments
  • Potential Adverse Effects of Price Declines and Illiquidity in the Corporate Debt Markets
  • Risks of Secured Loans
  • Mezzanine Debt and Other Junior Securities
  • Covenant-Lite Loans
  • Potential Early Redemption of Some Investments
  • Limited Amortization Requirements
  • High Yield Debt
  • CLO Investments
  • Equity Securities
  • Highly Volatile Instruments
  • Convertible Securities
  • Portfolio Purchases
  • Investments in Undervalued Assets
  • Spread Widening Risk
  • Financially Troubled Companies
  • Lender Liability Considerations and Equitable Subordination
  • Fraudulent Conveyance and Preference Considerations
  • Third Party Litigation
  • Proportion of Assets that May Be Invested in Securities of a Single Issuer
  • Potential Failure to Make Follow-On Investments in Portfolio Companies
  • Potential Impact of Not Holding Controlling Equity Interests in Portfolio Companies
  • Defaults by Portfolio Companies
  • Potential Incurrence of Debt by Portfolio Companies That Ranks Equally With, or Senior to, Our Investments
  • Subordinated Investments
  • Contingent Liabilities Resulting from the Disposition of Investments
  • Additional Risks of Hedging Transactions and/or Investments in Non-U.S. Securities
  • Realizing Gains From Equity Investments
  • Risks Associated with Derivatives Transactions
  • Risks Associated with OID and PIK Interest Income
  • Federal Income Tax and Other Tax Risks
  • Possibility of Corporate-Level Income Tax
  • Required Distributions and the Recognition of Income
  • Potential Adverse Tax Consequences as a Result of Not Being Treated as a “Publicly Offered Regulated Investment Company”

Legal proceedings

We are not currently subject to any material legal proceedings, nor, to our knowledge, is any material legal proceeding threatened against us. From time to time, we may be a party to certain legal proceedings in the ordinary course of business, including proceedings relating to the enforcement of our rights under loans to or other contracts with our portfolio companies.

The opening of Item 3, Legal Proceedings.3

Sources

The numbers on this page point here. Each one links to the record it came from.

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    SEC EDGAROther events
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    SEC EDGAROther events
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    SEC EDGAROther events
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    SEC EDGAROther events
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