Donald J. Umpleby Iii.
Chair, Caterpillar Inc.
Companies
- Caterpillar Inc.Chair Feb 14, 2019 to now1
- Chevron CorporationBoard member Mar 2, 2018 to now2
- Caterpillar Inc.Chief executive officer Mar 8, 2017 to Mar 5, 20253
- Caterpillar Inc.Board member Mar 8, 2017 to Mar 6, 20243
- Caterpillar Inc.President Jan 11, 2013 to Nov 15, 20164
Holdings
Stock this person has reported owning, from the forms officers and directors file with the SEC. See the biggest insider stakes.
Shares held
Caterpillar Inc. CAT465,228 shares5$342.9M at $737.00Mar 6, 2026
Chevron Corporation CVX16,745 shares6$3.8M at $227.97May 29, 2026
As of each latest filing. The line shows shares held over time.
Recent filings
- May 27, 2026Granted 1,272 shares of Chevron Corporation6
- Mar 4, 2026Shares withheld for tax 1,546 shares at $738.42 of Caterpillar Inc.5
- Mar 3, 2026Shares withheld for tax 1,591 shares at $719.13 of Caterpillar Inc.7
- Feb 10, 2026Shares withheld for tax 13,571 shares at $744.83 of Caterpillar Inc.8
- Feb 10, 2026Granted 34,986 shares of Caterpillar Inc.8
- Nov 28, 2025Gift 2,350 shares of Caterpillar Inc.9
- Oct 10, 2025Sold 17,166 shares at $505.29 of Caterpillar Inc.10
- Sep 22, 2025Sold 17,166 shares at $462.65 of Caterpillar Inc.11
- Sep 2, 2025Sold 17,168 shares at $412.87 of Caterpillar Inc.12
- Jul 18, 2025Granted 3 shares of Chevron Corporation13
- Jul 18, 2025Granted 6 shares of Chevron Corporation13
- May 28, 2025Granted 1,704 shares of Chevron Corporation14
- Mar 4, 2025Shares withheld for tax 1,528 shares at $325.30 of Caterpillar Inc.15
- Mar 3, 2025Granted 12,733 shares of Caterpillar Inc.15
- Feb 11, 2025Shares withheld for tax 14,163 shares at $362.70 of Caterpillar Inc.16
- Feb 11, 2025Granted 36,126 shares of Caterpillar Inc.16
- Nov 7, 2024Shares withheld for tax 59,851 shares at $413.02 of Caterpillar Inc.17
- Nov 7, 2024Exercised options 87,053 shares at $196.70 of Caterpillar Inc.17
- Nov 7, 2024Gift 2,400 shares of Caterpillar Inc.17
- May 29, 2024Granted 1,477 shares of Chevron Corporation18
- Mar 4, 2024Granted 12,181 shares of Caterpillar Inc.19
- Feb 26, 2024Gift 8,081 shares of Caterpillar Inc.20
- Feb 26, 2024Gift 8,081 shares of Caterpillar Inc.20
- Feb 13, 2024Shares withheld for tax 16,835 shares at $313.40 of Caterpillar Inc.21
- Feb 13, 2024Granted 42,136 shares of Caterpillar Inc.21
Trade performance
| Date | Stock | Trade | Value | Return since | Vs S&P since | Vs S&P, 1 year |
|---|---|---|---|---|---|---|
| Oct 10, 2025 | CAT | Sale | $8.7M | +48.7% | −30.6% | −43.6% |
| Sep 22, 2025 | CAT | Sale | $7.9M | +54.8% | −39.1% | −55.2% |
| Sep 2, 2025 | CAT | Sale | $7.1M | +75.6% | −55.1% | −70.9% |
Returns are price-only (no dividends), measured from the trade date.
Sources
The numbers on this page point here. Each one links to the record it came from.
- 1SEC EDGARCaterpillar Inc., Chair
- 2SEC EDGARChevron Corporation, Board member
- 3
- 4SEC EDGARCaterpillar Inc., President
- 5
- 6
- 7SEC EDGARForm 4 filed Mar 4, 2026
- 8SEC EDGARForm 4 filed Feb 12, 2026
- 9SEC EDGARForm 4 filed Dec 2, 2025
- 10SEC EDGARForm 4 filed Oct 14, 2025
- 11SEC EDGARForm 4 filed Sep 23, 2025
- 12SEC EDGARForm 4 filed Sep 3, 2025
- 13SEC EDGARForm 4 filed Jul 22, 2025
- 14SEC EDGARForm 4 filed May 29, 2025
- 15SEC EDGARForm 4 filed Mar 5, 2025
- 16SEC EDGARForm 4 filed Feb 13, 2025
- 17SEC EDGARForm 4 filed Nov 8, 2024
- 18SEC EDGARForm 4 filed May 30, 2024
- 19SEC EDGARForm 4 filed Mar 6, 2024
- 20SEC EDGARForm 4 filed Feb 27, 2024
- 21SEC EDGARForm 4 filed Feb 15, 2024