Sara Wardell-Smith
Director, Axos Financial.
Companies
- C1 Fund Inc.Board member Aug 6, 2025 to now1
- Axos FinancialBoard member Dec 6, 2023 to now2
Holdings
Stock this person has reported owning, from the forms officers and directors file with the SEC. See the biggest insider stakes.
Shares held
- Axos Financial AX12,395 shares3$1.1M at $87.97Nov 14, 2025
- C1 Fund Inc. CFND30,000 shares4$80.8K at $2.69Aug 8, 2025
As of each latest filing. The line shows shares held over time.
Recent filings
- Nov 14, 2025Returned to company 2,144 shares at $79.12 of Axos Financial3
- Nov 14, 2025Exercised options 4,289 shares at $79.12 of Axos Financial3
- Aug 8, 2025Bought 30,000 shares at $10.00 of C1 Fund Inc.4
- Mar 4, 2025Bought 3,000 shares at $64.73 of Axos Financial5
- Dec 15, 2024Returned to company 2,250 shares at $79.62 of Axos Financial6
- Dec 15, 2024Exercised options 4,500 shares at $79.62 of Axos Financial6
- Mar 15, 2024Bought 5,000 shares at $49.75 of Axos Financial7
Sources
The numbers on this page point here. Each one links to the record it came from.
- 1SEC EDGARC1 Fund Inc., Board member
- 2SEC EDGARAxos Financial, Board member
- 3
- 4
- 5SEC EDGARForm 4 filed Mar 5, 2025
- 6SEC EDGARForm 4 filed Dec 18, 2024
- 7SEC EDGARForm 4 filed Mar 19, 2024