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Private company

North Star Investment Management Corp.

Corporation registered in the United States, active since 2001. Summary from the record

Last updated Oct 21, 2026.

Overview

  • HeadquartersChicago, United States2
  • Legal formCorporation2
  • LEI254900PGINAM2THC49302
  • StatusActive2
  • LEI statusIssued and current2
  • Registered addressC/O COGENCY GLOBAL INC., 19904 Dover, United States2
  • Registered withDivision of Corporations, Department of State, 34232142

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Corporate structure

North Star Investment Management Corp. is part of a group headed by North Star Financial Services Corp.. 12 entities, 1 country on record. Switch between the flow chart and the network, and select any entity to see its details.

Major holders of North Star Investment Management Corp.

  • Eric Charles Kuby Owns control (general partner, trustee or manager) of Eric C Kuby Living Trust U/a/d 3/13/03, since 01/2018 (Form ADV)
  • Eric C Kuby Living Trust U/a/d 3/13/03 Owns 25% to 50% of North Star Financial Services Corp., since 01/2018 (Form ADV)
  • North Star Financial Services Corp.
    • North Star Investment Management Corp. Chicago, Illinois, United States
      • Acme United Corporation Stake · Fairfield, Connecticut, United States
      • BGSF, INC. Stake · Dallas, Texas
      • CROWN CRAFTS INC Stake · Gonzales, Louisiana
      • DallasNews Corporation Stake · Dallas
      • ORION ENERGY SYSTEMS, INC. Stake · Manitowoc, Wisconsin
      • North Star Bond Fund Fund · Chicago, Illinois, United States
      • North Star Dividend Fund Fund · Chicago, Illinois, United States
      • North Star Micro Cap Fund Fund · Chicago, Illinois, United States
      • North Star Opportunity Fund Fund · Chicago, Illinois, United States
      • North Star Small Cap Value Fund Fund · Chicago, Illinois, United States

Built from parent and subsidiary links from GLEIF, the Global Legal Entity Identifier Foundation (CC0); major holders from Schedules 13D and 13G; stakes of 5% or more it reported on Schedules 13D and 13G (5 companies); owners and owned firms from Form ADV, the registration investment advisers file with the SEC. Each entity in the chart links to its source.

Investment adviser

North Star Investment Management Corp. is registered with the SEC as an investment adviser. This is what it reports on Form ADV, the registration every adviser files and keeps current.

  • Assets it manages$2.5B3 2,643 accounts, $2.4B with discretion
  • Employees26 14 in investment advice or research
  • ClientsHigh net worth individuals: 513 ($1.6B); Investment companies: 5 ($397.8M); Individuals (other than high net worth individuals): 2,023 ($365.8M); Pension and profit sharing plans (but not the plan participants or government: 80 ($129.5M); Charitable organizations: 22 ($20.5M)
  • How it is paidA percentage of assets under its management; Hourly charges; Fixed fees (other than subscription fees)
  • What it doesFinancial planning services; Portfolio management for individuals and/or small businesses; Portfolio management for investment companies (as well as "business development companies" that have made an election pursuant to section 54 of the Investment; Portfolio management for pooled investment vehicles (other than investment companies); Portfolio management for businesses (other than small businesses) or institutional clients (other than registered investment companies and other pooled investment vehicles); Pension consulting services; Selection of other advisers (including private fund managers)
  • Holds client assetsYes: cash and securities
  • RegistrationSEC 801-62013, CRD 117681 IAPD record

Who owns it

Owners of 5% or more as the firm lists them (Schedule A), and the owners of those owners up the chain (Schedule B).

  • NORTH STAR FINANCIAL SERVICES CORP.owns 75% or more, since 06/2006
  • Eric Charles Kubyowns general partner, trustee or manager of ERIC C KUBY LIVING TRUST U/A/D 3/13/03, since 01/2018
  • ERIC C KUBY LIVING TRUST U/A/D 3/13/03owns 25% to 50% of NORTH STAR FINANCIAL SERVICES CORP., since 01/2018

In its own words: the client brochure

Form ADV Part 2A, the plain-English document an adviser must give its clients, quoted as filed 3/18/2026.4 It covers the firm’s services, fees, investment strategies and their risks, and its conflicts of interest. The firm also files 3 other brochures.

Item 4: Advisory business Services

Ms. Egan devotes substantially all of her professional time to NSIMC. Ms. Egan is not registered, nor does she have an application for registration pending as a registered person of a securities broker/dealer. Ms. Egan

may teach courses at Northwestern University however this activity does not represent a substantial source of her income or involve a substantial amount of her time.

Item 5: Fees and compensation Fees

Ms. Egan does not receive any compensation or additional economic benefits from any other third party for providing advisory services through NSIMC.

Item 6: Performance-based fees and side-by-side management Conflicts of interest

Ms. Egan is supervised by Andrew Eisenberg, Chief Compliance Officer. Mr. Eisenberg reviews Ms. Egan’s work through client account reviews, transactions reports and face to face interactions. Mr. Eisenberg’s telephone number is (312) 580-0900. Questions related to the operation of the Firm and the supervision of Ms. Egan should be directed to Mr. Eisenberg. Peter Gottlieb supervises Andrew Eisenberg and supervises and directs the responsibilities of all registered personnel. Mr. Gottlieb’s telephone number is (312) 580-0900.

Timeline

  1. Aug 8, 2001Founded North Star Investment Management Corp. is founded2

Filings

23 filings to the SEC since October 2021: 23 other. The latest 20:

  1. Jul 28, 202613F-HR EDGAR
  2. Jul 9, 2026N-PX EDGAR
  3. Apr 23, 202613F-HR EDGAR
  4. Feb 20, 2026N-PX EDGAR
  5. Jan 30, 202613F-HR EDGAR
  6. Oct 22, 202513F-HR EDGAR
  7. Jul 15, 202513F-HR EDGAR
  8. Apr 17, 202513F-HR EDGAR
  9. Feb 10, 202513F-HR EDGAR
  10. Oct 30, 202413F-HR EDGAR
  11. Sep 5, 2024N-PX EDGAR
  12. Aug 6, 202413F-HR EDGAR
  13. Apr 30, 202413F-HR EDGAR
  14. Jan 10, 202413F-HR EDGAR
  15. Nov 6, 202313F-HR EDGAR
  16. Aug 2, 202313F-HR EDGAR
  17. Apr 27, 202313F-HR EDGAR
  18. Jan 11, 202313F-HR EDGAR
  19. Nov 2, 202213F-HR EDGAR
  20. Jul 19, 202213F-HR EDGAR

The 23 filings since October 2021 can be filtered by form type and year here when JavaScript is on.

Every filing from the last five years, summarized. The full record is on SEC EDGAR.

Stakes it holds

North Star Investment Management Corp. has told the SEC it owns more than 5% of 5 companies, latest first (Schedules 13D and 13G).

Sources

The numbers on this page point here. Each one links to the record it came from.

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