NORTHERN PACIFIC GROWTH INVESTMENT ADVISORS, LLC

Overview

• HeadquartersDE¹

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Corporate structure

NORTHERN PACIFIC GROWTH INVESTMENT ADVISORS, LLC sits at the top of its group. 2 entities, 1 country on record. Switch between the flow chart and the network, and select any entity to see its details.

Built from major holders from Schedules 13D and 13G; stakes of 5% or more it reported on Schedules 13D and 13G (1 companies); owners and owned firms from Form ADV, the registration investment advisers file with the SEC. Each entity in the chart links to its source.

Investment adviser

NORTHERN PACIFIC GROWTH INVESTMENT ADVISORS, LLC is registered with the SEC as an investment adviser. This is what it reports on Form ADV, the registration every adviser files and keeps current.

• Assets it manages$58.6M² 3 accounts, all with discretion
• Employees4 4 in investment advice or research
• ClientsPooled investment vehicles (other than investment companies and: 3 ($58.6M)
• How it is paidA percentage of assets under its management; Performance-based fees
• What it doesPortfolio management for pooled investment vehicles (other than investment companies)
• Holds client assetsYes: cash and securities
• RegistrationSEC 801-117047, CRD 173350 IAPD record

Who owns it

Owners of 5% or more as the firm lists them (Schedule A), and the owners of those owners up the chain (Schedule B).

• FALCON CAPITAL, LLCowns 25% to 50%, since 06/2014
• Jeffrey Peter Greinerowns 25% to 50%, since 06/2014
• Peter Richard Offenhauserowns 10% to 25%, since 06/2014

Stakes it holds

NORTHERN PACIFIC GROWTH INVESTMENT ADVISORS, LLC has told the SEC it owns more than 5% of 1 company, latest first (Schedules 13D and 13G).

• SUNation Energy, Inc.SC 13D/A Apr 6, 2022 to Dec 1, 2023³