OSAIC HOLDINGS, INC.

Overview

• HeadquartersDE¹

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Corporate structure

OSAIC HOLDINGS, INC. sits at the top of its group. 3 entities, 1 country on record. Switch between the flow chart and the network, and select any entity to see its details.

Built from major holders from Schedules 13D and 13G; stakes of 5% or more it reported on Schedules 13D and 13G (2 companies). Each entity in the chart links to its source.

Filings

23 filings to the SEC since October 2021: 23 other. The latest 20:

1. Aug 14, 202613F-HR EDGAR
2. May 15, 202613F-HR EDGAR
3. Feb 17, 202613F-HR EDGAR
4. Nov 14, 202513F-HR EDGAR
5. Sep 4, 202513F-HR/A EDGAR
6. Aug 13, 202513F-HR EDGAR
7. Jun 6, 202513F-HR/A EDGAR
8. May 12, 202513F-HR EDGAR
9. Feb 7, 202513F-HR EDGAR
10. Nov 13, 202413F-HR EDGAR
11. Aug 13, 202413F-HR EDGAR
12. May 10, 202413F-HR EDGAR
13. Feb 12, 202413F-HR EDGAR
14. Nov 13, 202313F-HR EDGAR
15. Aug 21, 202313F-HR/A EDGAR
16. Aug 10, 202313F-HR EDGAR
17. May 12, 202313F-HR EDGAR
18. Feb 10, 202313F-HR EDGAR
19. Nov 14, 202213F-HR EDGAR
20. Aug 10, 202213F-HR EDGAR

Every filing from the last five years, summarized. The full record is on SEC EDGAR.

Stakes it holds

OSAIC HOLDINGS, INC. has told the SEC it owns more than 5% of 2 companies, latest first (Schedules 13D and 13G).

• RiverNorth Capital & Income Fund, Inc.SCHEDULE 13G/A Aug 13, 2025 to Aug 14, 2026²
• WESTERN ASSET GLOBAL CORPORATE OPPORTUNITY FUND INC.SCHEDULE 13G/A Nov 14, 2025 to Aug 14, 2026³