RiverNorth Capital & Income Fund, Inc.

Overview

Compare with another stock.

• TickerRSF on NYSE²
• HeadquartersWest Palm Beach, United States²
• Business address360 S. Rosemary Ave, Suite 1420, West Palm Beach, Fl 33401³
• Legal formFUND²
• Kind of organizationFund²
• LEI54930061II7PXY87SC72²
• StatusActive²
• LEI statusIssued and current²
• Registered addressC/O PARACORP INCORPORATED, 21201 Baltimore, United States²
• Registered withSecurities and Exchange Commission, 0001644771²

See how the biggest companies compare on our leaderboards

Corporate structure

RiverNorth Capital & Income Fund, Inc. sits at the top of its group. 1 entity, 1 country on record. Switch between the flow chart and the network, and select any entity to see its details.

Built from parent and subsidiary links from GLEIF, the Global Legal Entity Identifier Foundation (CC0); major holders from Schedules 13D and 13G. Each entity in the chart links to its source.

Leadership

Who has led RiverNorth Capital & Income Fund, Inc., and when. Pick a name to see everywhere that person has worked.

• Chief executive officerPatrick W. Galley Mar 22, 2024 to now⁴
• PresidentPatrick W. Galley Oct 5, 2015 to now⁵
• Chief financial officerJonathan M. Mohrhardt Oct 5, 2015 to Oct 5, 2015⁶

Subsidiaries and ownership

Fund manager

• RIVERNORTH CAPITAL MANAGEMENT, LLC²

Ownership links from GLEIF, the Global Legal Entity Identifier Foundation (CC0); each one cites its LEI record.

Former names

• RiverNorth Capital & Income FundNov 29, 2022 to Nov 29, 2022³
• RiverNorth Specialty Finance CorpMay 29, 2020 to Nov 10, 2022³
• RiverNorth Marketplace Lending CorpJun 11, 2015 to Mar 31, 2020³

Timeline

1. Oct 1, 20248-K Listing notice or transfer; Other events¹⁷
2. Sep 4, 20248-K Listing notice or transfer; Other events¹⁸
3. Mar 22, 2024New chief executive Patrick W. Galley becomes CEO⁴
4. Jun 10, 2015Founded RiverNorth Capital & Income Fund, Inc. is founded²

Filings

142 filings to the SEC since October 2021: 2 major events, 15 insider forms, 22 large holders, 103 other. The latest 20:

1. Sep 10, 2026N-CEN EDGAR
2. Sep 8, 2026N-23C3A EDGAR
3. Sep 4, 2026N-CSR EDGAR
4. Aug 27, 2026NPORT-P EDGAR
5. Aug 20, 2026N-PX EDGAR
6. Aug 14, 2026SCHEDULE 13G/A EDGAR
7. Jun 1, 2026N-23C3A EDGAR
8. May 28, 2026NPORT-P EDGAR
9. May 12, 2026SCHEDULE 13G/A EDGAR
10. Mar 6, 2026N-CSRS EDGAR
11. Mar 2, 2026N-23C3A EDGAR
12. Feb 26, 2026NPORT-P EDGAR
13. Feb 17, 2026SCHEDULE 13G/A EDGAR
14. Dec 19, 2025SCHEDULE 13G/A EDGAR
15. Dec 5, 2025N-23C3A EDGAR
16. Nov 26, 2025SCHEDULE 13G/A EDGAR
17. Nov 26, 2025NPORT-P EDGAR
18. Nov 14, 2025SCHEDULE 13G EDGAR
19. Nov 3, 2025SCHEDULE 13G/A EDGAR
20. Oct 21, 2025SCHEDULE 13G/A EDGAR

Every filing from the last five years, summarized. The full record is on SEC EDGAR.

Insider trades

4 open-market trades by officers, directors and large owners since October 2021: 3 buys and 1 sales. Grants, option exercises and gifts are left out.

From Forms 4 filed with the SEC.

Major holders

Investors who own more than 5% of the shares must tell the SEC: a 13D if they may seek to influence the company, a 13G if they hold passively.

• OSAIC HOLDINGS, INC.SCHEDULE 13G/A, 3 filings Aug 13, 2025 to Aug 14, 2026¹⁹
• Nomura HoldingsSCHEDULE 13G/A, 4 filings Feb 14, 2025 to Feb 17, 2026²⁰
• CSS LLC/ILSCHEDULE 13G/A, 4 filings Jul 3, 2025 to Dec 19, 2025²¹
• SIT INVESTMENT ASSOCIATES INCSCHEDULE 13G/A, 6 filings Mar 6, 2023 to Nov 3, 2025²²
• Karpus Management, Inc.SC 13G/A, 4 filings Oct 8, 2021 to Feb 13, 2024²³
• StrategIQ Financial Group, LLCSC 13G, 1 filing Jan 31, 2022²⁴

SEC filer profile

How RiverNorth Capital & Income Fund, Inc. is registered with the Securities and Exchange Commission, from its EDGAR record and the cover page of its latest annual report.

• Name on EDGARRiverNorth Capital & Income Fund, Inc.¹
• CIK0001644771
• Business address360 S. Rosemary Ave, Suite 1420, West Palm Beach, FL 33401¹
• Phone312-832-1440¹
• On EDGAR sinceJun 11, 2015¹
• Filings309 in all: N-23C3A (40), NPORT-P (28), 4 (25), CORRESP (20), 3 (18), N-2/A (13), SCHEDULE 13G/A (11), 40-17G (10)¹
  All 43 form types

  497AD (10), N-CSR (10), N-CSRS (10), N-PX (10), SC 13G/A (10), DEF 14A (9), N-CEN (9), 497 (8), POS EX (6), EFFECT (5), N-2 (5), N-Q (5), POS 8C (4), SC 13G (4), SCHEDULE 13G (4), UPLOAD (4), 424B2 (3), 424B3 (3), N-CSR/A (3), 424B5 (2), 486BPOS (2), 8-A12B (2), 8-K (2), N-CEN/A (2), NSAR-A (2), 25-NSE (1), 497J (1), 5 (1), CERT (1), N-23C-2 (1), N-2MEF (1), N-8A (1), NPORT-EX (1), NSAR-B (1), PRE 14A (1)

• Latest filingsProxy statement (DEF 14A) Aug 21, 2026
  Latest 8-K (8-K) Oct 1, 2024