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Evergreen Capital Management LLC: investment adviser
Evergreen Capital Management LLC is an investment adviser registered with the SEC (file 801-20248, CRD 104931). What it reports on Form ADV: assets and clients, fees, owners, disciplinary history and its client brochure. From the SEC's Investment Adviser Public Disclosure site; read Oct 21, 2026.
- Assets managed
- $7.2B
- Discretionary
- 100%
- Accounts
- 3,404
- Employees
- 37
- In advisory roles
- 26
- Disclosures
- 0
SEC adviser record · Full Form ADV (PDF)
The firm reports that it or a related person has custody of client cash and securities.
Form ADV Part 1A, Item 5, as filed on the SEC Investment Adviser Public Disclosure site; read Oct 21, 2026.
Clients and fees
Whom the firm advises and how it is paid, from Items 5.D, 5.E and 5.G.
| Client type | Clients | Assets | Share |
|---|---|---|---|
| Individuals | 367 | $322.4M | 4.5% |
| High net worth individuals | 754 | $6.2B | 86.8% |
| Private funds and other pooled vehicles | 8 | $234.8M | 3.3% |
| Pension and profit-sharing plans | 2 | $34.2M | 0.5% |
| Corporations | 26 | $358.9M | 5.0% |
How it is paid
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees
- Other: Negotiated fees for ad hoc unsolicited investment advice
Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
- Other: UNSOLICITED INVESTMENT ADVICE ON AN AD HOC BASIS
Who owns it
Schedule A lists direct owners of 5% or more (and officers who own a stake); Schedule B lists the owners of those owners.
Direct owners (Schedule A)
| Owner | Type | Role | Stake | Since | Control | Public company |
|---|---|---|---|---|---|---|
| D and M Hay LLC | Company (U.S.) | Member | D 50% to 75% | Apr 2004 | Yes | |
| Lenape Inc. | Company (U.S.) | Member | B 10% to 25% | Mar 2012 | ||
| Jeffrey Michael Eulberg | Person | Director of wealth management and owner | A 5% to 10% | Jan 2010 | Yes | |
| Tyler Bradley Hay | Person | Member/chief executive officer | A 5% to 10% | Jan 2010 | Yes | |
| Olesya S Sinitsa | Person | Member | A 5% to 10% | Apr 2004 |
Indirect owners (Schedule B)
| Owner | Owns a stake in | Type | Stake | Control | Public company |
|---|---|---|---|---|---|
| David Mills Hay | D and M Hay LLC | Person | E 75% or more | Yes |
Form ADV reports ownership in bands, not exact stakes: A means 5% to 10%, B 10% to 25%, C 25% to 50%, D 50% to 75%, E 75% or more. F marks a general partner, trustee or managing member, a role that controls the firm without a percentage. Owners of less than 5% are not listed.
Form ADV Schedules A and B, via the SEC Investment Adviser Public Disclosure site.
Disciplinary history
The firm answered No to every disciplinary question on Form ADV (Item 11).
The brochure
No brochure text was read for this firm.
Other brochures on file
- Evergreen ADV Part 2A 2026, Mar 26, 2026
Form ADV Part 2A, via the SEC Investment Adviser Public Disclosure site.