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Wafra Inc.: investment adviser
Wafra Inc. is an investment adviser registered with the SEC (file 801-23491, CRD 108673). What it reports on Form ADV: assets and clients, fees, owners, disciplinary history and its client brochure. From the SEC's Investment Adviser Public Disclosure site; read Oct 21, 2026.
- Assets managed
- $29.0B
- Discretionary
- 95%
- Accounts
- 107
- Employees
- 158
- In advisory roles
- 69
- Disclosures
- 0
SEC adviser record · Full Form ADV (PDF)
The firm reports that it or a related person has custody of client cash and securities.
Form ADV Part 1A, Item 5, as filed on the SEC Investment Adviser Public Disclosure site; read Oct 21, 2026.
Clients and fees
Whom the firm advises and how it is paid, from Items 5.D, 5.E and 5.G.
| Client type | Clients | Assets | Share |
|---|---|---|---|
| Private funds and other pooled vehicles | 77 | $22.3B | 76.6% |
| Corporations | 29 | $6.3B | 21.9% |
How it is paid
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees
- Other: % Of client commitment admin,consulting and other fees
Services
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients (other than registered investment companies and other pooled investment vehicles)
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Other: CONSULTING REVIEW OF 3RD PARTY MANAGERS FOR INSTITUTIONAL INVESTORS
Who owns it
Schedule A lists direct owners of 5% or more (and officers who own a stake); Schedule B lists the owners of those owners.
Direct owners (Schedule A)
| Owner | Type | Role | Stake | Since | Control | Public company |
|---|---|---|---|---|---|---|
| Wafra Intervest Corporation Ltd. (Wic) | Company (outside the U.S.) | Wholly owns registrant | E 75% or more | Jul 1984 | Yes |
Indirect owners (Schedule B)
| Owner | Owns a stake in | Type | Stake | Control | Public company |
|---|---|---|---|---|---|
| Government of Kuwait | The Public Institution for Social Security Owns (Pifss) Pifss | Company (outside the U.S.) | E 75% or more | Yes | |
| The Public Institution for | Wafra Intervest | Company (outside the U.S.) | E 75% or more | Yes |
Form ADV reports ownership in bands, not exact stakes: A means 5% to 10%, B 10% to 25%, C 25% to 50%, D 50% to 75%, E 75% or more. F marks a general partner, trustee or managing member, a role that controls the firm without a percentage. Owners of less than 5% are not listed.
Form ADV Schedules A and B, via the SEC Investment Adviser Public Disclosure site.
Disciplinary history
The firm answered No to every disciplinary question on Form ADV (Item 11).
The brochure
No brochure text was read for this firm.
Other brochures on file
- Wafra Inc Form ADV Part 2A Brochure March 2026, Mar 25, 2026
Form ADV Part 2A, via the SEC Investment Adviser Public Disclosure site.