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Conestoga Capital Advisors, LLC: investment adviser
Conestoga Capital Advisors, LLC is an investment adviser registered with the SEC (file 801-60133, CRD 111750). What it reports on Form ADV: assets and clients, fees, owners, disciplinary history and its client brochure. From the SEC's Investment Adviser Public Disclosure site; read Oct 21, 2026.
- Assets managed
- $6.9B
- Discretionary
- 92%
- Accounts
- 233
- Employees
- 18
- In advisory roles
- 9
- Disclosures
- 0
Company page · SEC adviser record · Full Form ADV (PDF)
The firm reports no custody of client cash or securities.
Form ADV Part 1A, Item 5, as filed on the SEC Investment Adviser Public Disclosure site; read Oct 21, 2026.
Clients and fees
Whom the firm advises and how it is paid, from Items 5.D, 5.E and 5.G.
| Client type | Clients | Assets | Share |
|---|---|---|---|
| Individuals | 38 | $9.2M | 0.1% |
| High net worth individuals | 137 | $465.8M | 6.7% |
| Registered funds | 6 | $3.9B | 56.0% |
| Private funds and other pooled vehicles | 3 | $794.6M | 11.5% |
| Pension and profit-sharing plans | 10 | $430.8M | 6.2% |
| Charities | 22 | $489.9M | 7.1% |
| State and local governments | 9 | $284.9M | 4.1% |
| Corporations | 1 | $10.1M | 0.1% |
| Other: Uma platforms | 7 | $563.6M | 8.1% |
How it is paid
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (as well as "business development companies" that have made an election pursuant to section 54 of the Investment Company Act of 1940)
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients (other than registered investment companies and other pooled investment vehicles)
Who owns it
Schedule A lists direct owners of 5% or more (and officers who own a stake); Schedule B lists the owners of those owners.
Direct owners (Schedule A)
| Owner | Type | Role | Stake | Since | Control | Public company |
|---|---|---|---|---|---|---|
| Robert Michael Mitchell | Person | Partner | C 25% to 50% | Mar 2001 | Yes | |
| Duane Randall Dorazio | Person | Chief compliance officer | B 10% to 25% | Jan 2007 | Yes | |
| Joseph Francis Monahan | Person | Partner/owner | B 10% to 25% | Jan 2010 | Yes | |
| Derek Sterling Johnston | Person | Partner/owner | A 5% to 10% | Feb 2026 | Yes |
Form ADV reports ownership in bands, not exact stakes: A means 5% to 10%, B 10% to 25%, C 25% to 50%, D 50% to 75%, E 75% or more. F marks a general partner, trustee or managing member, a role that controls the firm without a percentage. Owners of less than 5% are not listed.
Form ADV Schedules A and B, via the SEC Investment Adviser Public Disclosure site.
Disciplinary history
The firm answered No to every disciplinary question on Form ADV (Item 11).
The brochure
No brochure text was read for this firm.
Other brochures on file
- Conestoga Capital Advisors Form ADV Part 2A - 2026, Mar 9, 2026
Form ADV Part 2A, via the SEC Investment Adviser Public Disclosure site.