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West Rim Capital Associates II, L.P.: investment adviser
West Rim Capital Associates II, L.P. is an investment adviser registered with the SEC (file 801-68453, CRD 145085). What it reports on Form ADV: assets and clients, fees, owners, disciplinary history and its client brochure. From the SEC's Investment Adviser Public Disclosure site; read Oct 21, 2026.
- Assets managed
- $1.7B
- Discretionary
- 100%
- Accounts
- 22
- Employees
- 30
- In advisory roles
- 20
- Disclosures
- 0
Company page · SEC adviser record · Full Form ADV (PDF)
The firm reports no custody of client cash or securities.
Form ADV Part 1A, Item 5, as filed on the SEC Investment Adviser Public Disclosure site; read Oct 21, 2026.
Clients and fees
Whom the firm advises and how it is paid, from Items 5.D, 5.E and 5.G.
| Client type | Clients | Assets | Share |
|---|---|---|---|
| Private funds and other pooled vehicles | 22 | $1.7B | 100.0% |
How it is paid
- A percentage of assets under your management
- Performance-based fees
Services
- Portfolio management for pooled investment vehicles (other than investment companies)
Who owns it
Schedule A lists direct owners of 5% or more (and officers who own a stake); Schedule B lists the owners of those owners.
Direct owners (Schedule A)
| Owner | Type | Role | Stake | Since | Control | Public company |
|---|---|---|---|---|---|---|
| David Fraser Bullock | Person | Limited partner/managing director | B 10% to 25% | Sep 2007 | Yes | |
| Tim Welker Layton | Person | Limited partner/managing director | B 10% to 25% | Sep 2007 | Yes | |
| Mark R. Ludwig | Person | Limited partner/managing director | B 10% to 25% | Jan 2013 | Yes | |
| Ronald Paul Mika | Person | Limited partner/managing director | B 10% to 25% | Sep 2007 | Yes | |
| James Luke Sorenson | Person | Limited partner/managing director | B 10% to 25% | Sep 2007 | Yes |
Indirect owners (Schedule B)
| Owner | Owns a stake in | Type | Stake | Control | Public company |
|---|---|---|---|---|---|
| David Fraser Bullock | West Rim | Person | F General partner, trustee or managing member | Yes | |
| Brady Reed Broadbent | West Rim | Person | F General partner, trustee or managing member | Yes | |
| Burke Martin Davis | West Rim | Person | F General partner, trustee or managing member | Yes | |
| Kenneth Mark Elefant | West Rim | Person | F General partner, trustee or managing member | Yes | |
| Tim Welker Layton | West Rim | Person | F General partner, trustee or managing member | Yes | |
| Mark R. Ludwig | West Rim | Person | F General partner, trustee or managing member | Yes | |
| Ronald Paul Mika | West Rim | Person | F General partner, trustee or managing member | Yes | |
| Robert Joseph Rueckert | West Rim | Person | F General partner, trustee or managing member | Yes |
Form ADV reports ownership in bands, not exact stakes: A means 5% to 10%, B 10% to 25%, C 25% to 50%, D 50% to 75%, E 75% or more. F marks a general partner, trustee or managing member, a role that controls the firm without a percentage. Owners of less than 5% are not listed.
Form ADV Schedules A and B, via the SEC Investment Adviser Public Disclosure site.
Disciplinary history
The firm answered No to every disciplinary question on Form ADV (Item 11).
The brochure
No brochure text was read for this firm.
Other brochures on file
Form ADV Part 2A, via the SEC Investment Adviser Public Disclosure site.