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Novem Group: investment adviser

Novem Group is an investment adviser registered with the SEC (file 801-72741, CRD 158964). What it reports on Form ADV: assets and clients, fees, owners, disciplinary history and its client brochure. From the SEC's Investment Adviser Public Disclosure site; read Oct 21, 2026.

Assets managed
$1.7B
Discretionary
85%
Accounts
5,571
Employees
52
In advisory roles
50
Disclosures
0

Company page · SEC adviser record · Full Form ADV (PDF)

The firm reports no custody of client cash or securities.

Form ADV Part 1A, Item 5, as filed on the SEC Investment Adviser Public Disclosure site; read Oct 21, 2026.

Clients and fees

Whom the firm advises and how it is paid, from Items 5.D, 5.E and 5.G.

Client typeClientsAssetsShare
Individuals3,253$825.7M48.1%
High net worth individuals260$546.9M31.8%
Pension and profit-sharing plans137$343.6M20.0%
Charities2$1.3M0.1%
State and local governments1$118.5K0.0%

How it is paid

  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)

Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops

Who owns it

Schedule A lists direct owners of 5% or more (and officers who own a stake); Schedule B lists the owners of those owners.

Direct owners (Schedule A)

OwnerTypeRoleStakeSinceControlPublic company
Robert Joseph BartolottaPersonCEO, CCOE 75% or moreJun 2011Yes

Form ADV reports ownership in bands, not exact stakes: A means 5% to 10%, B 10% to 25%, C 25% to 50%, D 50% to 75%, E 75% or more. F marks a general partner, trustee or managing member, a role that controls the firm without a percentage. Owners of less than 5% are not listed.

Form ADV Schedules A and B, via the SEC Investment Adviser Public Disclosure site.

Disciplinary history

The firm answered No to every disciplinary question on Form ADV (Item 11).

The brochure

No brochure text was read for this firm.

Other brochures on file

Form ADV Part 2A, via the SEC Investment Adviser Public Disclosure site.