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Mirabella Financial Services LLP: investment adviser

Mirabella Financial Services LLP is an investment adviser registered with the SEC (file 802-75591, CRD 160328). What it reports on Form ADV: assets and clients, fees, owners, disciplinary history and its client brochure. From the SEC's Investment Adviser Public Disclosure site; read Oct 21, 2026.

Assets managed
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Discretionary
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Accounts
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Employees
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In advisory roles
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Disclosures
1

Company page · SEC adviser record · Full Form ADV (PDF)

The firm reports no custody of client cash or securities.

Form ADV Part 1A, Item 5, as filed on the SEC Investment Adviser Public Disclosure site; read Oct 21, 2026.

Who owns it

Schedule A lists direct owners of 5% or more (and officers who own a stake); Schedule B lists the owners of those owners.

Direct owners (Schedule A)

OwnerTypeRoleStakeSinceControlPublic company
Mirabella Group Holdings LimitedCompany (outside the U.S.)Corporate memberE 75% or moreSep 2019Yes

Indirect owners (Schedule B)

OwnerOwns a stake inTypeStakeControlPublic company
Genstar Capital X, LPGenstar CapitalCompany (U.S.)F General partner, trustee or managing memberYes
Genstar X GP, LLCGenstar CapitalCompany (U.S.)F General partner, trustee or managing memberYes
Aca Corporate Holdings, Inc.Columbo TopcoCompany (U.S.)E 75% or moreYes
Columbo Topco LimitedCordiumCompany (outside the U.S.)E 75% or moreYes
Cordium Consulting GroupMirabella GroupCompany (outside the U.S.)E 75% or moreYes
Foreside Financial Group, LLCAca CorporateCompany (U.S.)E 75% or moreYes
GC Mountaintop Holdings, LLCGC MountaintopCompany (U.S.)E 75% or moreYes
GC Mountaintop Intermediate IGC MountaintopCompany (U.S.)E 75% or moreYes
GC Mountaintop Intermediate IIGC MountaintopCompany (U.S.)E 75% or moreYes
GC Mountaintop AcquisitionForesideCompany (U.S.)D 50% to 75%Yes
Genstar Capital Partners X, LPGC MountaintopCompany (U.S.)D 50% to 75%Yes

Form ADV reports ownership in bands, not exact stakes: A means 5% to 10%, B 10% to 25%, C 25% to 50%, D 50% to 75%, E 75% or more. F marks a general partner, trustee or managing member, a role that controls the firm without a percentage. Owners of less than 5% are not listed.

Form ADV Schedules A and B, via the SEC Investment Adviser Public Disclosure site.

Disciplinary history

What the firm disclosed under Item 11 of Form ADV. A disclosure is the firm's own report: pending matters are allegations, not findings, and many settlements are made without admitting or denying them. Text is quoted from the filing, set in sentence case.

Item 11 questions answered Yes

These questions cover the firm and its advisory affiliates.

  • Has any self-regulatory organization or commodities exchange ever: found you or any advisory affiliate to have been involved in a violation of its rules (other than a violation designated as a "minor rule violation" under a plan approved by the SEC)?

Actions about the firm (1)

  1. Mar 18, 2021
    Regulatory Action: New York Mercantile Exchange FinalSanctions: Civil and Administrative Penalt(ies) /Fine(s) · Fine: $25,000 · Begun Aug 18, 2020 · Resolved Mar 18, 2021 · Settled · Docket 20-1363-BC

    Pursuant to an offer of settlement that Mirabella Financial Services LLP ("Mirabella") presented at a hearing on March 16, 2021, in which Mirabella neither admitted nor denied the rule violation upon which the penalty is based, a PANEL of the NYMEX business conduct committee ("PANEL") found that on August 18, 2020 accounts owned or controlled by Mirabella, which were aggregated for the purposes of exchange position limits, held September 2020 light sweet crude oil futures ("SEP20 CL") futures equivalent positions that exceeded the spot month position limit of 3,000 contracts in effect at that time. Specifically, Mirabella began trade date August 18, 2020 with a short position of 4,627 lots in SEP20 CL, 1,627 contracts (54.23%) over the standard expiration month position limit in effect for trade dates August 18, 19, and 20, 2020. The PANEL found that as a result, Mirabella violated rule 562. In accordance with the settlement offer, the PANEL ordered Mirabella to pay a fine to the exchange in the amount of $25,000. This action became final on March 16, 2021 and effective March 18, 2021.

Form ADV Item 11 and its Disclosure Reporting Pages, via the SEC record. All adviser disciplinary records.

The brochure

No brochure text was read for this firm.

Form ADV Part 2A, via the SEC Investment Adviser Public Disclosure site.