- S&P 500 7,659.44 −1.09%
- Dow Jones 52,002.41 −0.34%
- Nasdaq 26,713.03 +0.08%
- VIX 19.99 +21.45%
- 10-year Treasury 5.09% −0.01
- Dollar index 121.40 −0.14%
- WTI crude $101.91 +1.04%
Marshall Wace LLP: investment adviser
Marshall Wace LLP is an investment adviser registered with the SEC (file 802-76358, CRD 160885). What it reports on Form ADV: assets and clients, fees, owners, disciplinary history and its client brochure. From the SEC's Investment Adviser Public Disclosure site; read Oct 21, 2026.
- Assets managed
- –
- Discretionary
- –
- Accounts
- –
- Employees
- –
- In advisory roles
- –
- Disclosures
- 0
Company page · SEC adviser record · Full Form ADV (PDF)
The firm reports no custody of client cash or securities.
Form ADV Part 1A, Item 5, as filed on the SEC Investment Adviser Public Disclosure site; read Oct 21, 2026.
Who owns it
Schedule A lists direct owners of 5% or more (and officers who own a stake); Schedule B lists the owners of those owners.
Direct owners (Schedule A)
| Owner | Type | Role | Stake | Since | Control | Public company |
|---|---|---|---|---|---|---|
| Marshall Wace Asset Management | Company (outside the U.S.) | Partner, wace LLP | E 75% or more | Jul 2011 | Yes | |
| Anthony Peter Clake | Person | Partner | B 10% to 25% | Sep 2004 | Yes | |
| Paul R Marshall | Person | CIO | B 10% to 25% | Nov 1997 | Yes | |
| Ian Gerald Wace | Person | CEO | B 10% to 25% | Nov 1997 | Yes |
Indirect owners (Schedule B)
| Owner | Owns a stake in | Type | Stake | Control | Public company |
|---|---|---|---|---|---|
| KKR & Co. Inc. | KKR Group Co. Inc. | Company (U.S.) | E 75% or more | Yes | Yes |
| KKR Group Co. Inc. | KKR Group Holdings Corp. | Company (U.S.) | E 75% or more | Yes | |
| KKR Group Partnership L.P. | Kappa Holdings Ltd. | Company (outside the U.S.) | E 75% or more | Yes | |
| KKR Management LLP | KKR & Co. Inc. | Company (U.S.) | E 75% or more | Yes | |
| MW Group LP | MW Ltd | Company (outside the U.S.) | E 75% or more | Yes | |
| MW Ltd | Marshall Wace Asset Management Member Limited | Company (outside the U.S.) | E 75% or more | Yes | |
| KKR Group Holdings Corp. | KKR Group Partnership L.P. & General | Company (U.S.) | D 50% to 75% | Yes | |
| Kappa Holdings Ltd. | MW Group (GP) Ltd | Company (outside the U.S.) | C 25% to 50% | Yes | |
| MW Group (GP) Ltd | MW Group LP | Company (outside the U.S.) | C 25% to 50% | Yes |
Form ADV reports ownership in bands, not exact stakes: A means 5% to 10%, B 10% to 25%, C 25% to 50%, D 50% to 75%, E 75% or more. F marks a general partner, trustee or managing member, a role that controls the firm without a percentage. Owners of less than 5% are not listed.
Form ADV Schedules A and B, via the SEC Investment Adviser Public Disclosure site.
Disciplinary history
The firm answered No to every disciplinary question on Form ADV (Item 11).
The brochure
No brochure text was read for this firm.
Form ADV Part 2A, via the SEC Investment Adviser Public Disclosure site.