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Advanced Technology Ventures: investment adviser

Atv Capital Management, Inc., doing business as Advanced Technology Ventures, is an investment adviser registered with the SEC (file 802-75329, CRD 162341). What it reports on Form ADV: assets and clients, fees, owners, disciplinary history and its client brochure. From the SEC's Investment Adviser Public Disclosure site; read Oct 21, 2026.

Assets managed
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Discretionary
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Accounts
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Employees
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In advisory roles
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Disclosures
0

SEC adviser record · Full Form ADV (PDF)

The firm reports no custody of client cash or securities.

Form ADV Part 1A, Item 5, as filed on the SEC Investment Adviser Public Disclosure site; read Oct 21, 2026.

Who owns it

Schedule A lists direct owners of 5% or more (and officers who own a stake); Schedule B lists the owners of those owners.

Direct owners (Schedule A)

OwnerTypeRoleStakeSinceControlPublic company
Steven Nicholas BaloffPersonManaging director of atv associates VIII, LLCB 10% to 25%Jul 2007Yes
Michael A. CarusiPersonPresident, director of atv capital managementB 10% to 25%Sep 2003Yes
Jean M. GeorgePersonManaging director of atv associates VIII, LLCB 10% to 25%Jul 2007Yes
Robert C. HowerPersonManaging director of atv associates VIII, LLCB 10% to 25%Jul 2007Yes
Michael A. Carusi and Mary C. Carusi, As 19, 2016Company (U.S.)Member of atv associatesB 10% to 25%Jul 2016
Steven N. Baloff and Deborah D. Baloff Dated May 13, 1998Company (U.S.)Member of atv associatesB 10% to 25%Feb 2001
Wesley Raffel and Elizabeth D. Raffel, As Dated November 7, 1995Company (U.S.)Member of atv associatesB 10% to 25%Feb 2001
William C. WibergPersonManaging director of atv associates VIII, LLCB 10% to 25%Jul 2007Yes
Henkens Family Survivors Trust U/A Dated JuneCompany (U.S.)Member of atv associatesA 5% to 10%Oct 2004
John R. Harrington and Diane I. Harrington, As Trust U/A Dated May 14, 1993Company (U.S.)Member of atv associatesA 5% to 10%Feb 2001

Indirect owners (Schedule B)

OwnerOwns a stake inTypeStakeControlPublic company
Deborah D BaloffThe Steven N. and Deborah D. Baloff Trust Dated May 13, 1998 N. and Deborah D.PersonF General partner, trustee or managing memberYes
Steven BaloffSteven N. and Deborah D. Baloff TrustPersonF General partner, trustee or managing memberYes
Michael A. CarusiThe Carusi Family Trust Dated July 19, 2016 Family Trust Dated JulyPersonF General partner, trustee or managing memberYes
Mary Catherine CarusiThe Carusi Family Trust Dated July 19, 2016 Family Trust Dated JulyPersonF General partner, trustee or managing memberYes
Diane I. HarringtonJohn R. Harrington and Diane I. Harrington, As Trustees of the John R. and Diane I. Harrington and Diane I. Harrington Trust U/A Dated Trust U/A Dated May 14, May 14, 1993 1993PersonF General partner, trustee or managing memberYes
John HarringtonJohn R. Harrington and Diane I. and Diane I. Harrington Trust U/A Dated Trust U/A Dated May 14, May 14, 1993 1993PersonF General partner, trustee or managing memberYes
Kathryn HenkensHenkens Family Survivors Trust U/A Dated June 1, 1999 Family Survivors TrustPersonF General partner, trustee or managing memberYes
Wesley RaffelThe Raffel Revocable Living Trust Dated November 7, 1995 Revocable Living TrustPersonF General partner, trustee or managing memberYes

Form ADV reports ownership in bands, not exact stakes: A means 5% to 10%, B 10% to 25%, C 25% to 50%, D 50% to 75%, E 75% or more. F marks a general partner, trustee or managing member, a role that controls the firm without a percentage. Owners of less than 5% are not listed.

Form ADV Schedules A and B, via the SEC Investment Adviser Public Disclosure site.

Disciplinary history

The firm answered No to every disciplinary question on Form ADV (Item 11).

The brochure

No brochure text was read for this firm.

Form ADV Part 2A, via the SEC Investment Adviser Public Disclosure site.