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Oak Management Corporation: investment adviser
Oak Management Corporation is an investment adviser registered with the SEC (file 802-76266, CRD 162441). What it reports on Form ADV: assets and clients, fees, owners, disciplinary history and its client brochure. From the SEC's Investment Adviser Public Disclosure site; read Oct 21, 2026.
- Assets managed
- –
- Discretionary
- –
- Accounts
- –
- Employees
- –
- In advisory roles
- –
- Disclosures
- 0
Company page · SEC adviser record · Full Form ADV (PDF)
The firm reports no custody of client cash or securities.
Form ADV Part 1A, Item 5, as filed on the SEC Investment Adviser Public Disclosure site; read Oct 21, 2026.
Who owns it
Schedule A lists direct owners of 5% or more (and officers who own a stake); Schedule B lists the owners of those owners.
Direct owners (Schedule A)
| Owner | Type | Role | Stake | Since | Control | Public company |
|---|---|---|---|---|---|---|
| Bandel & Paula Carano Trust Dated | Company (U.S.) | Oak associates xiii, LLC - non-managing | B 10% to 25% | Jun 2009 | ||
| Fredric & Stephanie Harman, As Trust Created By Agrmnt 7/26/96 | Company (U.S.) | Oak associates xiii, LLC - non-managing | B 10% to 25% | Jun 2009 | ||
| Edward Fellows Glassmeyer | Person | Oak associates xiii, LLC - executive managing member | B 10% to 25% | Jun 2009 | Yes | |
| Fredric Ward Harman | Person | Oak management corporation - vice president and shareholder | B 10% to 25% | Jun 1994 | Yes | |
| Ann Huntress Lamont | Person | Oak associates xiii, LLC - executive managing member | B 10% to 25% | Jun 2009 | Yes | |
| Qualified Marital Trust Uw Fbo | Company (U.S.) | Oak IX affiliates, LLC - non-managing | B 10% to 25% | Sep 2017 | ||
| Andrew William Adams | Person | Oak associates xiii, LLC - non-executive managing member | A 5% to 10% | Jun 2009 | Yes | |
| Grace Anne Ames | Person | Oak associates xiii, LLC - non-executive managing member | A 5% to 10% | Jun 2009 | Yes | |
| The Efg Trust II U/A DTD 12/21/93 | Company (U.S.) | Oak associates XI, LLC - non-managing | A 5% to 10% | Jul 2004 | ||
| David Bradley Walrod | Person | Oak associates x, LLC - non-managing member | A 5% to 10% | Dec 2000 |
Indirect owners (Schedule B)
| Owner | Owns a stake in | Type | Stake | Control | Public company |
|---|---|---|---|---|---|
| Bandel Lewis Carano | Bandel & Paula Carano Trust Dated 1/12/04 | Person | F General partner, trustee or managing member | Yes | |
| Paula Michelle Carano | Bandel & Paula Carano Trust Dated 1/12/04 the F.&S. Harman Family Trust Created By Agrmnt 7/26/96 the F.&S. Harman Family Trust Created By Agrmnt 7/26/96 M. Glassmeyer Trustee M. Glassmeyer, Trustee | Person | F General partner, trustee or managing member | Yes |
Form ADV reports ownership in bands, not exact stakes: A means 5% to 10%, B 10% to 25%, C 25% to 50%, D 50% to 75%, E 75% or more. F marks a general partner, trustee or managing member, a role that controls the firm without a percentage. Owners of less than 5% are not listed.
Form ADV Schedules A and B, via the SEC Investment Adviser Public Disclosure site.
Disciplinary history
The firm answered No to every disciplinary question on Form ADV (Item 11).
The brochure
No brochure text was read for this firm.
Form ADV Part 2A, via the SEC Investment Adviser Public Disclosure site.