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Phoenix Venture Partners: investment adviser
Phoenix Venture Partners, LLC, doing business as Phoenix Venture Partners, is an investment adviser registered with the SEC (file 802-75151, CRD 162628). What it reports on Form ADV: assets and clients, fees, owners, disciplinary history and its client brochure. From the SEC's Investment Adviser Public Disclosure site; read Oct 21, 2026.
- Assets managed
- –
- Discretionary
- –
- Accounts
- –
- Employees
- –
- In advisory roles
- –
- Disclosures
- 0
Company page · SEC adviser record · Full Form ADV (PDF)
The firm reports no custody of client cash or securities.
Form ADV Part 1A, Item 5, as filed on the SEC Investment Adviser Public Disclosure site; read Oct 21, 2026.
Who owns it
Schedule A lists direct owners of 5% or more (and officers who own a stake); Schedule B lists the owners of those owners.
Direct owners (Schedule A)
| Owner | Type | Role | Stake | Since | Control | Public company |
|---|---|---|---|---|---|---|
| 2012 John T. Chen and Yi- Revocable Trust | Company (U.S.) | Non-managing member of phoenix general | C 25% to 50% | Dec 2017 | ||
| 2012 John T. Chen and Yi- Revocable Trust. | Company (U.S.) | Non-managing member of phoenix general | B 10% to 25% | Dec 2017 | ||
| John Tsen-Tao Chen | Person | Managing member, phoenix general partner III LLC | B 10% to 25% | Nov 2018 | Yes | |
| Darf Star Ventures, LP | Company (U.S.) | Non-managing member, phoenix general partner III LLC | B 10% to 25% | Jun 2019 | ||
| Nobuyuki NMN Kambe | Person | Managing member, phoenix general partner III LLC | B 10% to 25% | Nov 2018 | Yes | |
| Frank Howard Levinson | Person | Special member, phoenix general partner III LLC | B 10% to 25% | Jun 2024 | Yes | |
| David NMN Soane | Person | Special member, phoenix general partner II LLC | B 10% to 25% | Aug 2023 | ||
| Avinash Kant | Person | Non-managing member, phoenix general partner III LLC | A 5% to 10% | Jan 2019 | ||
| Jiong Ma | Person | Managing member, phoenix general partner III LLC | A 5% to 10% | Sep 2024 | Yes | |
| Srinivas Rao | Person | Non-managing member, phoenix general partner III LLC | A 5% to 10% | Jan 2019 |
Indirect owners (Schedule B)
| Owner | Owns a stake in | Type | Stake | Control | Public company |
|---|---|---|---|---|---|
| Frank Howard Levinson | Darf Star | Person | F General partner, trustee or managing member | Yes | |
| Frank H. Levinson Revocable Living | Darf Star | Company (U.S.) | D 50% to 75% | Yes | |
| Irrevocable Indenture of Trust of | Darf Star | Company (U.S.) | C 25% to 50% | Yes |
Form ADV reports ownership in bands, not exact stakes: A means 5% to 10%, B 10% to 25%, C 25% to 50%, D 50% to 75%, E 75% or more. F marks a general partner, trustee or managing member, a role that controls the firm without a percentage. Owners of less than 5% are not listed.
Form ADV Schedules A and B, via the SEC Investment Adviser Public Disclosure site.
Disciplinary history
The firm answered No to every disciplinary question on Form ADV (Item 11).
The brochure
No brochure text was read for this firm.
Form ADV Part 2A, via the SEC Investment Adviser Public Disclosure site.