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Dag Ventures: investment adviser
Dag Ventures, LLC, doing business as Dag Ventures, is an investment adviser registered with the SEC (file 802-75503, CRD 162705). What it reports on Form ADV: assets and clients, fees, owners, disciplinary history and its client brochure. From the SEC's Investment Adviser Public Disclosure site; read Oct 21, 2026.
- Assets managed
- –
- Discretionary
- –
- Accounts
- –
- Employees
- –
- In advisory roles
- –
- Disclosures
- 0
Company page · SEC adviser record · Full Form ADV (PDF)
The firm reports no custody of client cash or securities.
Form ADV Part 1A, Item 5, as filed on the SEC Investment Adviser Public Disclosure site; read Oct 21, 2026.
Who owns it
Schedule A lists direct owners of 5% or more (and officers who own a stake); Schedule B lists the owners of those owners.
Direct owners (Schedule A)
| Owner | Type | Role | Stake | Since | Control | Public company |
|---|---|---|---|---|---|---|
| Young Joon Chung | Person | Managing director, dag ventures management VI, LLC | C 25% to 50% | Nov 2014 | ||
| R Thomas Goodrich | Person | Managing director, dag ventures management II, LLC | C 25% to 50% | Jun 2006 | Yes | |
| Nicholas Kwasi Pianim | Person | Managing director, dag ventures management VI, LLC | C 25% to 50% | Nov 2014 | ||
| Gregory Richard Alan Williams | Person | Managing director, dag ventures management VI, LLC | C 25% to 50% | Nov 2014 | ||
| John James Cadeddu | Person | Managing director, dag ventures management II, LLC | B 10% to 25% | Jun 2006 | Yes | |
| John M Duff | Person | Member, dag ventures management v, LLC | A 5% to 10% | Jan 2013 | ||
| Greg Eric Paulson | Person | Member, dag ventures management v, LLC | A 5% to 10% | Jan 2013 | ||
| Joseph John Zanone | Person | Member, dag ventures management v, LLC | A 5% to 10% | Jan 2013 |
Form ADV reports ownership in bands, not exact stakes: A means 5% to 10%, B 10% to 25%, C 25% to 50%, D 50% to 75%, E 75% or more. F marks a general partner, trustee or managing member, a role that controls the firm without a percentage. Owners of less than 5% are not listed.
Form ADV Schedules A and B, via the SEC Investment Adviser Public Disclosure site.
Disciplinary history
The firm answered No to every disciplinary question on Form ADV (Item 11).
The brochure
No brochure text was read for this firm.
Form ADV Part 2A, via the SEC Investment Adviser Public Disclosure site.