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Phoenix Equity Partners Limited: investment adviser
Phoenix Equity Partners Limited is an investment adviser registered with the SEC (file 802-76518, CRD 162832). What it reports on Form ADV: assets and clients, fees, owners, disciplinary history and its client brochure. From the SEC's Investment Adviser Public Disclosure site; read Oct 21, 2026.
- Assets managed
- –
- Discretionary
- –
- Accounts
- –
- Employees
- –
- In advisory roles
- –
- Disclosures
- 0
Company page · SEC adviser record · Full Form ADV (PDF)
The firm reports no custody of client cash or securities.
Form ADV Part 1A, Item 5, as filed on the SEC Investment Adviser Public Disclosure site; read Oct 21, 2026.
Who owns it
Schedule A lists direct owners of 5% or more (and officers who own a stake); Schedule B lists the owners of those owners.
Direct owners (Schedule A)
| Owner | Type | Role | Stake | Since | Control | Public company |
|---|---|---|---|---|---|---|
| Phoenix Equity Partners Group Ltd | Company (outside the U.S.) | 100% shareholder | E 75% or more | Jul 2001 | Yes | |
| David Burns | Person | Director | B 10% to 25% | Jul 2001 | Yes | |
| Richard William Daw | Person | Director | B 10% to 25% | Jan 2002 | Yes | |
| Timothy Michael Dunn | Person | Director | B 10% to 25% | Jan 2008 | Yes | |
| Kevin Jennings Keck | Person | Director | B 10% to 25% | Jul 2001 | Yes | |
| Louise Hardman Corner | Person | Chief compliance officer, chief operating officer | A 5% to 10% | Apr 2024 | Yes | |
| Christopher James Neale | Person | Director | A 5% to 10% | Jan 2018 | ||
| Barry John Robinson | Person | Director | A 5% to 10% | Jul 2001 | ||
| William Joseph Skinner | Person | Director | A 5% to 10% | May 2018 | Yes |
Indirect owners (Schedule B)
| Owner | Owns a stake in | Type | Stake | Control | Public company |
|---|---|---|---|---|---|
| Phoenix Equity Partners | Phoenix Equity | Company (outside the U.S.) | E 75% or more | Yes |
Form ADV reports ownership in bands, not exact stakes: A means 5% to 10%, B 10% to 25%, C 25% to 50%, D 50% to 75%, E 75% or more. F marks a general partner, trustee or managing member, a role that controls the firm without a percentage. Owners of less than 5% are not listed.
Form ADV Schedules A and B, via the SEC Investment Adviser Public Disclosure site.
Disciplinary history
The firm answered No to every disciplinary question on Form ADV (Item 11).
The brochure
No brochure text was read for this firm.
Form ADV Part 2A, via the SEC Investment Adviser Public Disclosure site.