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Brooklands: investment adviser
Brooklands Fund Management Limited, doing business as Brooklands, is an investment adviser registered with the SEC (file 801-110919, CRD 286221). What it reports on Form ADV: assets and clients, fees, owners, disciplinary history and its client brochure. From the SEC's Investment Adviser Public Disclosure site; read Oct 21, 2026.
- Assets managed
- $1.5B
- Discretionary
- 100%
- Accounts
- 24
- Employees
- 13
- In advisory roles
- 2
- Disclosures
- 0
Company page · SEC adviser record · Full Form ADV (PDF)
The firm reports no custody of client cash or securities.
Form ADV Part 1A, Item 5, as filed on the SEC Investment Adviser Public Disclosure site; read Oct 21, 2026.
Clients and fees
Whom the firm advises and how it is paid, from Items 5.D, 5.E and 5.G.
| Client type | Clients | Assets | Share |
|---|---|---|---|
| High net worth individuals | 12 | $13.5M | 0.9% |
| Private funds and other pooled vehicles | 11 | $1.1B | 73.6% |
| Sovereign wealth funds | 1 | $370.9M | 25.4% |
How it is paid
- A percentage of assets under your management
- Performance-based fees
Services
- Portfolio management for pooled investment vehicles (other than investment companies)
Who owns it
Schedule A lists direct owners of 5% or more (and officers who own a stake); Schedule B lists the owners of those owners.
Direct owners (Schedule A)
| Owner | Type | Role | Stake | Since | Control | Public company |
|---|---|---|---|---|---|---|
| Lou Plantie Holdings Limited | Company (outside the U.S.) | Shareholder | E 75% or more | Nov 2018 | Yes | |
| Rfim Holdings Limited | Company (outside the U.S.) | Shareholder | E 75% or more | Nov 2018 | Yes | |
| Williams Michael | Person | Director and shareholder | D 50% to 75% | May 2016 | Yes | |
| Nanuna Holdings Limited | Company (outside the U.S.) | Shareholder | D 50% to 75% | May 2016 | Yes | |
| Pytheas Holdings Limited | Company (outside the U.S.) | Shareholder | D 50% to 75% | May 2016 | Yes | |
| Olivier Thieux | Person | Director and shareholder | C 25% to 50% | May 2016 | Yes |
Indirect owners (Schedule B)
| Owner | Owns a stake in | Type | Stake | Control | Public company |
|---|---|---|---|---|---|
| Williams Michael | Nanuna Holdings Limited | Person | E 75% or more | Yes | |
| Williams Michael | Rfim Holdings Limited | Person | E 75% or more | Yes | |
| Olivier Thieux | Pytheas Holdings Limited | Person | E 75% or more | Yes | |
| Olivier Thieux | Lou Plantie Holdings Limited | Person | E 75% or more | Yes |
Form ADV reports ownership in bands, not exact stakes: A means 5% to 10%, B 10% to 25%, C 25% to 50%, D 50% to 75%, E 75% or more. F marks a general partner, trustee or managing member, a role that controls the firm without a percentage. Owners of less than 5% are not listed.
Form ADV Schedules A and B, via the SEC Investment Adviser Public Disclosure site.
Disciplinary history
The firm answered No to every disciplinary question on Form ADV (Item 11).
The brochure
No brochure text was read for this firm.
Other brochures on file
Form ADV Part 2A, via the SEC Investment Adviser Public Disclosure site.