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Cestrian Capital Research, Inc: investment adviser

Cestrian Capital Research, Inc is an investment adviser registered with the SEC (file 801-112621, CRD 291803). What it reports on Form ADV: assets and clients, fees, owners, disciplinary history and its client brochure. From the SEC's Investment Adviser Public Disclosure site; read Oct 21, 2026.

Assets managed
–
Discretionary
–
Accounts
–
Employees
1
In advisory roles
1
Disclosures
0

Company page · SEC adviser record · Full Form ADV (PDF)

The firm reports no custody of client cash or securities.

Form ADV Part 1A, Item 5, as filed on the SEC Investment Adviser Public Disclosure site; read Oct 21, 2026.

Clients and fees

Whom the firm advises and how it is paid, from Items 5.D, 5.E and 5.G.

No client types read.

How it is paid

  • Subscription fees (for a newsletter or periodical)
  • Other: Fees based on page views for some one-time published articles.

Services

  • Publication of periodicals or newsletters

Who owns it

Schedule A lists direct owners of 5% or more (and officers who own a stake); Schedule B lists the owners of those owners.

Direct owners (Schedule A)

OwnerTypeRoleStakeSinceControlPublic company
Alexander Leslie John KingPersonChief executive officerE 75% or moreNov 2017Yes
Mary Josephine KingPersonOwnerB 10% to 25%Nov 2017

Form ADV reports ownership in bands, not exact stakes: A means 5% to 10%, B 10% to 25%, C 25% to 50%, D 50% to 75%, E 75% or more. F marks a general partner, trustee or managing member, a role that controls the firm without a percentage. Owners of less than 5% are not listed.

Form ADV Schedules A and B, via the SEC Investment Adviser Public Disclosure site.

Disciplinary history

The firm answered No to every disciplinary question on Form ADV (Item 11).

The brochure

This firm is not required to deliver a Part 2 brochure (for example, because it advises only registered funds).

Form ADV Part 2A, via the SEC Investment Adviser Public Disclosure site.