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Infini Capital Management Limited: investment adviser

Infini Capital Management Limited is an investment adviser registered with the SEC (file 802-116662, CRD 302067). What it reports on Form ADV: assets and clients, fees, owners, disciplinary history and its client brochure. From the SEC's Investment Adviser Public Disclosure site; read Oct 21, 2026.

Assets managed
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Discretionary
–
Accounts
–
Employees
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In advisory roles
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Disclosures
3

Company page · SEC adviser record · Full Form ADV (PDF)

The firm reports no custody of client cash or securities.

Form ADV Part 1A, Item 5, as filed on the SEC Investment Adviser Public Disclosure site; read Oct 21, 2026.

Who owns it

Schedule A lists direct owners of 5% or more (and officers who own a stake); Schedule B lists the owners of those owners.

Direct owners (Schedule A)

OwnerTypeRoleStakeSinceControlPublic company
Infini Capital GlobalCompany (outside the U.S.)HoldingE 75% or moreNov 2018Yes

Form ADV reports ownership in bands, not exact stakes: A means 5% to 10%, B 10% to 25%, C 25% to 50%, D 50% to 75%, E 75% or more. F marks a general partner, trustee or managing member, a role that controls the firm without a percentage. Owners of less than 5% are not listed.

Form ADV Schedules A and B, via the SEC Investment Adviser Public Disclosure site.

Disciplinary history

What the firm disclosed under Item 11 of Form ADV. A disclosure is the firm's own report: pending matters are allegations, not findings, and many settlements are made without admitting or denying them. Text is quoted from the filing, set in sentence case.

Item 11 questions answered Yes

These questions cover the firm and its advisory affiliates.

  • Has any self-regulatory organization or commodities exchange ever: found you or any advisory affiliate to have been involved in a violation of its rules (other than a violation designated as a "minor rule violation" under a plan approved by the SEC)?

Actions about the firm (3)

  1. Sep 19, 2025
    Regulatory Action: Commodity Exchange (Comex / Cei) FinalSanctions: Civil and Administrative Penalt(ies) /Fine(s); N/a · Fine: $15,000 · Begun Oct 31, 2023 · Resolved Sep 19, 2025 · Settled · Docket 24-1736-BC

    The sro alleged that Infini Capital Management LTD. failed to adequately supervise a trader who, on October 31, 2023, executed wash type trades in CME 3 month SOFR options and CBOT 10 year U.S. Treasury note futures and options between accounts with common beneficial ownership, with the purpose of internally transferring positions, thereby breaching each exchange's rule 432.w on diligent supervision.

    Pursuant to an offer of settlement in which Infini neither admitted nor denied the rule violation or factual findings, a panel of the comex business conduct committee found on September 17, 2025 that Infini violated comex rule 432.w by failing to diligently supervise a trader's wash trade activity on October 31, 2023. No suspension, bar or other conditions were imposed.

  2. Sep 19, 2025
    Regulatory Action: Chicago Board of Trade (CBOT) FinalSanctions: Civil and Administrative Penalt(ies) /Fine(s); N/a · Fine: $15,000 · Begun Oct 31, 2023 · Resolved Sep 19, 2025 · Settled · Docket 24-1736-BC

    The sro alleged that Infini Capital Management LTD. failed to adequately supervise a trader who, on October 31, 2023, executed wash type trades in CME 3 month SOFR options and CBOT 10 year U.S. Treasury note futures and options between accounts with common beneficial ownership, with the purpose of internally transferring positions, thereby breaching each exchange's rule 432.w on diligent supervision.

    Pursuant to an offer of settlement in which Infini neither admitted nor denied the rule violation or factual findings, a panel of the Chicago board of trade business conduct committee found on September 17, 2025 that Infini violated CBOT rule 432.w by failing to diligently supervise a trader's wash trade activity on October 31, 2023. No suspension, bar or other conditions were imposed.

  3. Sep 19, 2025
    Regulatory Action: Chicago Mercantile Exchange (CME) FinalSanctions: Civil and Administrative Penalt(ies) /Fine(s); N/a · Fine: $15,000 · Begun Oct 31, 2023 · Resolved Sep 19, 2025 · Settled · Docket 24-1736-BC

    The sro alleged that Infini Capital Management LTD. failed to adequately supervise a trader who, on October 31, 2023, executed wash type trades in CME 3 month SOFR options and CBOT 10 year U.S. Treasury note futures and options between accounts with common beneficial ownership, with the purpose of internally transferring positions, thereby breaching each exchange's rule 432.w on diligent supervision.

    Pursuant to an offer of settlement in which Infini neither admitted nor denied the rule violation or factual findings, a panel of the Chicago mercantile exchange business conduct committee found on September 17, 2025 that Infini violated CME rule 432.w by failing to diligently supervise a trader's wash trade activity on October 31, 2023. No suspension, bar or other conditions were imposed. No information Filed

Form ADV Item 11 and its Disclosure Reporting Pages, via the SEC record. All adviser disciplinary records.

The brochure

No brochure text was read for this firm.

Form ADV Part 2A, via the SEC Investment Adviser Public Disclosure site.