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Orca Capital, LLC: investment adviser
Orca Capital, LLC is an investment adviser registered with the SEC (file 802-125699, CRD 305225). What it reports on Form ADV: assets and clients, fees, owners, disciplinary history and its client brochure. From the SEC's Investment Adviser Public Disclosure site; read Oct 21, 2026.
- Assets managed
- –
- Discretionary
- –
- Accounts
- –
- Employees
- –
- In advisory roles
- –
- Disclosures
- 2
Company page · SEC adviser record · Full Form ADV (PDF)
The firm reports no custody of client cash or securities.
Form ADV Part 1A, Item 5, as filed on the SEC Investment Adviser Public Disclosure site; read Oct 21, 2026.
Who owns it
Schedule A lists direct owners of 5% or more (and officers who own a stake); Schedule B lists the owners of those owners.
Direct owners (Schedule A)
| Owner | Type | Role | Stake | Since | Control | Public company |
|---|---|---|---|---|---|---|
| Austin W Barnard | Person | Manager | D 50% to 75% | Jul 2019 | Yes | |
| Branzino Holdings LLC | Company (U.S.) | Owner | D 50% to 75% | Dec 2025 | Yes | |
| JS Performance Management LLC | Company (U.S.) | Owner | D 50% to 75% | Dec 2025 | Yes | |
| Jeffrey ronald Sekinger | Person | Manager | D 50% to 75% | Jul 2019 | Yes |
Indirect owners (Schedule B)
| Owner | Owns a stake in | Type | Stake | Control | Public company |
|---|---|---|---|---|---|
| Austin W Barnard | Branzino Family Trust | Person | F General partner, trustee or managing member | Yes | |
| carly angelina cucco | Branzino Family Trust | Person | F General partner, trustee or managing member | ||
| Branzino Family Trust | Branzino Holdings LLC | Company (U.S.) | E 75% or more | Yes | |
| Jeffrey Sekinger | Kaspa Trust Dated May 7 2021 | Company (U.S.) | E 75% or more | Yes | |
| Kaspa Trust Dated May 7 2021 | JS Performance Management LLC | Company (U.S.) | E 75% or more | Yes |
Form ADV reports ownership in bands, not exact stakes: A means 5% to 10%, B 10% to 25%, C 25% to 50%, D 50% to 75%, E 75% or more. F marks a general partner, trustee or managing member, a role that controls the firm without a percentage. Owners of less than 5% are not listed.
Form ADV Schedules A and B, via the SEC Investment Adviser Public Disclosure site.
Disciplinary history
What the firm disclosed under Item 11 of Form ADV. A disclosure is the firm's own report: pending matters are allegations, not findings, and many settlements are made without admitting or denying them. Text is quoted from the filing, set in sentence case.
Item 11 questions answered Yes
These questions cover the firm and its advisory affiliates.
- (1) Has any domestic or foreign court: Are you or any advisory affiliate now the subject of any civil proceeding that could result in a "yes" answer to any part of Item 11.H.(1)?
Actions about affiliates (2)
- Oct 24, 2024Civil Judicial Action PendingAbout an affiliate: Sekinger, Jeffrey, ronaldSanctions: Money Damages (Private/Civil Complaint) · Begun Oct 24, 2024
A former employee of another company that I own, which is not involved in the securities industry, pleaded guilty to orchestrating a ponzi scheme. See addabbo VS bossetti, no. 24 CV 008197. I was not charged in connection with the ponzi scheme by the prosecutors, and I cooperated with their investigation and provided them all relevant documentation. I have not been charged civilly by any regulator in connection with the ponzi scheme. Neither I nor my company received any funds from ponzi scheme investments, made any payments to investors in connection with the ponzi scheme, or received any commissions, compensation or other financial benefit from the ponzi scheme whatsoever. Nevertheless, we have been sued by investors in the ponzi scheme in two separate civil actions pending in Ohio state court. The allegations in those cases, generally speaking, are that my company and I are responsible for investment losses for various reasons, including negligent supervision and as a de- facto partnership. I have denied all liability in the matter, because I was not involved in the ponzi scheme.
- Dec 29, 2023Civil Judicial Action PendingAbout an affiliate: Sekinger, Jeffrey, ronaldSanctions: Money Damages (Private/Civil Complaint) · Begun Dec 29, 2023
A former employee of another company that I own, which is not involved in the securities industry, pleaded guilty to orchestrating a ponzi scheme. See U.S. v. bossetti, 2:25-CR-00066 (S.D. Ohio). I was not charged in connection with the ponzi scheme by the prosecutors, and I cooperated with their investigation and provided them all relevant documentation. I have not been charged civilly by any regulator in connection with the ponzi scheme. Neither I nor my company received any funds from ponzi scheme investments, made any payments to investors in connection with the ponzi scheme, or received any commissions, compensation or other financial benefit from the ponzi scheme whatsoever. Nevertheless, we have been sued by investors in the ponzi scheme in two separate civil actions pending in Ohio state court. The allegations in those cases, generally speaking, are that my company and I are responsible for investment losses for various reasons, including negligent supervision and as a de- facto partnership. I have denied all liability in the matter, because I was not involved in the ponzi scheme.
Form ADV Item 11 and its Disclosure Reporting Pages, via the SEC record. All adviser disciplinary records.
The brochure
No brochure text was read for this firm.
Form ADV Part 2A, via the SEC Investment Adviser Public Disclosure site.