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Uncork Capital: investment adviser

Uncork Capital Management LLC, doing business as Uncork Capital, is an investment adviser registered with the SEC (file 802-119798, CRD 308145). What it reports on Form ADV: assets and clients, fees, owners, disciplinary history and its client brochure. From the SEC's Investment Adviser Public Disclosure site; read Oct 21, 2026.

Assets managed
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Discretionary
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Accounts
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Employees
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In advisory roles
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Disclosures
0

SEC adviser record · Full Form ADV (PDF)

The firm reports no custody of client cash or securities.

Form ADV Part 1A, Item 5, as filed on the SEC Investment Adviser Public Disclosure site; read Oct 21, 2026.

Who owns it

Schedule A lists direct owners of 5% or more (and officers who own a stake); Schedule B lists the owners of those owners.

Direct owners (Schedule A)

OwnerTypeRoleStakeSinceControlPublic company
The Mestre-Clavier Living Trust, Dated October 29, 2001Company (U.S.)MemberD 50% to 75%Oct 2019Yes
Andrew Michael Mcloughlin, As Trustee, Or His Successors, of the Andrew Michael Mcloughlin Trust, Dated August 28, 2020Company (U.S.)MemberC 25% to 50%Oct 2019Yes

Indirect owners (Schedule B)

OwnerOwns a stake inTypeStakeControlPublic company
Jean-Francois ClavierThe Mestre-Clavier Living Trust, Dated October 29, 2001 Successors, of the Andrew Michael Mcloughlin Trust, Dated August 28, 2020PersonD 50% to 75%Yes

Form ADV reports ownership in bands, not exact stakes: A means 5% to 10%, B 10% to 25%, C 25% to 50%, D 50% to 75%, E 75% or more. F marks a general partner, trustee or managing member, a role that controls the firm without a percentage. Owners of less than 5% are not listed.

Form ADV Schedules A and B, via the SEC Investment Adviser Public Disclosure site.

Disciplinary history

The firm answered No to every disciplinary question on Form ADV (Item 11).

The brochure

No brochure text was read for this firm.

Form ADV Part 2A, via the SEC Investment Adviser Public Disclosure site.