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Tikehau Investment Management: investment adviser

Tikehau Investment Management is an investment adviser registered with the SEC (file 802-120539, CRD 313036). What it reports on Form ADV: assets and clients, fees, owners, disciplinary history and its client brochure. From the SEC's Investment Adviser Public Disclosure site; read Oct 21, 2026.

Assets managed
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Discretionary
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Accounts
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Employees
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In advisory roles
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Disclosures
1

SEC adviser record · Full Form ADV (PDF)

The firm reports no custody of client cash or securities.

Form ADV Part 1A, Item 5, as filed on the SEC Investment Adviser Public Disclosure site; read Oct 21, 2026.

Who owns it

Schedule A lists direct owners of 5% or more (and officers who own a stake); Schedule B lists the owners of those owners.

Direct owners (Schedule A)

OwnerTypeRoleStakeSinceControlPublic company
Tikehau Capital ScaCompany (outside the U.S.)Sole memberE 75% or moreSep 2006Yes

Form ADV reports ownership in bands, not exact stakes: A means 5% to 10%, B 10% to 25%, C 25% to 50%, D 50% to 75%, E 75% or more. F marks a general partner, trustee or managing member, a role that controls the firm without a percentage. Owners of less than 5% are not listed.

Form ADV Schedules A and B, via the SEC Investment Adviser Public Disclosure site.

Disciplinary history

What the firm disclosed under Item 11 of Form ADV. A disclosure is the firm's own report: pending matters are allegations, not findings, and many settlements are made without admitting or denying them. Text is quoted from the filing, set in sentence case.

Item 11 questions answered Yes

These questions cover the firm and its advisory affiliates.

  • Has any other federal regulatory agency, any state regulatory agency, or any foreign financial regulatory authority: ever found you or any advisory affiliate to have been involved in a violation of investment-related regulations or statutes?

Actions about the firm (1)

  1. May 12, 2017
    Regulatory Action: Autorite Des Marches Financiers, French Financial Markets Regulator FinalSanctions: Other; Settlement agreement · Begun Mar 21, 2017 · Resolved May 12, 2017 · Settled · Docket NA

    Failure to explicitly identify and disclose in fund offering documents structuring fees received by the firm in relation to some private debt investments;

    On May 12, 2017 Tikehau Investment Management signed an administrative settlement agreement pursuant to article L621-14-1 of the french monetary and finance code concluding an inspection by the french regulatory authority the AMF (autoritÉ des marches financiers) which had commenced on April 22, 2015. It should be noted that signature of an administrative settlement agreement with the regulator in France does not constitute an admission of responsibility on the part of the regulated entity. The AMF settlement procedure does not cover cases of market abuse (insider dealing, dissemination of false information and price manipulation) or offenses to market infrastructures (central securities depositories, securities settlement system operators, clearing houses and market operators). The settlement agreement provides for payment of eur 280,000 by Tikehau Investment Management, and the publication of the text of the settlement agreement on the AMF's website. The firm also gave an undertaking to take remedial action to address the point raised during the inspection and to present written evidence of that action within 2 months of the date of the settlement agreement. No information Filed

Form ADV Item 11 and its Disclosure Reporting Pages, via the SEC record. All adviser disciplinary records.

The brochure

No brochure text was read for this firm.

Form ADV Part 2A, via the SEC Investment Adviser Public Disclosure site.