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Fidelity Diversifying Solutions LLC: investment adviser
Fidelity Diversifying Solutions LLC is an investment adviser registered with the SEC (file 801-122572, CRD 315088). What it reports on Form ADV: assets and clients, fees, owners, disciplinary history and its client brochure. From the SEC's Investment Adviser Public Disclosure site; read Oct 21, 2026.
- Assets managed
- $18.9B
- Discretionary
- 100%
- Accounts
- 38
- Employees
- 44
- In advisory roles
- 44
- Disclosures
- 3
Company page · SEC adviser record · Full Form ADV (PDF)
The firm reports that it or a related person has custody of client cash and securities.
Form ADV Part 1A, Item 5, as filed on the SEC Investment Adviser Public Disclosure site; read Oct 21, 2026.
Clients and fees
Whom the firm advises and how it is paid, from Items 5.D, 5.E and 5.G.
| Client type | Clients | Assets | Share |
|---|---|---|---|
| Registered funds | 23 | $10.0B | 52.9% |
| Business development companies | 2 | $3.1B | 16.6% |
| Private funds and other pooled vehicles | 10 | $4.8B | 25.5% |
How it is paid
- A percentage of assets under your management
- Performance-based fees
- Other: Percentage of revenue from affiliates
Services
- Portfolio management for investment companies (as well as "business development companies" that have made an election pursuant to section 54 of the Investment Company Act of 1940)
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients (other than registered investment companies and other pooled investment vehicles)
- Selection of other advisers (including private fund managers)
Who owns it
Schedule A lists direct owners of 5% or more (and officers who own a stake); Schedule B lists the owners of those owners.
Direct owners (Schedule A)
| Owner | Type | Role | Stake | Since | Control | Public company |
|---|---|---|---|---|---|---|
| FMR LLC | Company (U.S.) | Shareholder | E 75% or more | May 2021 | Yes |
Indirect owners (Schedule B)
| Owner | Owns a stake in | Type | Stake | Control | Public company |
|---|---|---|---|---|---|
| Edward Crosby Johnson IV | FMR LLC | Person | F General partner, trustee or managing member | Yes | |
| Abigail Pierrepont Johnson | FMR LLC | Person | F General partner, trustee or managing member | Yes | |
| Stephen Charles Neff | FMR LLC | Person | F General partner, trustee or managing member | Yes | |
| Michael Engber Wilens | FMR LLC | Person | F General partner, trustee or managing member | Yes |
Form ADV reports ownership in bands, not exact stakes: A means 5% to 10%, B 10% to 25%, C 25% to 50%, D 50% to 75%, E 75% or more. F marks a general partner, trustee or managing member, a role that controls the firm without a percentage. Owners of less than 5% are not listed.
Form ADV Schedules A and B, via the SEC Investment Adviser Public Disclosure site.
Disciplinary history
What the firm disclosed under Item 11 of Form ADV. A disclosure is the firm's own report: pending matters are allegations, not findings, and many settlements are made without admitting or denying them. Text is quoted from the filing, set in sentence case.
Item 11 questions answered Yes
These questions cover the firm and its advisory affiliates.
- Has any other federal regulatory agency, any state regulatory agency, or any foreign financial regulatory authority: ever found you or any advisory affiliate to have been involved in a violation of investment-related regulations or statutes?
- Has any other federal regulatory agency, any state regulatory agency, or any foreign financial regulatory authority: in the past ten years, entered an order against you or any advisory affiliate in connection with an investment-related activity?
Actions about affiliates (3)
- Feb 9, 2023Regulatory Action: Hellenic Capital Market Commission FinalAbout an affiliate: FMR, LLCBegun May 22, 2020 · Resolved Feb 9, 2023 · Decision · Docket 1052
On May 22, 2023, FMR LLC, the registrant's ultimate parent company, received notice from the Hellenic Capital Market Commission ("HCMC") that FMR LLC failed to notify the HCMC and the issuing company of a change in shareholdings in a greek company in a timely manner. The notification was made three working days late. The late notification was a technical breach as a result of the corporate restructuring of the issuer.
FMR LLC was ordered by the HCMC not to repeat the conduct constituting the noted infringement and no monetary penalties or fines were assessed.
- Jul 31, 2018Regulatory Action: Sweden's Finansinspektionen (Sfsa) FinalAbout an affiliate: FMR LLCFine: $40,000 · Begun May 21, 2018 · Resolved Jul 31, 2018 · Decision · Docket 17-12945
On May 21, 2018, FMR LLC, the registrant's ultimate parent company, received notice from sweden's finansinspektionen (the "sfsa") that the sfsa was issuing a fine, equivalent to approximately US$40,000, against FMR LLC based on a finding that a notification of a change in shareholdings in a swedish corporation, which shares were held by client accounts managed by FMR LLC's investment advisory subsidiaries, had been made eight days late. The late notification arose because, as a result of a data issue, FMR LLC's filing agent was not alerted on a timely basis that such accounts' holdings had crossed the relevant filing threshold by O.OOOOO12%.
Fine of 337,500 swedish krona (approximately US$40,000) was paid by FMR LLC on July 31, 2018.
- Jun 22, 2017Regulatory Action: Sweden's Finansinspektionen (Sfsa) FinalAbout an affiliate: FMR, LLCSanctions: Civil and Administrative Penalt(ies) /Fine(s) · Fine: $1,700 · Begun Feb 28, 2017 · Resolved Jun 22, 2017 · Decision · Docket 16-11812
On February 28, 2017, FMR LLC, the registrant's ultimate parent company, received notice from sweden's finansinspektionen (the "sfsa") that the sfsa was issuing a fine, equivalent to approximately US$1,700, against FMR LLC based on a finding that a notification of a change in shareholdings in a swedish corporation, which shares were held by client accounts managed by FMR LLC's investment advisory subsidiaries, had been made two days late. The late notification was a result of incorrect data that had been supplied to FMR LLC's filing agent by a third-party vendor.
Fine of approximately US$1,700 was paid by FMR LLC on June 22, 2017.
Form ADV Item 11 and its Disclosure Reporting Pages, via the SEC record. All adviser disciplinary records.
The brochure
No brochure text was read for this firm.
Other brochures on file
- FDS LLC, Mar 31, 2026
Form ADV Part 2A, via the SEC Investment Adviser Public Disclosure site.