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Periscope Capital: investment adviser
Periscope Capital Inc., doing business as Periscope Capital, is an investment adviser registered with the SEC (file 802-126470, CRD 322913). What it reports on Form ADV: assets and clients, fees, owners, disciplinary history and its client brochure. From the SEC's Investment Adviser Public Disclosure site; read Oct 21, 2026.
- Assets managed
- –
- Discretionary
- –
- Accounts
- –
- Employees
- –
- In advisory roles
- –
- Disclosures
- 0
Company page · SEC adviser record · Full Form ADV (PDF)
The firm reports no custody of client cash or securities.
Form ADV Part 1A, Item 5, as filed on the SEC Investment Adviser Public Disclosure site; read Oct 21, 2026.
Who owns it
Schedule A lists direct owners of 5% or more (and officers who own a stake); Schedule B lists the owners of those owners.
Direct owners (Schedule A)
| Owner | Type | Role | Stake | Since | Control | Public company |
|---|---|---|---|---|---|---|
| Jle Wise Holdings Inc. | Company (outside the U.S.) | Shareholder | D 50% to 75% | Mar 2009 | Yes | |
| James M Wise | Person | CEO and director | D 50% to 75% | Mar 2009 | Yes | |
| Stephen John Elgee | Person | Chief investment officer | B 10% to 25% | Mar 2009 | Yes | |
| Faversham Holdings Inc. | Company (outside the U.S.) | Shareholder | B 10% to 25% | Mar 2009 | Yes |
Indirect owners (Schedule B)
| Owner | Owns a stake in | Type | Stake | Control | Public company |
|---|---|---|---|---|---|
| Stephen John Elgee | Steve Elgee Family Trust | Person | F General partner, trustee or managing member | Yes | |
| Lorraine Gignac | Steve Elgee Family Trust | Person | F General partner, trustee or managing member | Yes | |
| John Paul Solmes | Steve Elgee Family Trust | Person | F General partner, trustee or managing member | Yes | |
| Stephen John Elgee | Faversham Holdings Inc. Class Voting | Person | E 75% or more | Yes | |
| Lorraine Gignac | Faversham Holdings Inc. Class Preferred | Person | E 75% or more | ||
| Steve Elgee Family Trust | Faversham Holdings Inc. Common Shares | Company (outside the U.S.) | E 75% or more | ||
| James M Wise | Jle Wise Holdings Inc. | Person | E 75% or more | Yes |
Form ADV reports ownership in bands, not exact stakes: A means 5% to 10%, B 10% to 25%, C 25% to 50%, D 50% to 75%, E 75% or more. F marks a general partner, trustee or managing member, a role that controls the firm without a percentage. Owners of less than 5% are not listed.
Form ADV Schedules A and B, via the SEC Investment Adviser Public Disclosure site.
Disciplinary history
The firm answered No to every disciplinary question on Form ADV (Item 11).
The brochure
No brochure text was read for this firm.
Form ADV Part 2A, via the SEC Investment Adviser Public Disclosure site.