Richard Allen Grove

Chief Compliance Officer, DCW Total Return Fund.

Companies

ArrowMark Financial Corp.Chief Compliance Officer Feb 24, 2020 to May 5, 2023¹

Holdings

Stock this person has reported owning, from the forms officers and directors file with the SEC. See the biggest insider stakes.

Shares held

ArrowMark Financial Corp. BANX1,500 shares²$29.5K at $19.65May 4, 2023

As of each latest filing. The line shows shares held over time.

Recent filings

May 4, 2023Bought 1,000 shares at $14.58 of ArrowMark Financial Corp.²
Aug 8, 2022Bought 500 shares at $18.26 of ArrowMark Financial Corp.³

Sources

The numbers on this page point here. Each one links to the record it came from.

1
SEC EDGARArrowMark Financial Corp., Chief Compliance Officer
2
SEC EDGARArrowMark Financial Corp. shares after the filing of May 4, 2023
3
SEC EDGARForm 4 filed Aug 8, 2022