BANX on Nasdaq

ArrowMark Financial Corp.

ArrowMark Financial Corp. is a corporation registered in the United States, active since 2013.² It is headquartered in Wilmington, United States.² Its shares trade on Nasdaq under the symbol BANX.²

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Last updated Oct 21, 2026.

Overview

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TickerBANX on Nasdaq²
HeadquartersWilmington, United States²
Incorporated inDE³
Business address100 Fillmore Street, Suite 325, Denver, Co 80206³
Legal formCorporation²
LEI549300IG3L8MH4JMIN52²
StatusActive²
LEI statusIssued and current²
Registered addressC/O CORPORATION SERVICE COMPANY, 19808 Wilmington, United States²
Registered withDivision of Corporations, Department of State, 5286243²

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Corporate structure

ArrowMark Financial Corp. sits at the top of its group. 1 entity, 1 country on record. Switch between the flow chart and the network, and select any entity to see its details.

Major holders of ArrowMark Financial Corp.

ArrowMark Colorado Holdings LLC Filed SCHEDULE 13G/A on ArrowMark Financial Corp., latest Apr 10, 2026 (6 filings since Feb 14, 2022)
PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. Filed SC 13G/A on ArrowMark Financial Corp., latest Feb 14, 2022

ArrowMark Financial Corp. Wilmington, Delaware, United States

Built from parent and subsidiary links from GLEIF, the Global Legal Entity Identifier Foundation (CC0); major holders from Schedules 13D and 13G. Each entity in the chart links to its source.

Leadership

Who has led ArrowMark Financial Corp., and when. Pick a name to see everywhere that person has worked.

Chief executive

President

Chief financial officer

201520202025

Chief executive officerSanjai Bhonsle Aug 10, 2021 to May 8, 2023⁴
Chief executive officerJoshua S. Siegel Nov 6, 2013 to Sep 25, 2017⁵
PresidentDana Staggs Jun 17, 2022 to now⁶
PresidentGeorge Shilowitz Nov 6, 2013 to Dec 1, 2016⁷
Chief financial officerPatrick Joseph Farrell Jul 1, 2014 to now⁸
Chief financial officerErik Minor Nov 6, 2013 to Nov 6, 2013⁹

Board members and other officers (13)

Chief Compliance OfficerRichard Allen Grove Feb 24, 2020 to May 5, 2023¹⁰
ControllerS. David Lentinello May 29, 2015 to Mar 31, 2020¹¹
OfficerRachel Schatten Nov 6, 2013 to Nov 6, 2013¹²
Board memberThompson Melissa Marano Sep 30, 2025 to now¹³
Board memberGuy M. Arnold Feb 24, 2020 to May 8, 2023¹⁴
Board memberJohn Scott Emrich Feb 24, 2020 to now¹⁵
Board memberKaren Reidy Feb 24, 2020 to Aug 10, 2021¹⁶
Board memberSanjai Bhonsle Feb 24, 2020 to May 8, 2023¹⁷
Board memberAlan J. Ginsberg Nov 6, 2013 to Nov 6, 2013¹⁸
Board memberClara Miller Nov 6, 2013 to Mar 10, 2017¹⁹
Board memberEmil Henry Nov 6, 2013 to Dec 12, 2014²⁰
Board memberGeorge Shilowitz Nov 6, 2013 to Dec 1, 2016⁷
Board memberJoshua S. Siegel Nov 6, 2013 to Sep 25, 2017⁵

Former names

StoneCastle Financial Corp.Jun 14, 2013 to Feb 14, 2022³

Timeline

Jun 30, 20268-K Executive or director change²¹
Jan 28, 20268-K Entered a material agreement; Other events²²
Dec 19, 20258-K Entered a material agreement; Other events²³
Dec 16, 20258-K Entered a material agreement; Other events²⁴
Mar 28, 20258-K Listing notice or transfer²⁵
Nov 9, 20228-K Results of operations²⁶
Aug 4, 20228-K Results of operations²⁷
Jun 16, 20228-K Other events²⁸
Jun 3, 20228-K Other events²⁹
May 12, 20228-K Results of operations³⁰
Feb 28, 20228-K Results of operations³¹
Nov 10, 20218-K Results of operations³²
Aug 10, 2021New chief executive Sanjai Bhonsle becomes CEO⁴
Nov 6, 2013New chief executive Joshua S. Siegel becomes CEO⁵
Feb 7, 2013Founded ArrowMark Financial Corp. is founded²

Calendar

Coming up

Oct 23, 2026Dividend Ex-dividend; $0.15 a share; paid 2026-10-30.³³
Dec 24, 2026Dividend Ex-dividend; $0.1 a share; paid 2026-12-31.³³

When it reported results

Nov 9, 2022Reported quarterly or annual results²⁶
Aug 4, 2022Reported quarterly or annual results²⁷
May 12, 2022Reported quarterly or annual results³⁰
Feb 28, 2022Reported quarterly or annual results³¹
Nov 10, 2021Reported quarterly or annual results³²

Upcoming dates from Nasdaq's calendar; past results from the company's 8-K filings (Item 2.02). The full markets calendar

Filings

138 filings to the SEC since October 2021: 13 major events, 30 insider forms, 7 large holders, 88 other. The latest 20:

Oct 2, 2026497AD EDGAR
Oct 2, 2026497AD EDGAR
Sep 25, 2026N-CSR/A EDGAR
Aug 27, 2026N-CSRS EDGAR
Aug 21, 2026NPORT-P EDGAR
Jul 17, 2026N-PX EDGAR
Jun 30, 20268-K EDGAR
Jun 1, 2026NPORT-P EDGAR
May 6, 2026DEF 14A PROXY STATEMENT EDGAR
Apr 10, 2026SCHEDULE 13G/A EDGAR
Mar 31, 20264 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES EDGAR
Mar 18, 2026497AD EDGAR
Mar 13, 2026N-CEN EDGAR
Mar 6, 2026N-CSR EDGAR
Feb 27, 2026NPORT-P EDGAR
Feb 19, 2026497AD FILING BY CERTAIN INVESTMENT COMPANIES EDGAR
Feb 18, 202625-NSE EDGAR
Jan 28, 20268-K CURRENT REPORT EDGAR
Jan 22, 2026424B2 PROSPECTUS EDGAR
Jan 15, 2026SCHEDULE 13G EDGAR

The 138 filings since October 2021 can be filtered by form type and year here when JavaScript is on.

Every filing from the last five years, summarized. The full record is on SEC EDGAR.

Insider trades

32 open-market trades by officers, directors and large owners since October 2021: 28 buys and 4 sales. Grants, option exercises and gifts are left out.

Date	Who	Trade	Shares	Price	Value	Filing
Mar 27, 2026	Marano Thompson MelissaDirector	Buy	1,500	$18.77	$28.2K	Form 4
Apr 9, 2025	Staggs DanaPresident	Buy	149	$18.37	$2.7K	Form 4
Mar 31, 2025	Emrich John ScottDirector	Sale	1,000	$21.01	$21.0K	Form 4
Mar 14, 2025	FARRELL PATRICK JOSEPHChief Financial Officer	Buy	1,150	$21.04	$24.2K	Form 4
Mar 7, 2025	FARRELL PATRICK JOSEPHChief Financial Officer	Buy	1,000	$21.20	$21.2K	Form 4
Feb 19, 2025	Emrich John ScottDirector	Sale	500	$21.20	$10.6K	Form 4
Jan 24, 2025	Emrich John ScottDirector	Sale	2,500	$21.28	$53.2K	Form 4
Jul 11, 2024	FARRELL PATRICK JOSEPHChief Financial Officer	Buy	650	$18.81	$12.2K	Form 4
Feb 26, 2024	Staggs DanaPresident	Buy	100	$18.50	$1.9K	Form 4
Oct 6, 2023	Emrich John ScottDirector	Buy	7,500	$17.34	$130.1K	Form 4
May 5, 2023	Arnold Guy MDirector	Buy	3,000	$14.99	$45.0K	Form 4
May 5, 2023	Staggs DanaPresident	Buy	2,000	$15.03	$30.1K	Form 4
May 5, 2023	FARRELL PATRICK JOSEPHChief Financial Officer	Buy	700	$15.79	$11.1K	Form 4
May 4, 2023	Bhonsle SanjaiCEO	Buy	2,000	$14.28	$28.6K	Form 4
May 4, 2023	Stolper MichaelDirector	Buy	1,000	$14.46	$14.5K	Form 4
May 4, 2023	Grove Richard AllenChief Compliance Officer	Buy	1,000	$14.58	$14.6K	Form 4
Mar 16, 2023	FARRELL PATRICK JOSEPHChief Financial Officer	Buy	200	$17.45	$3.5K	Form 4
Mar 13, 2023	Staggs DanaPresident	Buy	1,000	$17.43	$17.4K	Form 4
Mar 13, 2023	Bhonsle SanjaiCEO	Buy	1,000	$17.75	$17.8K	Form 4
Nov 17, 2022	Staggs DanaPresident	Buy	500	$17.40	$8.7K	Form 4

All 32 trades can be filtered by person here when JavaScript is on.

From Forms 4 filed with the SEC.

Major holders

Investors who own more than 5% of the shares must tell the SEC: a 13D if they may seek to influence the company, a 13G if they hold passively.

ArrowMark Colorado Holdings LLCSCHEDULE 13G/A, 6 filings Feb 14, 2022 to Apr 10, 2026³⁴
PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC.SC 13G/A, 1 filing Feb 14, 2022³⁵

Held by these funds

The largest holders among investment managers' 13F reports for the quarter ending Jun 30, 2026, the top 25 of 36. Change is in shares since the quarter before.

Fund	Shares	Value	Share of the fund	Change
ArrowMark Colorado Holdings LLC	884,834	$17.3M	0.7%	No change
Stifel Financial Corp	139,071	$2.7M	0.0%	+108
Osaic Holdings, Inc.	131,069	$2.6M	0.0%	+17,232
Noble Wealth Management PBC	107,197	$2.1M	1.0%	+884
Everstar Asset Management, LLC	59,632	$1.2M	0.6%	+12,287
Closed-End Fund Advisors, Inc.	54,650	$1.1M	1.0%	−15,123
Almitas Capital LLC	50,843	$994.0K	0.2%	−22,409
AlphaCore Capital LLC	40,258	$787.0K	0.0%	New
Morgan Stanley	33,696	$658.8K	0.0%	−22
Marshall Wace, Llp	32,626	$637.8K	0.0%	New
Raymond James Financial Inc	31,473	$615.3K	0.0%	−163,380
Css Llc/il	26,821	$524.4K	0.0%	−4,821
Oppenheimer & Co Inc	24,037	$469.9K	0.0%	+337
Capital Investment Advisors, LLC	22,846	$446.6K	0.0%	−1,400
Hudson Bay Capital Management LP	18,222	$356.2K	0.0%	−38,444
Falcon Wealth Planning	16,179	$316.3K	0.0%	No change
Mariner, LLC	14,974	$292.7K	0.0%	New
Rockefeller Capital Management L.P.	14,762	$288.6K	0.0%	No change
UBS Group AG	13,941	$272.5K	0.0%	+10,395
Accurate Wealth Management, LLC	11,388	$227.8K	0.0%	−1,917
Private Advisor Group, LLC	11,054	$216.1K	0.0%	−1,214
Belpointe Asset Management LLC	10,300	$201.4K	0.0%	New
Integrated Wealth Concepts LLC	9,042	$176.8K	0.0%	New
Blue Bell Private Wealth Management, LLC	1,903	$37.2K	0.0%	−201
Trust Co Of Vermont	1,750	$34.2K	0.0%	New

13F reports cover disclosed long positions in U.S. stocks only.

SEC filer profile

How ArrowMark Financial Corp. is registered with the Securities and Exchange Commission, from its EDGAR record and the cover page of its latest annual report.

Name on EDGARArrowMark Financial Corp.¹
CIK0001578987
Employer ID (EIN)90-0934878¹
Incorporated inDelaware¹
Business address100 Fillmore Street, Suite 325, Denver, CO 80206¹
Phone(303) 398-2929¹
On EDGAR sinceJun 14, 2013¹
Filings396 in all: 4 (65), 8-K (48), CORRESP (33), 497AD (26), NPORT-P (26), 3 (20), DEF 14A (14), N-2/A (14)¹
All 36 form types
40-17G (13), N-CSR (13), N-CSRS (13), N-PX (13), N-Q (12), SC 13G/A (10), DEFA14A (8), N-CEN (8), PRE 14A (8), EFFECT (7), 424B2 (5), 497 (5), N-2 (5), NSAR-B (5), POS 8C (5), NSAR-A (4), N-CSR/A (3), SC 13G (3), 25-NSE (1), 424B3 (1), 8-A12B (1), CERTNAS (1), D (1), N-8A (1), NPORT-P/A (1), SCHEDULE 13G (1), SCHEDULE 13G/A (1), UPLOAD (1)
Latest filingsProxy statement (DEF 14A) May 6, 2026
Latest 8-K (8-K) Jun 30, 2026

Sources

The numbers on this page point here. Each one links to the record it came from.

1
SEC EDGARArrowMark Financial Corp. filings on SEC EDGAR
2
GLEIFArrowMark Financial Corp. LEI record (549300IG3L8MH4JMIN52)
3
SEC EDGARArrowMark Financial Corp. filings on SEC EDGAR
4
SEC EDGARSanjai Bhonsle, Chief executive officer
5
SEC EDGARJoshua S. Siegel, Chief executive officer
6
SEC EDGARDana Staggs, President
7
SEC EDGARGeorge Shilowitz, President
8
SEC EDGARPatrick Joseph Farrell, Chief financial officer
9
SEC EDGARErik Minor, Chief financial officer
10
SEC EDGARRichard Allen Grove, Chief Compliance Officer
11
SEC EDGARS. David Lentinello, Controller
12
SEC EDGARRachel Schatten, Officer
13
SEC EDGARThompson Melissa Marano, Board member
14
SEC EDGARGuy M. Arnold, Board member
15
SEC EDGARJohn Scott Emrich, Board member
16
SEC EDGARKaren Reidy, Board member
17
SEC EDGARSanjai Bhonsle, Board member
18
SEC EDGARAlan J. Ginsberg, Board member
19
SEC EDGARClara Miller, Board member
20
SEC EDGAREmil Henry, Board member
21
SEC EDGARExecutive or director change
22
SEC EDGAREntered a material agreement; Other events
23
SEC EDGAREntered a material agreement; Other events
24
SEC EDGAREntered a material agreement; Other events
25
SEC EDGARListing notice or transfer
26
SEC EDGARResults of operations
27
SEC EDGARResults of operations
28
SEC EDGAROther events
29
SEC EDGAROther events
30
SEC EDGARResults of operations
31
SEC EDGARResults of operations
32
SEC EDGARResults of operations
33
NasdaqNasdaq calendar
34
SEC EDGARArrowMark Colorado Holdings LLC SCHEDULE 13G/A on ArrowMark Financial Corp.
35
SEC EDGARPUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. SC 13G/A on ArrowMark Financial Corp.