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Crossingbridge Advisors, LLC: investment adviser
Crossingbridge Advisors, LLC is an investment adviser registered with the SEC (file 801-110043, CRD 286594). What it reports on Form ADV: assets and clients, fees, owners, disciplinary history and its client brochure. From the SEC's Investment Adviser Public Disclosure site; read Oct 21, 2026.
- Assets managed
- $4.2B
- Discretionary
- 100%
- Accounts
- 49
- Employees
- 16
- In advisory roles
- 11
- Disclosures
- 0
Company page · SEC adviser record · Full Form ADV (PDF)
The firm reports no custody of client cash or securities.
Form ADV Part 1A, Item 5, as filed on the SEC Investment Adviser Public Disclosure site; read Oct 21, 2026.
Clients and fees
Whom the firm advises and how it is paid, from Items 5.D, 5.E and 5.G.
| Client type | Clients | Assets | Share |
|---|---|---|---|
| High net worth individuals | 27 | $74.3M | 1.8% |
| Registered funds | 10 | $3.7B | 88.6% |
| Private funds and other pooled vehicles | 1 | $130.7M | 3.1% |
| Insurance companies | 1 | $127.5M | 3.0% |
| Corporations | 10 | $143.8M | 3.4% |
How it is paid
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (as well as "business development companies" that have made an election pursuant to section 54 of the Investment Company Act of 1940)
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients (other than registered investment companies and other pooled investment vehicles)
Who owns it
Schedule A lists direct owners of 5% or more (and officers who own a stake); Schedule B lists the owners of those owners.
Direct owners (Schedule A)
| Owner | Type | Role | Stake | Since | Control | Public company |
|---|---|---|---|---|---|---|
| Endi Corp. | Company (U.S.) | Owner | E 75% or more | Aug 2022 | Yes | Yes |
| Cbe LLC | Company (U.S.) | Member | C 25% to 50% | May 2025 | Yes |
Indirect owners (Schedule B)
| Owner | Owns a stake in | Type | Stake | Control | Public company |
|---|---|---|---|---|---|
| Dalton Investments, Inc. | Cbe LLC | Company (U.S.) | F General partner, trustee or managing member | Yes | |
| Rosenwald Family Trust | Rosenwald | Company (U.S.) | E 75% or more | Yes | |
| Rosenwald Capital Management, | Dalton | Company (U.S.) | D 50% to 75% | Yes |
Form ADV reports ownership in bands, not exact stakes: A means 5% to 10%, B 10% to 25%, C 25% to 50%, D 50% to 75%, E 75% or more. F marks a general partner, trustee or managing member, a role that controls the firm without a percentage. Owners of less than 5% are not listed.
Form ADV Schedules A and B, via the SEC Investment Adviser Public Disclosure site.
Disciplinary history
The firm answered No to every disciplinary question on Form ADV (Item 11).
The brochure
Form ADV Part 2A: the plain-language document an adviser must give its clients. Each item is shown as filed; open an item to read all of it.
Crossingbridge Advisors ADV Part 2B, filed Mar 30, 2026. Brochure PDF. Items: 5 · 6 · 7
Item 5. Fees and compensation
Other Business Activities:
(A)
Mr. De Kler is not actively engaged in any other investment-related business or occupation, including being registered or having an application pending to register, as a broker-dealer, registered representative of a broker-dealer, futures commission merchant (“FCM”), commodity pool operator (“CPO”), or commodity trading advisor (“CTA”), nor is he an associated person of an FCM, CPO, or CTA
Mr. De Kler is not actively engaged in any business or occupation for compensation not discussed in response to Item 4.(A), above, that provides a substantial source of his income or involves a substantial amount of his time. Additional Compensation:
Read the rest of Item 5 (41 more words)
Mr. De Kler does not receive, from any non-client, any economic benefit associated with advising clients (such as sales awards and prizes, any bonus that is based on number or amount of sales, client referrals or new accounts (not including salary)).
Item 6. Performance-based fees and side-by-side management
Supervision: Mr. De Kler is supervised by David Sherman, the CIO of CrossingBridge, in connection with, among other items, the review and approval of new investment ideas. In addition, Mr. De Kler is supervised by Israel Adler, the firm’s Chief Compliance Officer, in connection with compliance and investment guidelines.
Item 7. Types of clients
Requirements for State-Registered Advisers: Not applicable
Form ADV Part 2A, via the SEC Investment Adviser Public Disclosure site.