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6030 on Hong Kong Stock Exchange

CITIC Securities

Chinese securities brokerage

CITIC Securities Co., Ltd. is a Chinese full-service investment bank under CITIC Group, China’s top comprehensive conglomerate. It offers services in underwriting, research, brokerage, asset management, wealth management, and investment advisory. CITIC Securities was established in 1995 and it is headquartered in Shenzhen, Guangdong Province.3 It employed about 15,800 people in 2018.1 Its shares trade on Hong Kong Stock Exchange under the symbol 6030.1 Wikipedia text CC BY-SA 4.0

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Last updated Oct 21, 2026.

Overview

1995Founded1

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  • Ticker6030 on Hong Kong Stock Exchange1
  • Industrybank1
  • HeadquartersShenzhen1
  • Websitewww.cs.ecitic.com
  • Legal formpublic company1
  • Listed onShanghai Stock Exchange (600030), Hong Kong Stock Exchange (6030)1

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SZ 深圳 Shenzhen 福田 Futian 嘉里建設廣場 Kerry Plaza 福華路 Fuhua Road October 2017 IX1 office building facade CITIC Securities Tower
Photo: Posasihumwioa, CC BY-SA 4.0, via Wikimedia Commons5

CITIC Securities Co., Ltd. is a Chinese full-service investment bank under CITIC Group, China’s top comprehensive conglomerate. It offers services in underwriting, research, brokerage, asset management, wealth management, and investment advisory. CITIC Securities was established in 1995 and it is headquartered in Shenzhen, Guangdong Province. By mid-2020, it was among China's four largest securities firms, together with Guotai Junan Securities, GF Securities, and Haitong Securities.3

Corporate structure

CITIC Securities is part of a group headed by CITIC Group. 33 entities, 4 countries on record. Switch between the flow chart and the network, and select any entity to see its details.

  • CITIC Group Beijing
    • CITIC Securities Shenzhen
    • Amoy Food Subsidiary
    • China CITIC Bank Subsidiary · Beijing
    • CITIC Europe Holdings Subsidiary · Praha 1, Czechia
      • ŽĎAS 100% · Žďár nad Sázavou, Czechia
      • SK Slavia Prague Subsidiary · 99.97% · Prague
      • Eden Arena Subsidiary · 100% · Czechia
      • Florentinum Asset Subsidiary · 100% · Czechia
      • Florentinum ASSET, a.s. Subsidiary · 100% · Praha 1, Czechia
      • Karmelitská hotel Subsidiary · 100% · Czechia
      • Le Palais - Praha Subsidiary · 100% · Czechia
      • Nadační fond Tradiční čínské medicíny Subsidiary · 100% · Czechia
      • NP30 Subsidiary · 100% · Czechia
      • NP30 Asset Subsidiary · 100% · Czechia
      • Příkopy Property Development Subsidiary · 100% · Czechia
      • TS Plzeň Subsidiary · 100% · Czechia
    • CITIC Guoan Group Subsidiary
    • CITIC Limited Subsidiary · 北京市, China
    • Frontier Services Group Subsidiary
    • CITIC Financial AMC Stake · 26.46% · Beijing
    • Beijing CITIC Enterprise Management Subsidiary · China
    • Hengxin Enterprises Subsidiary · British Virgin Islands
    • Rainbow Wisdom Investments Limited Subsidiary · China

Built from parent and subsidiary links from GLEIF, the Global Legal Entity Identifier Foundation (CC0); subsidiaries, stakes and holdings from Wikidata (CC0); major holders from Schedules 13D and 13G. Each entity in the chart links to its source.

What it owns

What CITIC Securities reports owning in its annual reports to the SEC: buildings, land and equipment, real estate and locations, investments, intangible assets and inventory, at the end of its latest fiscal year and a year before.

Stakes and holdings (Wikidata)

Things Wikidata records the company as owning, with the share when stated.1

Leadership

Named in SEC Form D filings

People the company listed in its private-offering notices.

  • Executive OfficerBenliang Shi named Feb 23, 20226
  • Executive OfficerBing Yang named Feb 23, 20226
  • Executive OfficerChunbo Li named Feb 23, 20226
  • Executive OfficerGuoming Zhang named Feb 23, 20226
  • Executive OfficerHao Zhang named Feb 23, 20226
  • Executive OfficerJianhua Jin named Feb 23, 20226
  • Executive OfficerJiong Li named Feb 23, 20226
  • Executive OfficerJirui Xue named Feb 23, 20226
  • Executive OfficerJunfeng Wang named Feb 23, 20226
  • Executive OfficerQunli Song named Feb 23, 20226
  • Executive OfficerXinjiang Ye named Feb 23, 20226
  • Executive OfficerYao Ma named Feb 23, 20226
  • Executive OfficerYi Sun named Feb 23, 20226
  • Executive OfficerYingguang Zou named Feb 23, 20226
  • Executive OfficerYongjin Li named Feb 23, 20226
  • Executive OfficerYuxiang Gao named Feb 23, 20226
  • DirectorMinghui Yang named Feb 23, 20226
  • DirectorQing Li named Feb 23, 20226
  • DirectorShuhui Wang named Feb 23, 20226
  • DirectorYoujun Zhang named Feb 23, 20226
  • DirectorZhonghui Zhou named Feb 23, 20226

Products and brands

Overseas Subsidiary: CITIC CLSA

In July 2012, CITIC Securities agreed to acquire Crédit Agricole's Asia brokerage and research unit CLSA for $1.25 billion which 19.9 percent stake or $310.3 million will be bought in the first step and the remaining 80.1 percent stake or $941.7 million will be bought later.

In August 2015, CITIC Securities was reported to be in advanced talks with London Stock Exchange Group Plc to buy Russell Investments, an asset management firm based in the US. However the discussions was suspended due to a series of investigations into top CITIC Securities executives by Chinese authorities. In October London Stock Exchange announced the sale of Russell Investments to TA Associates, a Boston private equity firm for US$1.15 billion, much lower than US$1.8 billion offered by CITIC Securities.

Futures Subsidiary: CITIC Futures

CITIC Futures Co., Ltd. is a wholly owned futures brokerage subsidiary of CITIC Securities. Founded in 1993, it is one of the largest futures companies in China, with over 50 branches nationwide. CITIC Futures hold memberships at all major Chinese futures exchanges, including China Financial Futures Exchange, Shanghai Futures Exchange, Dalian Commodity Exchange, Zhengzhou Commodity Exchange, Guangzhou Futures Exchange. The company offers services including futures brokerage, asset management, risk management solutions, and investment advisory services.

CITIC Futures International (CFI), the group's international arm based in Hong Kong, provides global derivatives clearing and brokerage services. CFI holds Type 2 and Type 5 licenses from the Hong Kong Securities and Futures Commission (SFC) and is a clearing participant at Hong Kong Exchanges and Clearing (HKEX) and Singapore Exchange (SGX). It provides access to over 600 derivatives products across 29 global exchanges. The company has received multiple industry awards, including "Most Active FX Futures Broker" from HKEX and "Top 5 Chinese Futures Brokers" from SGX. It maintains the highest AA rating in the China Futures Association's regulatory classification.

From Wikipedia’s article on CITIC Securities, shared under CC BY-SA 4.0.4

Subsidiaries and ownership

Parent company

Owners

Subsidiaries

Also owns

From Wikidata.1

Employees over time

  • 201815,8421

Timeline

  1. Oct 6, 2011Went public Listed on Hong Kong Stock Exchange1
  2. 1995Founded Founded1

Filings

1 filings to the SEC since October 2021: 1 private raises. The latest 1:

  1. Feb 23, 2022D EDGAR

Every filing from the last five years, summarized. The full record is on SEC EDGAR.

Funding

Where the company's money came from, by calendar year: private offerings filed with the SEC, federal grants, loans, contracts and other assistance from USAspending.gov, and PPP loans from the SBA. Each bar links to the records below.

Money received by year$274.4K 2022–2022
Money received by yearMoney received by year, 2022–2022: $274.4K in all. Private raises (Form D) $274.4K.$0$100K$200K$300K2022 · Private raises (Form D): $274.4K2022
Figures by year
YearPrivate raises (Form D)Total
2022$274.4K$274.4K

Private raises

Private offerings the company reported to the SEC on Form D. The amount is what the latest filing says was sold so far, charted in the year of the first sale. Covers filings since Oct 1, 2021.

  1. Feb 10, 2022Raised $274,412 in a private offering of equity6 Form D: 2 investors so far Form D

SEC filer profile

How CITIC Securities is registered with the Securities and Exchange Commission, from its EDGAR record and the cover page of its latest annual report.

  • Name on EDGARCITIC Securities Co., Ltd.2
  • CIK0001583884
  • Incorporated inChina2
  • Fiscal year endsDecember 312
  • Business addressNo. 48 Liangmaqiao Road, Chaoyang Dist., Beijing, F4 1000262
  • Phone(86)10-608360302
  • On EDGAR sinceFeb 23, 20222
  • Filings1 in all: D (1)2

Sources

The numbers on this page point here. Each one links to the record it came from.

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