Private company

AGTB Private BDC

AGTB Private BDC is an investment fund that raised $282.8 million in 2022 (SEC Form D).¹ It is headquartered in New York, New York.¹

Last updated Oct 21, 2026.

Overview

HeadquartersNew York, New York¹
Incorporated inDE²
Business address245 Park Avenue, 26Th Floor, New York, Ny 10167²
Legal formOther
Kind of organizationInvestment fund¹

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Corporate structure

AGTB Private BDC sits at the top of its group. 1 entity, 1 country on record. Switch between the flow chart and the network, and select any entity to see its details.

Major holders of AGTB Private BDC

Cliffwater Corporate Lending Fund Filed SC 13G/A on AGTB Private BDC, latest Feb 10, 2023
NOMURA ASSET MANAGEMENT CO LTD Filed SC 13G on AGTB Private BDC, latest Jan 25, 2023
ANGELO GORDON & CO., L.P. Filed SC 13D on AGTB Private BDC, latest Jan 9, 2023 (5 filings since Aug 22, 2022)
Ohio Strs Filed SC 13D/A on AGTB Private BDC, latest Nov 29, 2022 (5 filings since Jul 20, 2022)
Cliffwater LLC Filed SC 13D on AGTB Private BDC, latest Jul 11, 2022

AGTB Private BDC New York, New York

Built from major holders from Schedules 13D and 13G. Each entity in the chart links to its source.

Leadership

Who has led AGTB Private BDC, and when. Pick a name to see everywhere that person has worked.

2025

Chief executive officerTrevor Clark Jun 10, 2022 to Jun 10, 2022³
ChairTrevor Clark Jun 10, 2022 to Jun 10, 2022³
Chief financial officerTerrence Walters Jun 10, 2022 to Jun 10, 2022⁴

Board members and other officers (7)

Chief Compliance OfficerAdam J. Freedman Jun 10, 2022 to Jun 10, 2022⁵
Chief Compliance OfficerRicha Gulati Aug 10, 2022 to Aug 10, 2022⁶
Board memberJames E. Bowers Jun 10, 2022 to Jun 10, 2022⁷
Board memberJames N. Hallene Jun 10, 2022 to Jun 10, 2022⁸
Board memberLance A. Ludwick Jun 10, 2022 to Jun 10, 2022⁹
Board memberTerrence Walters Jun 10, 2022 to Jun 10, 2022⁴
General counselJenny B. Neslin Jun 10, 2022 to Jun 10, 2022¹⁰

Timeline

Jan 5, 20238-K Entered a material agreement; Completed an acquisition or sale¹¹
Dec 19, 20228-K Entered a material agreement; New debt or obligation¹²
Nov 28, 20228-K Unregistered sale of shares¹³
Nov 1, 20228-K Entered a material agreement; New debt or obligation; Unregistered sale of shares¹⁴
Oct 14, 20228-K Unregistered sale of shares¹⁵
Sep 14, 20228-K Bylaws or fiscal year changed¹⁶
Sep 1, 20228-K Unregistered sale of shares¹⁷
Aug 15, 20228-K Unregistered sale of shares¹⁸
Aug 9, 20228-K Executive or director change¹⁹
Jul 5, 20228-K Unregistered sale of shares²⁰
Jun 24, 20228-K Entered a material agreement; New debt or obligation²¹
Jun 16, 20228-K Entered a material agreement; New debt or obligation²²
Jun 10, 2022New chief executive Trevor Clark becomes CEO³

Filings

50 filings to the SEC since October 2021: 2 quarterly reports, 12 major events, 14 insider forms, 13 large holders, 1 private raises, 8 other. The latest 20:

Feb 10, 2023SC 13G/A EDGAR
Jan 25, 2023SC 13G EDGAR
Jan 9, 20234 EDGAR
Jan 9, 2023SC 13D EDGAR
Jan 5, 202315-12G EDGAR
Jan 5, 2023N-54C EDGAR
Jan 5, 20238-K EDGAR
Dec 19, 20228-K EDGAR
Nov 29, 2022SC 13D/A EDGAR
Nov 28, 20228-K EDGAR
Nov 10, 202210-Q EDGAR
Nov 7, 2022SC 13D/A EDGAR
Nov 3, 2022SC 13D/A EDGAR
Nov 1, 20228-K EDGAR
Oct 28, 20224 EDGAR
Oct 28, 2022SC 13D/A EDGAR
Oct 18, 20224 EDGAR
Oct 18, 2022SC 13D/A EDGAR
Oct 14, 20228-K EDGAR
Sep 14, 20228-K EDGAR

The 50 filings since October 2021 can be filtered by form type and year here when JavaScript is on.

Every filing from the last five years, summarized. The full record is on SEC EDGAR.

Insider trades

4 open-market trades by officers, directors and large owners since October 2021: 4 buys and 0 sales. Grants, option exercises and gifts are left out.

Date	Who	Trade	Shares	Price	Value	Filing
Oct 26, 2022	AGTB BDC Holdings, L.P.10% owner	Buy	2,064,386	$25.55	$52.7M	Form 4
Oct 14, 2022	Baumgarten Joshua10% owner	Buy	1,719,855	$25.48	$43.8M	Form 4
Aug 31, 2022	SCHWARTZ ADAM R10% owner	Buy	2,948,581	$25.16	$74.2M	Form 4
Aug 15, 2022	SCHWARTZ ADAM R10% owner	Buy	497,906	$25.10	$12.5M	Form 4

From Forms 4 filed with the SEC.

Major holders

Investors who own more than 5% of the shares must tell the SEC: a 13D if they may seek to influence the company, a 13G if they hold passively.

Cliffwater Corporate Lending FundSC 13G/A, 1 filing Feb 10, 2023²³
NOMURA ASSET MANAGEMENT CO LTDSC 13G, 1 filing Jan 25, 2023²⁴
ANGELO GORDON & CO., L.P.SC 13D, 5 filings Aug 22, 2022 to Jan 9, 2023²⁵
Ohio StrsSC 13D/A, 5 filings Jul 20, 2022 to Nov 29, 2022²⁶
Cliffwater LLCSC 13D, 1 filing Jul 11, 2022²⁷

Funding

Where the company's money came from, by calendar year: private offerings filed with the SEC, federal grants, loans, contracts and other assistance from USAspending.gov, and PPP loans from the SBA. Each bar links to the records below.

Money received by year$282.8M 2022–2022

Private raises (Form D) $282.8M

Figures by year

Year	Private raises (Form D)	Total
2022	$282.8M	$282.8M

Private raises

Private offerings the company reported to the SEC on Form D. The amount is what the latest filing says was sold so far, charted in the year of the first sale. Covers filings since Oct 1, 2021.

Apr 19, 2022Raised $282.8 million in a private offering of securities²⁸ Form D: 5 investors so far Form D

SEC filer profile

How AGTB Private BDC is registered with the Securities and Exchange Commission, from its EDGAR record and the cover page of its latest annual report.

Name on EDGARAGTB Private BDC¹
CIK0001913721
Employer ID (EIN)88-6102187¹
Incorporated inDelaware¹
Fiscal year endsDecember 31¹
Business address245 Park Avenue, 26Th Floor, New York, NY 10167¹
Phone(212) 692-8237¹
On EDGAR sinceApr 12, 2022¹
Filings50 in all: 8-K (12), 3 (9), SC 13D/A (6), SC 13D (5), 4 (4), 10-Q (2), 10-12G (1), 10-12G/A (1)¹
All 18 form types
15-12G (1), 3/A (1), 40-17G (1), CORRESP (1), D (1), N-54A (1), N-54C (1), SC 13G (1), SC 13G/A (1), UPLOAD (1)
Latest filingsQuarterly report (10-Q) Nov 10, 2022
Latest 8-K (8-K) Jan 5, 2023

Sources

The numbers on this page point here. Each one links to the record it came from.

1
SEC EDGARAGTB Private BDC filings on SEC EDGAR
2
SEC EDGARAGTB Private BDC filings on SEC EDGAR
3
SEC EDGARTrevor Clark, Chief executive officer
4
SEC EDGARTerrence Walters, Chief financial officer
5
SEC EDGARAdam J. Freedman, Chief Compliance Officer
6
SEC EDGARRicha Gulati, Chief Compliance Officer
7
SEC EDGARJames E. Bowers, Board member
8
SEC EDGARJames N. Hallene, Board member
9
SEC EDGARLance A. Ludwick, Board member
10
SEC EDGARJenny B. Neslin, General counsel
11
SEC EDGAREntered a material agreement; Completed an acquisition or sale
12
SEC EDGAREntered a material agreement; New debt or obligation
13
SEC EDGARUnregistered sale of shares
14
SEC EDGAREntered a material agreement; New debt or obligation; Unregistered sale of shares
15
SEC EDGARUnregistered sale of shares
16
SEC EDGARBylaws or fiscal year changed
17
SEC EDGARUnregistered sale of shares
18
SEC EDGARUnregistered sale of shares
19
SEC EDGARExecutive or director change
20
SEC EDGARUnregistered sale of shares
21
SEC EDGAREntered a material agreement; New debt or obligation
22
SEC EDGAREntered a material agreement; New debt or obligation
23
SEC EDGARCliffwater Corporate Lending Fund SC 13G/A on AGTB Private BDC
24
SEC EDGARNOMURA ASSET MANAGEMENT CO LTD SC 13G on AGTB Private BDC
25
SEC EDGARANGELO GORDON & CO., L.P. SC 13D on AGTB Private BDC
26
SEC EDGAROhio Strs SC 13D/A on AGTB Private BDC
27
SEC EDGARCliffwater LLC SC 13D on AGTB Private BDC
28
SEC EDGARForm D: Raised $282.8 million in a private offering of securities