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Ambiq Micro, Inc.

Ambiq Micro, Inc. is an American semiconductors and related devices company based in Austin.1 Its shares trade on NYSE under the symbol AMBQ.1

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Last updated Oct 21, 2026.

Overview

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  • TickerAMBQ on NYSE1
  • IndustrySemiconductors & Related Devices1
  • HeadquartersAustin, Texas1
  • Incorporated inDE2
  • Business address6500 River Place Boulevard, Building 7, Suite 200, Austin, Tx 787302
  • Filer categoryNon-accelerated filer, Smaller reporting company, Emerging growth company2
  • Legal formCorporation

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Financials

From the company’s reports to the SEC. Every number links to the filing it came from.

Key numbers, fiscal 2025

44.3%Gross margin3
-54.5%Operating margin3
-50.3%Net margin3
-4.7%Revenue growth, 20253
-22.4%Return on equity3

What sells

Revenue by product, business segment and region, as the company reports it to the SEC.

Regions

[Canada] brought in 42% of the revenue Ambiq Micro, Inc. broke down this way in fiscal 2025.

  1. [Canada]$30.7M342%down 44% from 2024
  2. Taiwan$25.8M336%up 42% from 2024
  3. Other Countries$8.7M312%up 177% from 2024
  4. Singapore$7.3M310%
Regions by year
Regions20242025
[Canada]$54.7M$30.7M
Taiwan$18.2M$25.8M
Other Countries$3.1M$8.7M
Singapore$0$7.3M

Where the money goes

Where each dollar of revenue went, fiscal 2025

  • Cost of revenue36¢$40.4M
  • Research and development34¢$38.5M
  • Selling, general and admin30¢$33.2M
  • Income tax0¢$40.0K

Out of $72.5M in revenue.3 The company lost money this year.

Financial statements

Revenue3$72.5M in 2025−5% since 2024
0$20.0M$40.0M$60.0M$80.0M2024: $76.1M$76.1M20242025: $72.5M$72.5M2025−5%
Gross profit3$32.1M in 2025+32% since 2024
0$10.0M$20.0M$30.0M$40.0M2024: $24.3M$24.3M20242025: $32.1M$32.1M2025+32%
Operating income3-$39.5M in 2025−3% since 2024
-$60.0M-$40.0M-$20.0M02024: -$40.6M-$40.6M20242025: -$39.5M-$39.5M2025−3%
Net income3-$36.5M in 2025−8% since 2024
-$40.0M-$30.0M-$20.0M-$10.0M02024: -$39.7M-$39.7M20242025: -$36.5M-$36.5M2025−8%

Every line of the income statement as filed: the last 2 fiscal years, latest first.3

Period ending2025-12-312024-12-31
Net sales$72.5M$76.1M
Cost of sales$40.4M$51.8M
Gross profit$32.1M$24.3M
Research and development$38.5M$37.2M
Selling, general, and administrative$33.2M$27.7M
Total operating expenses$71.6M$64.9M
Loss from operations-$39.5M-$40.6M
Other income, net$3.1M$980.0K
Loss before provision for income taxes-$36.4M-$39.6M
Provision for income taxes$40.0K$28.0K
Net loss-$36.5M-$39.7M
Deemed dividends$0-$2.7M
Net loss attributable to common stockholders-$36.5M-$42.4M
Net loss per share attributable to common stockholders, basic-$4.57-$113.50
Net loss per share attributable to common stockholders, diluted-$4.57-$113.50
Weighted-average shares used in computing net loss per share attributable to common stockholders, basic8.0M shares373.4K shares
Weighted-average shares used in computing net loss per share attributable to common stockholders, diluted8.0M shares373.4K shares
Currency translation adjustment$80.0K$319.0K
Comprehensive loss-$36.4M-$39.3M
Deemed dividends$0-$2.7M
Comprehensive loss attributable to common stockholders-$36.4M-$42.1M

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Corporate structure

Ambiq Micro, Inc. sits at the top of its group. 1 entity, 1 country on record. Switch between the flow chart and the network, and select any entity to see its details.

Major holders of Ambiq Micro, Inc.

  • Ambiq Micro, Inc. Austin, Texas

Built from major holders from Schedules 13D and 13G. Each entity in the chart links to its source.

What it owns

What Ambiq Micro, Inc. reports owning in its annual reports to the SEC: buildings, land and equipment, real estate and locations, investments, intangible assets and inventory, at the end of its latest fiscal year and a year before.

Property and equipment

ItemLatestA year beforeChange
Computer equipment and software$1.1M3 Dec 31, 2025$1.1M3 Dec 31, 20240%
Property and equipment, before depreciation$18.8M3 Dec 31, 2025$15.8M3 Dec 31, 2024+19.0%
Accumulated depreciation$14.6M3 Dec 31, 2025$13.2M3 Dec 31, 2024+11.2%
Property and equipment, net$4.1M3 Dec 31, 2025$2.6M3 Dec 31, 2024+58.1%
Operating-lease assets (leased space)$638.0K3 Dec 31, 2025$928.0K3 Dec 31, 2024−31.2%

Investments

ItemLatestA year beforeChange
Cash and cash equivalents$140.3M3 Dec 31, 2025$61.0M3 Dec 31, 2024+130.0%

Intangibles and goodwill

ItemLatestA year beforeChange
Accumulated amortization$10.8M3 Dec 31, 2025$5.1M3 Dec 31, 2024+111.6%
Finite-lived intangibles, net$11.6M3 Dec 31, 2025$11.7M3 Dec 31, 2024−1.2%

Inventory

ItemLatestA year beforeChange
Inventory, total$16.9M3 Dec 31, 2025$15.0M3 Dec 31, 2024+12.9%
Raw materials$409.0K3 Dec 31, 2025$45.0K3 Dec 31, 2024+808.9%
Work in process$11.7M3 Dec 31, 2025$9.5M3 Dec 31, 2024+22.9%
Finished goods$4.8M3 Dec 31, 2025$5.4M3 Dec 31, 2024−11.4%

Properties, in its own words

Our principal executive offices are located in a leased facility in Austin, Texas, consisting of approximately 12,500 square feet of office space under a lease expiring in June 2026. This facility accommodates our principal engineering, sales, marketing, operations, finance, and administrative activities. We also lease offices in Taiwan, Singapore, and Mainland China. We do not own any real property. We believe that our leased facilities are adequate to meet our current needs and that additional facilities will be available on commercially reasonable terms for lease to meet future needs. For additional information, see Note 10-Leases in the notes to consolidated financial statements, included in Item 8 of Part II in this Annual Report on Form 10-K.

Item 2 of the 10-K filed Mar 5, 2026.6

Leadership

Who has led Ambiq Micro, Inc., and when. Pick a name to see everywhere that person has worked.

Chief executive

  1. Fumihide Esaka2025–now

President

  1. Sean Chihhsiang Chen2025–now

Chief financial officer

  1. Jeffrey G. Winzeler2025–now
  2. Scott McLean Hanson2025–now

Chief operating officer

  1. Sean Chihhsiang Chen2025–now
Board members and other officers (8)

Named in SEC Form D filings

People the company listed in its private-offering notices.

  • Executive OfficerPaul B. Rolls named Nov 4, 2022 to Sep 27, 202417
  • Executive OfficerScott B. Goodwin named Nov 4, 2022 to Sep 27, 202417
  • DirectorEdward B. Hill named Feb 23, 2022 to Sep 27, 202417
  • DirectorHuang B. Lee named Feb 23, 2022 to Sep 27, 202417
  • DirectorKim B. Stevenson named Feb 23, 2022 to Sep 27, 202417
  • DirectorTimothy A. Chen named May 28, 2024 to Sep 27, 202417

Timeline

  1. Aug 11, 20268-K Results of operations18
  2. Jul 30, 20268-K Regulation FD disclosure19
  3. Jun 8, 20268-K Shareholder vote20
  4. May 12, 20268-K Results of operations21
  5. Mar 5, 20268-K Results of operations22
  6. Jan 21, 20268-K Results of operations23
  7. Jan 8, 20268-K Executive or director change24
  8. Nov 6, 20258-K Results of operations25
  9. Oct 3, 20258-K Executive or director change26
  10. Sep 4, 20258-K Results of operations27
  11. Jul 31, 20258-K Bylaws or fiscal year changed28
  12. Jul 29, 2025New chief executive Fumihide Esaka becomes CEO7

Calendar

Coming up

  1. Nov 10, 2026 · Before the openReports results for the quarter ending Sep/2026 A year earlier it reported ($0.39) a share, on Nov 6, 2025.29

When it reported results

  1. Aug 11, 2026Reported quarterly or annual results18
  2. May 12, 2026Reported quarterly or annual results21
  3. Mar 5, 2026Reported quarterly or annual results22
  4. Jan 21, 2026Reported quarterly or annual results23
  5. Nov 6, 2025Reported quarterly or annual results25
  6. Sep 4, 2025Reported quarterly or annual results27

Upcoming dates from Nasdaq's calendar; past results from the company's 8-K filings (Item 2.02). The full markets calendar

Filings

148 filings to the SEC since October 2021: 1 annual reports, 4 quarterly reports, 11 major events, 63 insider forms, 4 large holders, 8 private raises, 57 other. The latest 20:

  1. Oct 6, 20264 EDGAR
  2. Oct 6, 20264 EDGAR
  3. Oct 6, 20264 EDGAR
  4. Oct 6, 20264 EDGAR
  5. Oct 5, 2026144 EDGAR
  6. Oct 2, 2026144 EDGAR
  7. Oct 2, 2026144 EDGAR
  8. Oct 2, 2026144 EDGAR
  9. Oct 2, 2026144 EDGAR
  10. Sep 17, 20264 EDGAR
  11. Sep 15, 20264 EDGAR
  12. Sep 15, 20264 EDGAR
  13. Sep 15, 20264 EDGAR
  14. Sep 11, 2026144 EDGAR
  15. Sep 11, 2026144 EDGAR
  16. Sep 9, 20264 EDGAR
  17. Sep 9, 20264 EDGAR
  18. Sep 4, 2026144 EDGAR
  19. Sep 4, 2026144 EDGAR
  20. Sep 2, 20264 EDGAR

The 148 filings since October 2021 can be filtered by form type and year here when JavaScript is on.

Every filing from the last five years, summarized. The full record is on SEC EDGAR.

Insider trades

22 open-market trades by officers, directors and large owners since October 2021: 0 buys and 22 sales. Grants, option exercises and gifts are left out.

DateWhoTradeSharesPriceValueFiling
Sep 15, 2026Esaka FumihideChief Executive OfficerSale13,500$60.28$813.7KForm 4
Sep 15, 2026Hanson Scott McLeanChief Technology OfficerSale7,000$60.28$422.0KForm 4
Sep 14, 2026Chen Sean ChihhsiangPresident and COOSale15,000$60.14$902.1KForm 4
Sep 11, 2026Esaka FumihideChief Executive OfficerSale50,000$63.36$3.2MForm 4
Sep 11, 2026ZHANG KERDirectorSale10,000$63.44$634.4KForm 4
Sep 4, 2026Chen Sean ChihhsiangPresident and COOSale15,000$57.17$857.6KForm 4
Sep 4, 2026ZHANG KERDirectorSale185$56.92$10.5KForm 4
Sep 2, 2026Esaka FumihideChief Executive OfficerSale11,027$56.69$625.1KForm 4
Sep 1, 2026Esaka FumihideChief Executive OfficerSale48,973$56.39$2.8MForm 4
Aug 31, 2026Esaka FumihideChief Executive OfficerSale48,500$57.44$2.8MForm 4
Aug 27, 2026Hanson Scott McLeanChief Technology OfficerSale27,500$59.80$1.6MForm 4
Aug 26, 2026Hanson Scott McLeanChief Technology OfficerSale27,500$59.58$1.6MForm 4
Aug 14, 2026Esaka FumihideChief Executive OfficerSale13,500$64.39$869.3KForm 4
Aug 14, 2026Hanson Scott McLeanChief Technology OfficerSale7,000$64.38$450.7KForm 4
May 27, 2026Chen TimothyDirectorSale70,592$79.79$5.6MForm 4
May 15, 2026Chen Sean ChihhsiangPresident and COOSale55,685$70.88$3.9MForm 4
May 14, 2026Esaka FumihideChief Executive OfficerSale60,000$70.02$4.2MForm 4
May 14, 2026Hanson Scott McLeanChief Technology OfficerSale10,200$69.24$706.2KForm 4
May 14, 2026Winzeler Jeffrey GChief Financial OfficerSale26,000$69.90$1.8MForm 4
Apr 2, 2026Connors Michele KimGeneral CounselSale811$26.15$21.2KForm 4

All 22 trades can be filtered by person here when JavaScript is on.

From Forms 4 filed with the SEC.

Major holders

Investors who own more than 5% of the shares must tell the SEC: a 13D if they may seek to influence the company, a 13G if they hold passively.

Executive pay

What the company paid its top executives, from the summary compensation table in its proxy statement. Total pay includes salary, bonus, stock and option awards and other pay, as the company valued them.

YearExecutiveAgeSalaryTotal pay
2025Fumihide Esaka62$832.2K$6.3M33
2025Jeff Winzeler66$271.0K$4.2M33
2025Scott HansonPh.D.$433.5K$3.3M33
2024Chief Executive Officer$614.0K$2.7M33
2024Chief Technology Officer$410.0K$1.2M33

Funding

Where the company's money came from, by calendar year: private offerings filed with the SEC, federal grants, loans, contracts and other assistance from USAspending.gov, and PPP loans from the SBA. Each bar links to the records below.

Money received by year$140.3M 2020–2024
Money received by yearMoney received by year, 2020–2024: $140.3M in all. Private raises (Form D) $139.5M; PPP loans $895.8K.$0$25M$50M$75M$100M2020 · PPP loans: $895.8K202020212022 · Private raises (Form D): $44.9M20222023 · Private raises (Form D): $83.2M20232024 · Private raises (Form D): $11.3M2024
Figures by year
YearPrivate raises (Form D)PPP loansTotal
2024$11.3M–$11.3M
2023$83.2M–$83.2M
2022$44.9M–$44.9M
2020–$895.8K$895.8K

Private raises

Private offerings the company reported to the SEC on Form D. The amount is what the latest filing says was sold so far, charted in the year of the first sale. Covers filings since Oct 1, 2021.

  1. Jul 29, 2024Raised $300,000 in a private offering of securities17 Form D: 1 investor so far Form D
  2. Jul 21, 2024Raised $2.4 million in a private offering of securities34 Form D: 1 investor so far Form D
  3. Jun 1, 2024Raised $3 million in a private offering of securities35 Form D: 1 investor so far Form D
  4. May 13, 2024Raised $5.6 million in a private offering of securities36 Form D: 5 investors so far Form D
  5. Aug 31, 2023Raised $83.2 million in a private offering of equity37 Form D: $95 million offered in all Form D
  6. Oct 19, 2022Raised $111,000 in a private offering of securities38 Form D: 1 investor so far Form D
  7. Feb 8, 2022Raised $44.8 million in a private offering of equity39 Form D: $50 million offered in all Form D

PPP loans

Paycheck Protection Program loans of $150,000 and up, approved April 2020 to July 2021, from the SBA40. Matched to this company by name and state.

  1. Apr 28, 2020$895.8K PPP loan (first draw) from Comerica Bank40To AMBIQ MICRO, INC., Austin TX; no forgiveness recorded

Held by these funds

The largest holders among investment managers' 13F reports for the quarter ending Jun 30, 2026, the top 25 of 100. Change is in shares since the quarter before.

FundSharesValueShare of the fundChange
BlackRock, Inc.1,380,623$121.9M0.0%+367,462
D. E. Shaw & Co., Inc.983,916$86.9M0.1%New
Atreides Management, LP877,123$77.4M0.7%+14,948
State Street Corp861,979$76.1M0.0%+601,752
Vanguard Capital Management LLC768,539$67.9M0.0%+61,135
Two Sigma Investments, LP651,786$57.6M0.0%+614,992
First Eagle Investment Management, LLC488,788$43.2M0.0%+209,715
Goldman Sachs Group Inc446,950$39.5M0.0%+33,524
Geode Capital Management, LLC339,327$30.0M0.0%+41,779
Needham Investment Management LLC323,700$28.6M0.9%+123,700
Schonfeld Strategic Advisors LLC315,455$27.9M0.1%−341,097
Silvercrest Asset Management Group LLC309,096$27.3M0.2%+26,723
Jane Street Group, LLC294,802$26.0M0.0%New
Millennium Management LLC289,206$25.5M0.0%+111,650
Driehaus Capital Management LLC288,979$25.5M0.1%−91,789
Neuberger Berman Group LLC272,126$24.0M0.0%New
Emerald Advisers, LLC243,664$21.5M0.5%New
Franklin Resources Inc223,763$19.8M0.0%−318,453
Voloridge Investment Management, LLC223,276$19.7M0.1%New
Renaissance Technologies LLC214,756$19.0M0.0%+172,156
Walleye Capital LLC214,528$18.9M0.1%+203,099
Bnp Paribas Financial Markets204,181$18.0M0.0%+200,292
Bank Of America Corp /de/203,273$17.9M0.0%+155,240
Jpmorgan Chase & Co200,790$17.1M0.0%+124,271
Morgan Stanley182,007$16.1M0.0%+150,602

13F reports cover disclosed long positions in U.S. stocks only.

SEC filer profile

How Ambiq Micro, Inc. is registered with the Securities and Exchange Commission, from its EDGAR record and the cover page of its latest annual report.

  • Name on EDGARAmbiq Micro, Inc.1
  • CIK0001500412
  • Employer ID (EIN)27-19113896
  • Filer statusNon-accelerated filer an emerging growth company; a smaller reporting company; not a shell company6
  • Incorporated inDelaware6
  • Fiscal year endsDecember 311
  • Industry code (SIC)3674 Semiconductors & Related Devices1
  • SEC reviewing officeOffice of Manufacturing, Division of Corporation Finance1
  • Business address6500 River Place Boulevard, Building 7, Suite 200, Austin, TX 787301
  • Phone(512) 879-28501
  • Shares outstanding24,184,536 as of Aug 7, 20265
  • AuditorKPMG LLP, Austin, Texas PCAOB ID 185; no auditor attestation of internal control over financial reporting6
  • On EDGAR sinceSep 3, 20101
  • Filings183 in all: 4 (45), D (35), 144 (21), 3 (11), 8-K (11), D/A (8), 4/A (6), CORRESP (5)1
    All 28 form types

    10-Q (4), DRS/A (4), 424B4 (3), DRS (3), EFFECT (3), S-1 (3), S-1MEF (3), SCHEDULE 13G (3), DRSLTR (2), S-8 (2), UPLOAD (2), 10-K (1), 3/A (1), 8-A12B (1), ARS (1), CERT (1), DEF 14A (1), DEFA14A (1), S-1/A (1), SCHEDULE 13G/A (1)

  • Latest filingsAnnual report (10-K) Mar 5, 2026
    Quarterly report (10-Q) Aug 11, 2026
    Proxy statement (DEF 14A) Apr 22, 2026
    Latest 8-K (8-K) Aug 11, 2026

Securities registered for trading

ClassSymbolExchange
Common Stock, $0.000001 par value per shareAMBQNew York Stock Exchange

From the cover page of the 10-K filed Mar 5, 2026 (Section 12(b) of the Exchange Act).6

Risk factors and legal proceedings

The risks Ambiq Micro, Inc. names in Item 1A of its 10-K filed Mar 5, 2026: 58 risks under these headings, as written.6

  • Risks Related to Our Business
  • We have a history of net losses, and we may not achieve or maintain profitability in the future.
  • We depend on a limited number of end customers for most of our revenue. The loss of, or a significant reduction in orders from our key end customers that are not replaced by other orders from new or existing customers, would significantly reduce our revenue and adversely impact our business, financial condition and results of operations.
  • We do not have long-term commitments from our end customers, and our end customers may cease purchasing our products at any time.
  • The nature of the design win process requires us to incur expenses without any guarantee that research and development efforts will generate material revenue, which could adversely affect our business, financial condition and results of operations.
  • Failure to adjust our inventory, production capacity, or supply commitments due to changing market conditions or failure to accurately estimate our end customers’ demands could adversely affect our revenue and could result in charges for obsolete or excess inventories.
  • Decreases in average selling prices of our products and increases in input costs may reduce our gross margins.
  • If we fail to penetrate new markets or introduce new capabilities into our solutions, or otherwise execute our business strategy, our revenue and financial condition would be harmed.
  • If we are unable to manage our growth effectively, we may not be able to execute our business plan and our business, financial condition and results of operations could suffer.
  • We continue to invest in research and development efforts for several new markets. If we are unable to commercialize these technologies, our business, financial condition and results of operations could be negatively affected.
  • Our products are complex and may contain flaws which could lead to product liability, an increase in our costs and/or a reduction in our revenue.
  • We may be subject to warranty claims and other costs related to our products.
The other 47 risks
  • We compete against companies that have significantly greater resources and broader product lines than we do, and we may also face competition from other technological approaches to low power.
  • We are subject to the cyclical nature of the semiconductor industry.
  • We depend on agreements with third party developers and licensors in order to satisfy certain end customer requirements, which subjects us to a number of risks, and any failure to execute on any of these arrangements could have a material adverse effect on our business, financial condition and results of operations.
  • If our information technology systems or data, or those of third parties, such as vendors and suppliers, with whom we work, are or were compromised, we could experience adverse consequences resulting from such compromise, including but not limited to regulatory investigations or actions; litigation; fines and penalties; disruptions of our business operations; reputational harm; loss of revenue or profits; loss of customers or sales; and other adverse consequences.
  • Our estimate of the market size for our solutions may prove to be inaccurate, and even if the market size is accurate, we cannot ensure that we will serve a significant portion of the market.
  • We depend on key and highly skilled personnel to operate our business, and if we are unable to retain our current personnel and/or hire additional personnel, our ability to develop and market our solutions could be harmed, which in turn could adversely affect our business, financial condition and results of operations.
  • Acquisitions, divestitures, strategic investments and strategic partnerships could adversely affect our business, financial condition and results of operations.
  • Downturns or volatility in general economic conditions, including as a result of international hostilities could have a material adverse effect on our business, financial condition and results of operations.
  • Uncertain risks relating to the adoption, use or application of emerging technologies, including AI, by our customers, could adversely impact our financial results, cause operational challenges, and/or result in reputational harm, competitive harm and legal liability.
  • The AI industry is subject to complex, evolving regulatory, statutory, and other requirements that may be difficult and expensive to comply with and that could negatively impact broad-based adoption of AI and our business and operations.
  • Our use of AI tools may pose risks to our business and operations and subject us to legal liability.
  • The market for edge AI services and products is relatively new, and may decline or experience limited growth, and our business is dependent on its clients’ continuing adoption and use our services and products.
  • Customer demands for us to implement business practices that are more stringent than legal requirements may reduce our revenue opportunities or cause us to incur higher costs.
  • We may experience difficulties in transitioning to smaller geometry process nodes, and tapeouts in smaller nodes are more expensive.
  • Risks Related to Our Reliance on Third Parties
  • We have no manufacturing capabilities of our own. We are a fabless company, meaning that we do not own a semiconductor foundry, and we rely on a single third-party supplier for the fabrication of semiconductor wafers and on a limited number of suppliers of other materials, and the failure of any of our suppliers to provide us with wafers and other materials on a timely basis would harm our business, financial condition and results of operations.
  • Our dependence on TSMC as our sole supplier of wafers exposes us to certain political, social and economic risks that may harm our business.
  • If we encounter sustained yield problems or other delays at our third-party wafer fabrication facilities or in the final assembly and test of our products, we may lose revenue and damage our end customer relationships.
  • Raw material and engineered material availability and price fluctuations have in the past and may in the future increase the cost of our products, impact our ability to meet customer commitments, and may adversely affect our business, financial condition and results of operations.
  • Our revenue could be materially impacted by the failure of other component suppliers to deliver required parts needed in the final assembly of our end customers’ end products.
  • Risks Related to the Markets in Which We Operate and the Regulatory Landscape of Our Business
  • We are a global company, which subjects us to additional business risks, including logistical and financial complexity, political instability and currency fluctuations.
  • We are subject to government regulation, including import, export and economic sanctions laws and regulations that may expose us to liability and increase our costs or that may prohibit us from selling our products to specific targeted entities.
  • Our failure to comply with the Foreign Corrupt Practices Act, other applicable anti-corruption and anti-bribery laws could subject us to penalties and other adverse consequences.
  • Our failure to comply with the Outbound Investment Security Program could subject us to penalties and other adverse consequences.
  • Changes in U.S. or foreign trade policies, including the imposition of tariffs, and other factors beyond our control may adversely impact our business and operating results.
  • Risks Related to Our Financial Performance
  • Our quarterly revenue and operating results are difficult to predict accurately and may fluctuate significantly from period to period. As a result, this could prevent us from meeting our own guidance or expectations of securities analysts or investors.
  • Our ability to raise capital in the future may be limited and could prevent us from executing our growth strategy.
  • We could be subject to changes in tax rates or the adoption of new tax legislation, whether in or out of the United States, or could otherwise have exposure to additional tax liabilities, which could adversely affect our business, financial condition and results of operations.
  • Our ability to use our net operating loss carryforwards and certain other tax attributes may be limited.
  • Risks Related to Our Intellectual Property
  • If we are unable to obtain, maintain and enforce patent protection for our current and future proprietary technology and inventions, or if the scope of the patent protection obtained is not sufficiently broad, our ability to compete successfully and our business, financial condition and results of operations could be adversely impacted.
  • Significant litigation over intellectual property in our industry may cause us to become involved in costly and lengthy litigation which could adversely affect our business, financial condition and results of operations.
  • There is a risk that our trade secrets, know-how and other confidential or proprietary information will be stolen, used in an unauthorized manner, or compromised, which could materially and adversely affect our business, financial condition and results of operations.
  • If our trademarks and trade names are not adequately protected, we may not be able to build name recognition in our markets of interest, and our competitive position may be harmed.
  • We may be subject to claims that our employees, consultants or advisors have wrongfully used or disclosed trade secrets of their current or former employers or claims asserting ownership of what we regard as our own intellectual property.
  • Our use of open source software could compromise the proprietary nature of our software, or the software we develop for our clients, and expose us to other legal liabilities and technological risks.
  • Risks Related to Ownership of Our Common Stock
  • Our issuance of additional capital stock in connection with financings, acquisitions, investments, our stock incentive plans or otherwise could dilute the ownership and voting power of existing stockholders.
  • We do not expect to declare or pay any cash dividends on our common stock for the foreseeable future.
  • Provisions in our amended and restated certificate of incorporation and bylaws provide and the DGCL contains anti-takeover provisions that could prevent or discourage a takeover.
  • Our amended and restated certificate of incorporation includes forum selection clauses, which could discourage claims or limit stockholders’ ability to make a claim against us, our directors, officers, other employees or stockholders.
  • Future sales of our common stock in the public market could cause the price of our common stock to decline.
  • Our stock price has been and may continue to be volatile, and investors in our common stock may not be able to resell shares of our common stock at or above the price paid, or at all.
  • General Risks
  • We have incurred and expect to continue to incur significantly increased costs as a result of operating as a company whose common stock is publicly traded in the United States.
  • If we fail to maintain an effective system of disclosure controls and internal control over financial reporting, our ability to produce timely and accurate financial statements or comply with applicable regulations could be impaired.
  • We previously identified a material weakness in our internal control over financial reporting, and we may experience additional material weaknesses or otherwise fail to design and maintain effective internal control over financial reporting.
  • Our management team has limited experience managing a public company.
  • We are an “emerging growth company,” and a “smaller reporting company” and we cannot be certain if the reduced disclosure requirements applicable to emerging growth companies and smaller reporting companies will make our common stock less attractive to investors.
  • If equity research analysts or industry analysts do not publish research or reports about our business, or if they adversely change their recommendations regarding our stock, our stock price and trading volume could decline.

Legal proceedings

We are currently not party to and our property is not subject to any material pending legal proceedings. However, from time to time, we may become involved in legal proceedings or subject to claims that arise in the ordinary course of our business activities. Regardless of the outcome, such legal proceedings or claims could have an adverse impact on us because of defense and settlement costs, diversion of management resources and other factors.

The opening of Item 3, Legal Proceedings.6

Sources

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