AMERIPRISE CERTIFICATE CO

Overview

• HeadquartersWilmington, United States²
• Incorporated inDE³
• Business address50606 Ameriprise Financial Center, Minneapolis, Mn 55474³
• Legal formCorporation²
• LEI5BSJSBP6E8AOZ0WD3364²
• StatusActive²
• LEI statusIssued and current²
• Registered addressc/o THE CORPORATION TRUST COMPANY, CORPORATION TRUST CENTER 1209 ORANGE ST, 19801 Wilmington, United States²
• Registered withDivision of Corporations, Department of State, 845173²

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Ameriprise Certificate Company (“ACC”) was incorporated on October 28, 1977 under the laws of Delaware. Ameriprise Financial, Inc. (“Ameriprise Financial”, collectively with its subsidiaries and affiliates, “we”, “us” and “our”), a Delaware corporation, owns 100% of the outstanding voting securities of ACC. Ameriprise Financial and its predecessor companies have a more than 130-year history of providing solutions to help clients confidently achieve their financial objectives.⁴ From its latest annual report

Corporate structure

AMERIPRISE CERTIFICATE CO is part of a group headed by Ameriprise Financial. 653 entities, 8 countries on record. Switch between the flow chart and the network, and select any entity to see its details.

Built from parent and subsidiary links from GLEIF, the Global Legal Entity Identifier Foundation (CC0); subsidiaries, stakes and holdings from Wikidata (CC0). Each entity in the chart links to its source.

What it owns

What AMERIPRISE CERTIFICATE CO reports owning in its annual reports to the SEC: buildings, land and equipment, real estate and locations, investments, intangible assets and inventory, at the end of its latest fiscal year and a year before.

Investments

Properties, in its own words

ACC occupies office space in Minneapolis, Minnesota, which is owned by Ameriprise Financial or a subsidiary thereof.

Item 2 of the 10-K filed Feb 19, 2026.⁴

Subsidiaries and ownership

Parent company (GLEIF)

• Ameriprise Financial²

Ownership links from GLEIF, the Global Legal Entity Identifier Foundation (CC0); each one cites its LEI record.

Former names

• AMERICAN EXPRESS CERTIFICATE COMay 22, 2000 to Aug 11, 2005³
• IDS CERTIFICATE CO /MN/Jan 27, 1994 to Apr 28, 2000³

Timeline

1. Mar 13, 2024Parent Directly consolidated by Ameriprise Financial²
2. Oct 28, 1977Founded AMERIPRISE CERTIFICATE CO is founded²

Filings

254 filings to the SEC since October 2021: 5 annual reports, 15 quarterly reports, 234 other. The latest 20:

1. Aug 26, 2026497 EDGAR
2. Aug 26, 2026497 EDGAR
3. Aug 26, 2026497 EDGAR
4. Aug 14, 202613F-NT EDGAR
5. Aug 6, 2026N-30D EDGAR
6. Aug 4, 202610-Q EDGAR
7. May 27, 2026497 EDGAR
8. May 27, 2026497 EDGAR
9. May 27, 2026497 EDGAR
10. May 21, 2026497 EDGAR
11. May 21, 2026497 EDGAR
12. May 21, 2026497 EDGAR
13. May 15, 202613F-NT EDGAR
14. May 7, 202610-Q EDGAR
15. Apr 23, 2026497J EDGAR
16. Apr 23, 2026497J EDGAR
17. Apr 23, 2026497J EDGAR
18. Apr 22, 2026EFFECT EDGAR
19. Apr 22, 2026EFFECT EDGAR
20. Apr 22, 2026EFFECT EDGAR

Every filing from the last five years, summarized. The full record is on SEC EDGAR.

SEC filer profile

How AMERIPRISE CERTIFICATE CO is registered with the Securities and Exchange Commission, from its EDGAR record and the cover page of its latest annual report.

• Name on EDGARAMERIPRISE CERTIFICATE CO¹
• CIK0000052428
• Employer ID (EIN)41-6009975¹
• Incorporated inDelaware¹
• Fiscal year endsDecember 31¹
• Business address50606 Ameriprise Financial Center, Minneapolis, MN 55474¹
• Phone6123723131¹
• Shares outstanding150,000 as of May 2, 2012⁶
• Public float$0 as of Dec 31, 2011⁵
• On EDGAR sinceJan 27, 1994¹
• Filings1,462 in all: 497 (371), 24F-2NT (297), POS AM (200), 497J (168), 10-Q (98), 13F-NT (94), EFFECT (88), 10-K (33)¹
  All 22 form types

  N-30D (32), POS AMI (28), 8-K (13), AW (9), CORRESP (6), S-1/A (6), POS EX (5), S-1 (5), 10-Q/A (2), 40-APP/A (2), N-PX (2), 10-K/A (1), 40-APP (1), UPLOAD (1)

• Latest filingsAnnual report (10-K) Feb 19, 2026
  Quarterly report (10-Q) Aug 4, 2026
  Latest 8-K (8-K) Aug 17, 2012

Risk factors and legal proceedings

The risks AMERIPRISE CERTIFICATE CO names in Item 1A of its 10-K filed Feb 19, 2026: 18 risks under these headings, as written.⁴

• Market Risks
• ACC’s financial condition and results of operations may be adversely affected by market fluctuations and by economic, political and other factors.
• Changes in interest rates may affect ACC’s financial condition and results of operations.
• Business Risks
• Intense competition and new technologies could negatively affect ACC’s ability to maintain or increase its market share and profitability.
• ACC’s affiliated distributor may be unable to attract and retain key talent.
• The determination of the amount of allowances taken on certain loans and investments is subject to management’s evaluation and judgment and could materially impact ACC’s results of operations or financial position.
• Some of ACC’s investments are relatively illiquid, and ACC may have difficulty selling these investments.
• Failure of ACC’s service providers to perform their responsibilities could adversely affect ACC’s business.
• If the counterparties to the derivative instruments ACC uses to hedge certain certificate liabilities default, ACC may be exposed to risks it had sought to mitigate, which could adversely affect ACC’s financial condition and results of operations.
• If ACC’s reserves for future certificate redemptions and maturities are inadequate, ACC may be required to increase its reserve liabilities, which could adversely affect ACC’s results of operations and financial condition.
• Operations Risks

Legal proceedings

For a discussion of any material legal proceedings, see Note 12 to the Consolidated Financial Statements included in Part II, Item 8 of this Annual Report on Form 10-K, which is incorporated herein by reference.

The opening of Item 3, Legal Proceedings.⁴