AMIX on Nasdaq
Autonomix Medical, Inc.
In its 2026 annual report the company says: “We are a development-stage medical device company focused on advancing technologies for sensing and treating disorders of the nervous system. Our platform is designed to integrate high-sensitivity neural signal detection with targeted radiofrequency ablation, enabling a “sense, treat, verify” approach intended to improve the precision and consistency of nerve-targeted therapies.”4 It is headquartered in The Woodlands, Texas.1 Its shares trade on Nasdaq under the symbol AMIX.1
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Last updated Oct 21, 2026.
Overview
- TickerAMIX on Nasdaq1
- IndustrySurgical & Medical Instruments & Apparatus1
- HeadquartersThe Woodlands, Texas1
- Incorporated inDE3
- Business address21 Waterway Avenue, Suite 300, The Woodlands, Tx 773803
- Filer category, Emerging growth company3
- Legal formCorporation
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We are a development-stage medical device company focused on advancing technologies for sensing and treating disorders of the nervous system. Our platform is designed to integrate high-sensitivity neural signal detection with targeted radiofrequency (“RF”) ablation, enabling a “sense, treat, verify” approach intended to improve the precision and consistency of nerve-targeted therapies.4 From its latest annual report
Financials
From the company’s reports to the SEC. Every number links to the filing it came from.
Key numbers, fiscal 2026
Financial statements
Every line of the income statement as filed: the last 2 fiscal years, latest first.2
| Period ending | 2026-03-31 | 2025-03-31 |
|---|---|---|
| Research and development | $7.1M | $4.7M |
| General and administrative | $9.9M | $6.9M |
| Total operating expenses | $17.0M | $11.6M |
| Loss from operations | -$17.0M | -$11.6M |
| Interest expense | $0 | -$176.0K |
| Interest income | $319.0K | $354.0K |
| Total other income, net | $319.0K | $178.0K |
| Loss before income taxes | -$16.7M | -$11.4M |
| Income taxes | $0 | $0 |
| Net loss | -$16.7M | -$11.4M |
| Loss per share - basic and diluted (in dollars per share) | -$2.32 | -$6.46 |
| Weighted average shares outstanding - basic and diluted (in shares) | 7.2M shares | 1.8M shares |
No quarter-by-quarter statement was filed.
Every line of the balance sheet as filed: the last 4 fiscal years (annual) or 4 quarters (quarterly), latest first.2
| Period ending | 2026-03-31 | 2025-03-31 | 2024-03-31 | 2023-11-30 |
|---|---|---|---|---|
| Cash and cash equivalents | $7.0M | $9.1M | ||
| Other current assets | $577.0K | $473.0K | ||
| Total current assets | $7.6M | $9.6M | ||
| Property and equipment, net | $19.0K | $21.0K | ||
| Deferred offering costs | $0 | $176.0K | ||
| Total noncurrent assets | $19.0K | $197.0K | ||
| Total Assets | $7.6M | $9.8M | ||
| Accounts payable | $700.0K | $676.0K | ||
| Accrued expenses | $1.0M | $1.0M | ||
| Total current liabilities | $1.7M | $1.7M | ||
| Total Liabilities | $1.7M | $1.7M | ||
| Preferred stock, $0.001 par value, 10,000,000 shares authorized, no shares issued and outstanding as of March 31, 2026 and 2025, respectively | $0 | $0 | ||
| Common stock, $0.001 par value, 500,000,000 shares authorized, 11,409,344 and 2,497,033 shares issued and outstanding as of March 31, 2026 and 2025, respectively | $11.0K | $2.0K | ||
| Additional paid-in capital | $73.0M | $58.5M | ||
| Accumulated deficit | -$67.1M | -$50.4M | ||
| Total Stockholders' Equity | $5.9M | $8.1M | $7.6M | |
| Total Liabilities and Stockholders' Equity | $7.6M | $9.8M | ||
| Preferred stock, par value (in dollars per share) | $0.00 | $0.00 | ||
| Preferred stock, authorized (in shares) | 10.0M shares | 10.0M shares | 10.0M shares | |
| Preferred stock, issued (in shares) | 0 shares | 0 shares | ||
| Preferred stock, outstanding (in shares) | 0 shares | 0 shares | ||
| Common stock, par value (in dollars per share) | $0.00 | $0.00 | $0.00 | |
| Common stock, authorized (in shares) | 500.0M shares | 500.0M shares | 500.0M shares | |
| Common stock, issued (in shares) | 11.4M shares | 2.5M shares | ||
| Common stock, outstanding (in shares) | 11.4M shares | 2.5M shares |
| Period ending | 2026-03-31 | 2025-03-31 | 2024-03-31 | 2023-11-30 |
|---|---|---|---|---|
| Cash and cash equivalents | $7.0M | $9.1M | ||
| Other current assets | $577.0K | $473.0K | ||
| Total current assets | $7.6M | $9.6M | ||
| Property and equipment, net | $19.0K | $21.0K | ||
| Deferred offering costs | $0 | $176.0K | ||
| Total noncurrent assets | $19.0K | $197.0K | ||
| Total Assets | $7.6M | $9.8M | ||
| Accounts payable | $700.0K | $676.0K | ||
| Accrued expenses | $1.0M | $1.0M | ||
| Total current liabilities | $1.7M | $1.7M | ||
| Total Liabilities | $1.7M | $1.7M | ||
| Preferred stock, $0.001 par value, 10,000,000 shares authorized, no shares issued and outstanding as of March 31, 2026 and 2025, respectively | $0 | $0 | ||
| Common stock, $0.001 par value, 500,000,000 shares authorized, 11,409,344 and 2,497,033 shares issued and outstanding as of March 31, 2026 and 2025, respectively | $11.0K | $2.0K | ||
| Additional paid-in capital | $73.0M | $58.5M | ||
| Accumulated deficit | -$67.1M | -$50.4M | ||
| Total Stockholders' Equity | $5.9M | $8.1M | $7.6M | |
| Total Liabilities and Stockholders' Equity | $7.6M | $9.8M | ||
| Preferred stock, par value (in dollars per share) | $0.00 | $0.00 | ||
| Preferred stock, authorized (in shares) | 10.0M shares | 10.0M shares | 10.0M shares | |
| Preferred stock, issued (in shares) | 0 shares | 0 shares | ||
| Preferred stock, outstanding (in shares) | 0 shares | 0 shares | ||
| Common stock, par value (in dollars per share) | $0.00 | $0.00 | $0.00 | |
| Common stock, authorized (in shares) | 500.0M shares | 500.0M shares | 500.0M shares | |
| Common stock, issued (in shares) | 11.4M shares | 2.5M shares | ||
| Common stock, outstanding (in shares) | 11.4M shares | 2.5M shares |
Cash flow is reported year to date, not quarter by quarter, so there are no separate quarterly figures.
Every line of the cash flow as filed: the last 2 fiscal years, latest first.2
| Period ending | 2026-03-31 | 2025-03-31 |
|---|---|---|
| Net loss | -$16.7M | -$11.4M |
| Stock-based compensation | $529.0K | $1.6M |
| Stock option cancellations | $3.7M | $0 |
| Issuance of common stock for equity line of credit commitment fee | $267.0K | $0 |
| Depreciation and amortization expense | $12.0K | $183.0K |
| Issuance of common stock, net of discount for lack of marketability | $0 | $101.0K |
| Other current assets | -$104.0K | $310.0K |
| Accounts payable | $24.0K | $184.0K |
| Accrued expenses | -$27.0K | $746.0K |
| Net cash used in operating activities | -$12.3M | -$8.3M |
| Purchase of property and equipment | -$10.0K | -$14.0K |
| Net cash used in investing activities | -$10.0K | -$14.0K |
| Gross proceeds from issuance of common stock | $3.5M | $0 |
| Direct financing costs for issuance of common stock | -$141.0K | $0 |
| Gross proceeds from warrant inducement | $2.5M | $0 |
| Direct transaction costs for warrant inducement | -$291.0K | $0 |
| Gross proceeds from issuance and exercises of pre-funded warrants | $5.0M | $0 |
| Direct financing costs for issuance of pre-funded warrants | -$485.0K | $0 |
| Gross proceeds from issuance of common stock, pre-funded and common warrants | $0 | $10.0M |
| Direct transaction costs for issuance of common stock, pre-funded and common warrants | $0 | -$1.1M |
| Payment of issuance costs for registration statement | $0 | -$176.0K |
| Gross proceeds from exercise of warrants | $0 | $1.0K |
| Proceeds from sales of common stock | $0 | $2.0K |
| Net cash provided by financing activities | $10.2M | $8.8M |
| Net change in cash and cash equivalents | -$2.1M | $528.0K |
| Recognition of deferred financing costs associated with issuance of common stock | -$176.0K | $0 |
| Proceeds from cashless exercise of warrants | $1.0K | $39.0K |
| Warrants issued for equity issuance costs | $0 | $479.0K |
No quarter-by-quarter statement was filed.
Corporate structure
Autonomix Medical, Inc. sits at the top of its group. 1 entity, 1 country on record. Switch between the flow chart and the network, and select any entity to see its details.
Major holders of Autonomix Medical, Inc.
- BioStar Ventures III, L.P. Filed SCHEDULE 13G/A on Autonomix Medical, Inc., latest Aug 14, 2025 (2 filings since Oct 7, 2024)
- Cavalry Fund I LP Filed SCHEDULE 13G/A on Autonomix Medical, Inc., latest Aug 14, 2025 (2 filings since Dec 3, 2024)
- CVI Investments, Inc. Filed SCHEDULE 13G/A on Autonomix Medical, Inc., latest Feb 7, 2025 (2 filings since Nov 27, 2024)
- Landy Toth Filed SC 13D on Autonomix Medical, Inc., latest Feb 26, 2024
- Walter Klemp V. Filed SC 13D on Autonomix Medical, Inc., latest Feb 15, 2024
- Autonomix Medical, Inc. The Woodlands, Texas
Built from major holders from Schedules 13D and 13G. Each entity in the chart links to its source.
What it owns
What Autonomix Medical, Inc. reports owning in its annual reports to the SEC: buildings, land and equipment, real estate and locations, investments, intangible assets and inventory, at the end of its latest fiscal year and a year before.
Property and equipment
| Item | Latest | A year before | Change |
|---|---|---|---|
| Property and equipment, net | $19.0K2 Mar 31, 2026 | $21.0K2 Mar 31, 2025 | −9.5% |
Investments
Properties, in its own words
We do not own any real property. Our corporate and executive offices are located in a facility in The Woodlands, Texas for which we are under a membership agreement. The current membership agreement terminates on November 30, 2026. We believe that our facilities are sufficient to meet our current needs and that suitable space will be available as and when needed.
Item 2 of the 10-K filed May 27, 2026.4
Leadership
Who has led Autonomix Medical, Inc., and when. Pick a name to see everywhere that person has worked.
Chief executive
President
Chief financial officer
- Chief executive officerLori Bisson Jan 26, 2024 to Jan 26, 202410
- Chief executive officerBradley Hauser Jun 20, 2024 to now11
- PresidentBradley Hauser Jun 20, 2024 to now11
- Chief financial officerTrent N. Smith Jan 26, 2024 to now12
Board members and other officers (5)
- Board memberChristopher Capelli Jan 26, 2024 to now13
- Board memberDavid Andrew Robins Jan 26, 2024 to Jul 26, 202414
- Board memberJonathan P. Foster Jan 26, 2024 to Jan 26, 202415
- Board memberLori Bisson Jan 26, 2024 to now10
- Board memberWalter Klemp V. Jan 26, 2024 to now16
Named in SEC Form D filings
People the company listed in its private-offering notices.
Timeline
- Sep 16, 20268-K Executive or director change19
- Aug 26, 20268-K Entered a material agreement; Unregistered sale of shares; Other events20
- Jul 28, 20268-K Other events21
- Jul 15, 20268-K Entered a material agreement; Unregistered sale of shares; Other events22
- Jul 10, 20268-K Other events23
- Jun 24, 20268-K Change to shareholders' rights; Bylaws or fiscal year changed; Other events24
- Jan 16, 20268-K Listing notice or transfer25
- Jan 9, 20268-K Regulation FD disclosure26
- Nov 19, 20258-K Entered a material agreement; Unregistered sale of shares27
- Nov 3, 20258-K Shareholder vote28
- Aug 27, 20258-K Other events29
- Aug 26, 20258-K Entered a material agreement; Unregistered sale of shares30
- Jun 20, 2024New chief executive Bradley Hauser becomes CEO11
- Jan 26, 2024New chief executive Lori Bisson becomes CEO10
Calendar
Coming up
- Nov 11, 2026Reports results for the quarter ending Sep/2026 A year earlier it reported ($28.99) a share, on Nov 12, 2025.31
When it reported results
- Feb 13, 2025Reported quarterly or annual results32
- Nov 12, 2024Reported quarterly or annual results33
- Aug 13, 2024Reported quarterly or annual results34
- May 31, 2024Reported quarterly or annual results35
Upcoming dates from Nasdaq's calendar; past results from the company's 8-K filings (Item 2.02). The full markets calendar
Filings
147 filings to the SEC since October 2021: 6 annual reports, 8 quarterly reports, 31 major events, 24 insider forms, 8 large holders, 3 private raises, 67 other. The latest 20:
- Oct 13, 20263 EDGAR
- Sep 21, 20264 FORM 4 - SMITH, TRENT EDGAR
- Sep 16, 2026424B3 EDGAR
- Sep 16, 20268-K EDGAR
- Sep 15, 2026EFFECT EDGAR
- Sep 14, 2026DEFA14A EDGAR
- Sep 14, 2026DEF 14A EDGAR
- Sep 11, 2026424B5 EDGAR
- Sep 8, 20264 FORM 4 - KLEMP, WALLY EDGAR
- Sep 8, 20264 FORM 4 - BISSON, LORI EDGAR
- Sep 8, 20264 FORM 4 - HAUSER, BRAD EDGAR
- Sep 4, 2026PRE 14A EDGAR
- Sep 4, 2026S-3 EDGAR
- Aug 26, 20268-K EDGAR
- Aug 13, 202610-Q EDGAR
- Aug 4, 2026EFFECT EDGAR
- Jul 31, 2026424B5 EDGAR
- Jul 28, 2026S-3 EDGAR
- Jul 28, 20268-K EDGAR
- Jul 15, 20268-K EDGAR
The 147 filings since October 2021 can be filtered by form type and year here when JavaScript is on.
Every filing from the last five years, summarized. The full record is on SEC EDGAR.
Major holders
Investors who own more than 5% of the shares must tell the SEC: a 13D if they may seek to influence the company, a 13G if they hold passively.
- BioStar Ventures III, L.P.SCHEDULE 13G/A, 2 filings Oct 7, 2024 to Aug 14, 202536
- Cavalry Fund I LPSCHEDULE 13G/A, 2 filings Dec 3, 2024 to Aug 14, 202537
- CVI Investments, Inc.SCHEDULE 13G/A, 2 filings Nov 27, 2024 to Feb 7, 202538
- Landy TothSC 13D, 1 filing Feb 26, 202439
- Walter Klemp V.SC 13D, 1 filing Feb 15, 202440
Executive pay
What the company paid its top executives, from the summary compensation table in its proxy statement. Total pay includes salary, bonus, stock and option awards and other pay, as the company valued them.
| Year | Executive | Age | Salary | Total pay |
|---|---|---|---|---|
| 2026 | Brad Hauser - Chief Executive Officer and President | $468.0K | $670.2K41 | |
| 2026 | Trent Smith - Chief Financial Officer | $296.4K | $381.8K41 | |
| 2026 | Lori Bisson - Executive Vice Chairman | $150.0K | $204.0K41 | |
| 2025 | Brad Hauser - Chief Executive Officer and President | $356.2K | $1.7M41 | |
| 2025 | Lori Bisson - Executive Vice Chairman | $210.0K | $659.1K41 | |
| 2025 | Trent Smith - Chief Financial Officer | $295.0K | $618.1K41 |
Funding
Where the company's money came from, by calendar year: private offerings filed with the SEC, federal grants, loans, contracts and other assistance from USAspending.gov, and PPP loans from the SBA. Each bar links to the records below.
- Private raises (Form D) $5.1M
Figures by year
| Year | Private raises (Form D) | Total |
|---|---|---|
| 2023 | $3.1M | $3.1M |
| 2022 | $2.0M | $2.0M |
Private raises
Private offerings the company reported to the SEC on Form D. The amount is what the latest filing says was sold so far, charted in the year of the first sale. Covers filings since Oct 1, 2021.
Held by these funds
The largest holders among investment managers' 13F reports for the quarter ending Jun 30, 2026. Change is in shares since the quarter before.
| Fund | Shares | Value | Share of the fund | Change |
|---|---|---|---|---|
| Mariner, LLC | 50,138 | $25.6K | 0.0% | New |
| Allied Private Wealth LLC | 347 | $2.2K | 0.0% | New |
| Tower Research Capital LLC (TRC) | 313 | $1.9K | 0.0% | New |
| PNC Financial Services Group, Inc. | 75 | $467 | 0.0% | New |
| Investors Research Corp | 8 | $50 | 0.0% | New |
| Networth Advisors, LLC | 1 | $6 | 0.0% | New |
13F reports cover disclosed long positions in U.S. stocks only.
SEC filer profile
How Autonomix Medical, Inc. is registered with the Securities and Exchange Commission, from its EDGAR record and the cover page of its latest annual report.
- Name on EDGARAutonomix Medical, Inc.1
- CIK0001617867
- Employer ID (EIN)47-16078104
- Filer statusNon-accelerated filer an emerging growth company; a smaller reporting company; not a shell company4
- Incorporated inDelaware4
- Fiscal year endsMarch 311
- Industry code (SIC)3841 Surgical & Medical Instruments & Apparatus1
- SEC reviewing officeOffice of Industrial Applications and Services, Division of Corporation Finance1
- Business address21 Waterway Avenue, Suite 300, The Woodlands, TX 773801
- Phone832-277-78161
- Shares outstanding971,043 as of Aug 6, 20269
- Public float$6.3M as of Sep 30, 20254
- AuditorForvis Mazars, LLP, Atlanta, Georgia PCAOB ID 686; no auditor attestation of internal control over financial reporting4
- On EDGAR sinceSep 3, 20141
- Filings148 in all: 8-K (31), 4 (15), 3 (9), 10-Q (8), CORRESP (8), EFFECT (8), UPLOAD (6), 424B3 (5)1
All 34 form types
D (4), S-3 (4), 1-A/A (3), 10-K (3), 10-K/A (3), 253G2 (3), 424B5 (3), DEF 14A (3), DEFA14A (3), PRE 14A (3), S-1 (3), SC 13G (3), SCHEDULE 13G/A (3), QUALIF (2), S-1/A (2), S-8 (2), SC 13D (2), 1-A (1), 1-A POS (1), 1-SA (1), 424B4 (1), 8-A12B (1), CERT (1), DRS (1), POS AM (1), S-3/A (1)
- Latest filingsAnnual report (10-K) May 27, 2026
Quarterly report (10-Q) Aug 13, 2026
Proxy statement (DEF 14A) Sep 14, 2026
Latest 8-K (8-K) Sep 16, 2026
Securities registered for trading
| Class | Symbol | Exchange |
|---|---|---|
| Common Stock, $0.001 par value | AMIX | Nasdaq |
From the cover page of the 10-K filed May 27, 2026 (Section 12(b) of the Exchange Act).4
Risk factors and legal proceedings
The risks Autonomix Medical, Inc. names in Item 1A of its 10-K filed May 27, 2026: 49 risks under these headings, as written.4
- Risks Related to Our Overall Business
- Risks Related to Government Regulation and Product Approvals
- Risks Related to Intellectual Property
- Risks Related to Information Technology
- Risks Related to our Common Stock
- Factors raise substantial doubt about our ability to continue as a going concern.
- We have no approved products, and we cannot assure you that we will generate revenue or become profitable in the future.
- We will need additional financing over the longer term to execute our business plan and fund operations, which additional financing may not be available on reasonable terms or at all.
- We intend to utilize a single manufacturer for the manufacture of our lead product candidate and expect to continue to do so for commercial products. Risks associated with the manufacturing of our products could reduce our gross margins and negatively affect our operating results.
- We are a developmental stage company and have not yet had a history of generating revenue.
- Our business may be adversely affected by the state of the global economy, uncertainties in global financial markets, and possible trade tariffs and trade restrictions.
- We have limited experience in assembling and testing our products and may encounter problems or delays in the assembly of our products or fail to meet certain regulatory requirements which could result in an adverse effect on our business and financial results.
The other 42 risks
- Rapidly changing technology in life sciences could make the products we are developing obsolete.
- Adverse developments affecting the financial services industry, such as actual events or concerns involving liquidity, defaults, or non-performance by financial institutions or transactional counterparties, could adversely affect our current and projected business operations and our financial condition and results of operations.
- We may incur substantial costs as a result of litigation or other proceedings relating to patent and other intellectual property rights.
- Catastrophic events and disaster recovery may disrupt business continuity.
- We may fail to meet the Sarbanes-Oxley regulations and may lack the financial controls and safeguards required of public companies.
- While our Company’s management is working to improve our internal controls and procedures, at present management has determined that our internal controls were deemed to be inadequate, which could cause our financial reporting to be unreliable and lead to misinformation being disseminated to the public.
- Because of the specialized nature of our business, the termination of relationships with our key employees, consultants and advisors may prevent us from successfully operating our business, including developing our products, conducting clinical studies, commercializing our products and obtaining any necessary financing.
- Changes to United States federal and state regulatory agencies may cause disruptions and delays in approval of the government approval processes and regulation relating to our products.
- There is no guarantee that the FDA will grant 510(k) or de novo clearance or a premarket approval application (“PMA”) of our future products and failure to obtain necessary clearances or approvals for our future products would adversely affect our ability to grow our business.
- Our product development for our sensing and ablation technologies may not meet the necessary validation requirements to achieve regulatory approvals, or our internal specifications for commercial viability.
- Modifications to our future products may require new regulatory clearances or approvals or may require us to recall or cease marketing our products until clearances or approvals are obtained.
- The results of our future clinical trials may not support our product candidate claims or may result in the discovery of adverse side effects.
- We are conducting our initial Proof of Concept trial outside the United States using commercially available RF ablation equipment in a new anatomical region to assess clinical response. We plan to present the relevant data from this trial to the FDA to support the clinical requirements for clearance in the United States. However, there is no assurance that the FDA will accept this data.
- Our clinical studies could be delayed or otherwise adversely affected by many factors, including difficulties in enrolling patients.
- We may have limitations in generating statistically significant long-term clinical data and gaining extended-duration indications from clinical studies involving terminal patients.
- Even if our products are cleared or approved by the FDA, if we or our suppliers fail to comply with ongoing FDA requirements, or if we experience unanticipated problems with our products, these products could be subject to restrictions or withdrawal from the market.
- Our products may in the future be subject to product recalls that could harm our reputation, business and financial results.
- If our products cause or contribute to a death or a serious injury, or malfunction in certain ways, we will be subject to medical device reporting regulations, which can result in voluntary corrective actions or agency enforcement actions.
- Certain parts used in the manufacturing of our equipment may experience shortages in global supply, which could impact our ability to manufacture our device for customers or maintain research and development timelines.
- U.S. legislative or FDA regulatory reforms may make it more difficult and costly for us to obtain regulatory approval of our product candidates and to manufacture, market and distribute our products after approval is obtained.
- Failure to secure and maintain adequate coverage and reimbursement from third-party payers could adversely affect acceptance of our products, if approved, and reduce our revenues.
- We may not be successful in securing and maintaining reimbursement codes necessary to facilitate accurate and timely billing for our products or physician services attendant to our products.
- If we are unable to establish good relationships with physicians, our business could be negatively affected.
- There is no assurance that Medicare or the Medicare Administrative Contractors will provide coverage or adequate payment rates for our products.
- If third parties claim that our products infringe their intellectual property rights, we may be forced to expend significant financial resources and management time defending against such actions and our financial condition and our results of operations could suffer.
- If we are unable to protect the intellectual property used in our products, others may be able to copy our innovations which may impair our ability to compete effectively in our markets.
- We may be subject to claims that our employees have wrongfully used or disclosed alleged trade secrets of their former employers.
- If we are unable to protect the confidentiality of our proprietary information and know-how, the value of our technology and products could be adversely affected.
- We may not be able to protect our intellectual property rights throughout the world.
- Our business and operations would suffer in the event of third-party computer system failures, cyberattacks on third-party systems or deficiency in our cybersecurity.
- Artificial intelligence presents risks and challenges that can impact our business, including by posing security risks to our confidential information, proprietary information and personal data.
- Cybersecurity risks and cyber incidents could adversely affect our business and disrupt operations.
- We are not in compliance with Nasdaq’s continued listing requirements and if we are unable to regain compliance with the listing requirements, our common stock will be delisted from Nasdaq which could have a material adverse effect on our financial condition and could make it more difficult for stockholders to sell their shares.
- We do not intend to pay cash dividends on our common stock in the foreseeable future.
- If our stock price fluctuates, you could lose a significant part of your investment.
- Techniques employed by short sellers may in the future drive down the market price of our common stock.
- If securities or industry analysts do not publish research or reports about us, or if they adversely change their recommendations regarding our common stock, then our stock price and trading volume could decline.
- The market price of our stock may be highly volatile, and you could lose all or part of your investment.
- Your ownership may be diluted if additional capital stock is issued to raise capital, to finance acquisitions or in connection with strategic transactions.
- We may be required to issue up to 271,846 shares of common stock in connection with the reverse stock split we completed on October 24, 2024, and we may be subject to potential liability if it is determined that we are required to issue such shares and we fail to issue such shares on a timely basis.
- The sale of our common stock by our stockholders, or the perception that stock sales may occur, could cause the price of our common stock to decline.
- Provisions of the Series A, B and C Warrants we issued could discourage an acquisition of us by a third party.
Legal proceedings
From time to time in the ordinary course of our business, we may be involved in legal proceedings, the outcomes of which may not be determinable. The results of litigation are inherently unpredictable. Any claims against us, whether meritorious or not, could be time-consuming, result in costly litigation, require significant amounts of management time and result in diversion of significant resources. However, we are currently not a party to any pending legal actions. We have insurance policies covering any potential losses where such coverage is cost effective.
The opening of Item 3, Legal Proceedings.4
Sources
The numbers on this page point here. Each one links to the record it came from.
- 1
- 2
- 3
- 4
- 5
- 6
- 7
- 8
- 9
- 10SEC EDGARLori Bisson, Chief executive officer
- 11
- 12
- 13SEC EDGARChristopher Capelli, Board member
- 14SEC EDGARDavid Andrew Robins, Board member
- 15SEC EDGARJonathan P. Foster, Board member
- 16SEC EDGARWalter Klemp V., Board member
- 17
- 18
- 19SEC EDGARExecutive or director change
- 20
- 21SEC EDGAROther events
- 22
- 23SEC EDGAROther events
- 24
- 25SEC EDGARListing notice or transfer
- 26SEC EDGARRegulation FD disclosure
- 27
- 28SEC EDGARShareholder vote
- 29SEC EDGAROther events
- 30
- 31NasdaqNasdaq calendar
- 32
- 33
- 34
- 35
- 36
- 37
- 38
- 39
- 40
- 41
- 42