Sign in

Private company

Andera Partners

Last updated Oct 21, 2026.

Overview

  • HeadquartersI01

See how the biggest companies compare on our leaderboards

Corporate structure

Andera Partners is part of a group headed by New Andera Investment Managers. 6 entities, 1 country on record. Switch between the flow chart and the network, and select any entity to see its details.

Major holders of Andera Partners

  • Ata Holdco Owns 25% to 50% of Andera Partners, since 02/2014 (Form ADV)
  • Candriam, Société En Commandite Par Actions Owns 50% to 75% of Ata Holdco, since 02/2014 (Form ADV)
  • Apogem Capital LLC Owns 25% to 50% of Ata Holdco, since 02/2014 (Form ADV)
  • Candriam Group Owns 50% to 75% of Candriam S.c.a., since 02/2014 (Form ADV)
  • Belfius Banque Owns 25% to 50% of Candriam S.c.a., since 11/2025 (Form ADV)
  • New York Life Insurance Company Owns 75% or more of New York Life Investment, since 02/2014 (Form ADV)
  • New York Life Investment Owns 75% or more of New York Life Investment, since 02/2014 (Form ADV)

Built from major holders from Schedules 13D and 13G; stakes of 5% or more it reported on Schedules 13D and 13G (4 companies); owners and owned firms from Form ADV, the registration investment advisers file with the SEC. Each entity in the chart links to its source.

Investment adviser

Andera Partners is registered with the SEC as an investment adviser. This is what it reports on Form ADV, the registration every adviser files and keeps current.

Who owns it

Owners of 5% or more as the firm lists them (Schedule A), and the owners of those owners up the chain (Schedule B).

  • NEW ANDERA INVESTMENT MANAGERSowns 50% to 75%, since 02/2014
  • ATA HOLDCOowns 25% to 50%, since 02/2014
  • NEW YORK LIFE INSURANCEowns 75% or more of NEW YORK LIFE INVESTMENT, since 02/2014
  • NEW YORK LIFE INVESTMENTowns 75% or more of APOGEM CAPITAL LLC, since 02/2014
  • NEW YORK LIFE INVESTMENTowns 75% or more of CANDRIAM GROUP, since 02/2014
  • NEW YORK LIFE INVESTMENTowns 75% or more of NEW YORK LIFE INVESTMENT, since 02/2014
  • NEW YORK LIFE INVESTMENTowns 75% or more of NEW YORK LIFE INVESTMENT INTERNATIONAL SARL HOLDER, since 02/2014
  • CANDRIAM GROUPowns 50% to 75% of CANDRIAM S.C.A., since 02/2014
  • CANDRIAM S.C.A.owns 50% to 75% of ATA HOLDCO, since 02/2014
  • APOGEM CAPITAL LLCowns 25% to 50% of ATA HOLDCO, since 02/2014
  • BELFIUS BANQUEowns 25% to 50% of CANDRIAM S.C.A., since 11/2025

Disciplinary record

The firm answered yes to 3 of the disciplinary questions on Form ADV (Item 11). A yes can concern the firm itself or an affiliate.

  • In the past ten years, the firm or an advisory affiliate has been charged with any felony.
  • Any other federal regulatory agency, any state regulatory agency, or any foreign financial regulatory authority has found the firm or an advisory affiliate to have been involved in a violation of investment-related regulations or statutes.
  • In the past ten years, any other federal regulatory agency, any state regulatory agency, or any foreign financial regulatory authority has entered an order against the firm or an advisory affiliate in connection with an investment-related activity.

Each event as the firm describes it on its Disclosure Reporting Pages:

STATE OF CONNECTICUT INSURANCE DEPARTMENT · Jan 24, 2018 · fine $1,000 · final about NEW YORK LIFE INSURANCE

Allegations: DURING THE COURSE OF A ROUTINE MARKET CONDUCT EXAM, THE STATE OF CONNECTICUT INSURANCE DEPARTMENT (THE STATE) FOUND NEW YORK LIFE INSURANCE COMPANY DID NOT TIMELY PAY LONG TERM CARE CLAIMS IN FOUR INSTANCES.

Sanction: Civil and Administrative Penalt(ies) /Fine(s)

How it ended: Consent

Summary: DURING THE COURSE OF A ROUTINE MARKET CONDUCT EXAM, THE STATE OF CONNECTICUT INSURANCE DEPARTMENT (THE STATE) FOUND NEW YORK LIFE INSURANCE COMPANY DID NOT TIMELY PAY LONG TERM CARE CLAIMS IN FOUR INSTANCES.

Resolved: Jan 24, 2018

STATE OF CONNECTICUT INSURANCE DEPARTMENT · Aug 7, 2025 · fine $12,000 · final about NEW YORK LIFE INSURANCE

Allegations: NYLIC PAID A $2,000 FINE FOR FAILING TO PAY CLAIMS AND INTEREST ON CLAIMS IN A TIMELY MANNER, IN VIOLATION OF CONNECTICUT STATUTORY REQUIREMENTS. NYLIAC PAID A $12,000 FINE FOR PERMITTING EIGHT (8) PRODUCERS TO ACT AS AGENTS IN CONNECTICUT WITHOUT THE REQUIRED APPOINTMENT. BOTH MATTERS WERE RESOLVED VIA STIPULATION AND CONSENT ORDERS DATED AUGUST 7, 2025, AND NO FORMAL HEARINGS WERE HELD.

Sanction: Civil and Administrative Penalt(ies) /Fine(s)

How it ended: Stipulation and Consent

Summary: PURSUANT TO A MARKET CONDUCT EXAMINATION BY THE STATE OF CONNECTICUT INSURANCE DEPARTMENT, STIPULATION AND FINAL ORDER, DATED 08/07/2025, NEW YORK LIFE INSURANCE COMPANY WAS FOUND TO HAVE VIOLATED SECTION 38A-816 OF THE CONNECTICUT GENERAL STATUTES AND NEW YORK LIFE INSURANCE AND ANNUITY CORPORATION WAS FOUND TO HAVE VIOLATED SECTION 38A-702M OF THE CONNECTICUT GENERAL STATUTES.

Resolved: Aug 7, 2025

LOUISIANA DEPARTMENT OF INSURANCE · Dec 16, 2023 · fine $100,000 · final about NEW YORK LIFE INSURANCE

Allegations: NEW YORK LIFE INSURANCE COMPANY FAILED TO USE POLICY FORMS THAT WERE REVIEWED AND APPROVED BY THE STATE. IN ADDITION, CERTAIN FORMS DID NOT COMPLY WITH STATE REGULATIONS.

Sanction: Civil and Administrative Penalt(ies) /Fine(s)

How it ended: Stipulation and Consent

Summary: NEW YORK LIFE AGREED TO A CONSENT ORDER FROM THE STATE AND PAID A FINE OF $100,000 RELATED TO USE OF FORMS IN THE STATE WHICH WERE NOT APPROVED BY OR DID NOT COMPLY WITH STATE REGULATIONS. IN ADDITION TO PAYING THE FINE OF $100,000 ON 12/22/2023, NYL IS ALSO AMENDING FORMS AND AGREEMENT AND RESUBMITTING THEM TO THE STATE TO COMPLY WITH THE APPROPRIATE REGULATIONS.

Resolved: Dec 16, 2023

FSMA (BELGIUM) · Sep 4, 2024 · final about BELFIUS BANK

Allegations: THE BELGIAN FINANCIAL SERVICES AND MARKETS AUTHORITY (FSMA) CONSIDERED THAT, DURING THE PERIOD FROM 4 APRIL TO 31 MAY 2023,BELFIUS BANK COMMITTED SEVERAL INFRINGEMENTS IN CONNECTION WITH THE PUBLIC OFFERING OF DEPOSIT CERTIFICATES. THERE WAS NO QUESTION OF INTENTIONAL WRONGDOING. AS SOON AS THE HEAD OF LEGAL INFORMED OLIVIER ONCLIN (MEMBER OF THE MANAGEMENT BOARD, RESPONSIBLE FOR PBR) AND JOHAN VANKELECOM (CFO RESPONSIBLE FOR LEGAL AT THAT TIME) OF THE SITUATION, THE KASBON / BON DE CAISSE OFFER WAS IMMEDIATELY STOPPED AND THE MANAGEMENT BOARD IMPLEMENTED DIFFERENT ACTIONS TO REMEDY AND TO PREVENT IT IN THE FUTURE. A SETTLEMENT BETWEEN THE FSMA AND BELFIUS BANK HAS BEEN CONCLUDED ON 4 SEPTEMBER 2024. THE SETTLEMENT CONSISTS OF THE PAYMENT OF 1 MILLION EURO, BELFIUS BANK'S COMMITMENT TO REINFORCE ITS LEGAL RISK MANAGEMENT BY APPOINTING A NEW MEMBER OF THE MANAGEMENT BOARD WITH SOLID LEGAL BACKGROUND. FROM JANUARY 1, 2025 AND AS LONG AS THE ABOVE MENTIONED STRENGTHENING HAS NOT TAKEN PLACE, BELFIUS HAS TAKEN THE COMMITMENT TO SET UP AN EXECUTIVE COMMITTEE COMPRISING AT LEAST ONE MEMBER WITH A SOLID LEGAL BACKGROUND TO ASSIST AND ADVICE THE MANAGEMENT BOARD ON THE IMPLEMENTATION OF BELFIUS' STRATEGY AND POLICY. BELFIUS BANK ALSO AGREED FOR THIS SETTLEMENT TO BE PUBLISHED, INCLUDING DISCLOSURE OF NAMES, ON THE FSMA'S WEBSITE.

Sanction: Other

How it ended: Settled

Summary: A SETTLEMENT BETWEEN THE FSMA AND BELFIUS BANK HAS BEEN CONCLUDED ON 4 SEPTEMBER 2024. THE SETTLEMENT CONSISTS OF THE PAYMENT OF 1 MILLION EURO, BELFIUS BANK'S COMMITMENT TO REINFORCE ITS LEGAL RISK MANAGEMENT BY APPOINTING A NEW MEMBER OF THE MANAGEMENT BOARD WITH SOLID LEGAL BACKGROUND. FROM JANUARY 1, 2025 AND AS LONG AS THE ABOVE MENTIONED STRENGTHENING HAS NOT TAKEN PLACE, BELFIUS HAS TAKEN THE COMMITMENT TO SET UP AN EXECUTIVE COMMITTEE COMPRISING AT LEAST ONE MEMBER WITH A SOLID LEGAL BACKGROUND TO ASSIST AND ADVICE THE MANAGEMENT BOARD ON THE IMPLEMENTATION OF BELFIUS' STRATEGY AND POLICY. BELFIUS BANK ALSO AGREED FOR THIS SETTLEMENT TO BE PUBLISHED, INCLUDING DISCLOSURE OF NAMES, ON THE FSMA'S WEBSITE.

Resolved: Sep 4, 2024

FSMA (BELGIUM) · Dec 1, 2020 · final about BELFIUS BANK

Allegations: IN OCTOBER 2020, BELFIUS BANK INITIATED AN ADVERTISING CAMPAIGN CONCERNING A COMPARTMENT OF AN UNDERTAKING FOR COLLECTIVE INVESTMENT (UCI) IN BELGIUM WHICH HAD NOT BEEN SUBMITTED TO THE BELGIAN FINANCIAL SERVICES AND MARKETS AUTHORITY FOR PRIOR APPROVAL AS REQUIRED BY REGULATORY REQUIREMENTS IN BELGIUM (LAW OF 3/08/2012 AND AR 25/04/2014). ACCORDING TO THE FSMA, THE ADVERTISING CAMPAIGN OF BELFIUS BANK RELATED TO THE CURE COMPARTMENT OF THE BELFIUS EQUITIES OPC DID NOT CONSTITUTE A "BRAND AWARENESS ADVERTISING"", AND THEREFORE THE FSMA WAS OF THE OPINION THAT BELFIUS BANK DID NOT COMPLY WITH THE INFORMATION OBLIGATIONS (LAW OF 3/08/2012 AND AR 25/04/2014) WHEN SELLING FINANCIAL PRODUCTS TO RETAIL CLIENTS. A SETTLEMENT HAS BEEN CONCLUDED BETWEEN BELFIUS BANK AND THE FSMA ON 29 JUNE 2021. THE SETTLEMENT AGREEMENT STIPULATES THE PAYMENT OF AN AMOUNT OF 300,000 EUROS, AS WELL AS THE NOMINATIVE PUBLICATION OF THE SETTLEMENT DOCUMENT ON THE WEBSITE OF THE FSMA.

Sanction: Other

How it ended: Settled

Summary: A SETTLEMENT HAS BEEN CONCLUDED BETWEEN BELFIUS BANK AND THE FSMA ON 29 JUNE 2021. THE SETTLEMENT AGREEMENT STIPULATES THE PAYMENT OF AN AMOUNT OF 300,000 EUROS, AS WELL AS THE NOMINATIVE PUBLICATION OF THE SETTLEMENT DOCUMENT ON THE WEBSITE OF THE FSMA.

Resolved: Jun 29, 2021

OFFICE OF THE MONTANA STATE AUDITOR, COMMISSION OF SECURITIES AND INSURANCE · Mar 23, 2021 · final about NEW YORK LIFE INSURANCE

Allegations: THE OFFICE OF THE MONTANA STATE AUDITOR, COMMISSION OF SECURITIES AND INSURANCE ("CSI") FOUND THAT SINCE 2015 NEW YORK LIFE INSURANCE COMPANY AND NEW YORK LIFE INSURANCE AND ANNUITY CORPORATION (COLLECTIVELY, "NYL") USED GROUP LIFE INSURANCE AND GROUP ANNUITY FORMS THAT HAD NOT BEEN APPROVED BY THE CSI, PROVIDED COVERAGE UNDER SUCH FORMS TO MONTANA RESIDENTS AND DID NOT SUBMIT THE FORMS FOR APPROVAL AS REQUIRED UNDER MONTANA LAW.

Sanction: Civil and Administrative Penalt(ies) /Fine(s)

How it ended: Stipulation and Consent

Summary: THE MARCH 23, 2021 CONSENT AGREEMENT RESOLVES THE ALLEGATIONS AGAINST NYL AND WAS ENTERED WITHOUT ADJUDICATION OF ANY ISSUE, LAW OR FACT.

Resolved: Mar 23, 2021

KENTUCKY DEPARTMENT OF INSURANCE · Oct 4, 2021 · fine $56,000 · final about NEW YORK LIFE INSURANCE

Allegations: ON OCTOBER 4, 2021 NEW YORK LIFE INSURANCE COMPANY ("NYLIC") RECEIVED AN ORDER OF CIVIL PENALTY AND ADOPTION OF A CORRECTIVE ACTION PLAN FROM THE KENTUCKY DEPARTMENT OF INSURANCE ALLEGING THAT NYLIC INCORRECTLY IMPLEMENTED PREMIUM RATE INCREASES ON 112 INDIVIDUAL LONG TERM CARE CONTRACTS IN VIOLATION OF KENTUCKY INSURANCE LAW.

Sanction: Civil and Administrative Penalt(ies) /Fine(s)

How it ended: Stipulation and Consent

Summary: NYLIC PAID A $56,000 FINE ON OCTOBER 20, 2021 IN ACCORDANCE WITH THE ORDER WHICH STIPULATES 50% OF THE PENALTY TO BE HELD IN ABEYANCE AND SUBJECT TO DISMISSAL FOLLOWING (1) EXECUTION AND SATISFACTION OF THE CORRECTIVE ACTION PLAN, AND (2) CORRECT IMPLEMENTATION OF THE RATE INCREASE.

Resolved: Oct 20, 2021

EUROPEAN CENTRAL BANK · Jun 6, 2025 · fine $8,183,717 · final about BELFIUS BANK

Allegations: ON 6 JUNE 2025, THE ECB HAS ISSUED AN ADMINISTRATIVE PENALTY OF EUR 6.94 MILLION TO BELFIUS BANK DUE TO NON-COMPLIANCE WITH THE REQUIREMENTS RELATED TO THE IMPLEMENTATION OF INTERNAL MODELS. (PLEASE NOTE THAT THE ECB DECISION OF JULY 2023 CONTAINS 26 DIFFERENT OBLIGATIONS ON WHICH BELFIUS BANK NV / BELFIUS BANQUE SA HAS ALL - BUT FOR OBLIGATION 1 - BEEN ACTING IN LINE WITH THE IMPLEMENTATION CALENDAR IMPOSED BY THE ECB.) THE EUROPEAN CENTRAL BANK, DECIDED ON 6 JUNE 2025 TO IMPOSE AN ADMINISTRATIVE PENALTY ON BELFIUS BANK IN AN AMOUNT OF EUR 6,940,000. THIS PENALTY IS IMPOSED IN RESPECT OF A BREACH OF AN ECB DECISION ON INTERNAL MODELS, FOR THE PERIOD FROM 27 JANUARY 2024 TO 17 MARCH 2025. MORE SPECIFICALLY BELFIUS BANK FAILED, BY THE DEADLINE OF 26 JANUARY 2024, TO IMPLEMENT THE NEW INTERNAL MODELS FOR CALCULATING CAPITAL REQUIREMENTS FOR CREDIT RISK AND TO SUBMIT AN AUDIT REPORT TESTING AND VALIDATING THESE MODELS. CONSEQUENTLY, IT CONTINUED USING OUTDATED INTERNAL MODELS. THIS DECISION WAS MADE PURSUANT TO ARTICLE 18(7) OF COUNCIL REGULATION (EU) NO 1024/2013. THE ECB HAS TAKEN INTO ACCOUNT AS A MITIGATING CIRCUMSTANCE THE FACT THAT BELFIUS BANK IMPLEMENTED SINCE Q1 2024 AN OVERALL ADD-ON TO TEMPORARILY MITIGATE THE IMPACT OF THE USE OF NONCOMPLIANT INTERNAL MODELS.

How it ended: Other

Summary: ON 6 JUNE 2025 THE ECB HAS ISSUED AN ADMINISTRATIVE PENALTY OF EUR 6.94 MILLION. No Information Filed

Resolved: Jun 6, 2025

Another 3 records concern BELFIUS BANK (2), CANDRIAM S.C.A. (1), which report the details on their own Form ADV.

Filings

3 filings to the SEC since October 2021: 3 other. The latest 3:

  1. Jul 22, 202613F-HR EDGAR
  2. May 11, 202613F-HR EDGAR
  3. Feb 17, 202613F-HR EDGAR

Every filing from the last five years, summarized. The full record is on SEC EDGAR.

Stakes it holds

Andera Partners has told the SEC it owns more than 5% of 4 companies, latest first (Schedules 13D and 13G).

Sources

The numbers on this page point here. Each one links to the record it came from.

  1. 1
  2. 2
  3. 3
  4. 4
  5. 5
  6. 6