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Private company

Applied UV, Inc.

Applied UV, Inc. is an American electric lighting and wiring equipment company based in Mount Vernon.2

Last updated Oct 21, 2026.

Overview

  • IndustryElectric Lighting & Wiring Equipment2
  • HeadquartersMount Vernon, United States2
  • Incorporated inDE3
  • Business address150 N. Macquesten Pkwy, Mount Vernon, Ny 105503
  • Filer category, Emerging growth company3
  • Legal formCorporation2
  • LEI5493007KNBM0304COV722
  • StatusActive2
  • LEI statusLapsed (not renewed)2
  • Registered addressC/O VCORP SERVICES, LLC, 19801 Wilmington, United States2
  • Registered withDivision of Corporations, Department of State, 72976992

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Disinfection Solutions & LED Lighting: Airocide™, Scientific Air™, PURO Lighting and LED Supply Co.5 From its latest annual report

Financials

From the company’s reports to the SEC. Every number links to the filing it came from.

Key numbers, fiscal 2023

19.2%Gross margin6
-48.1%Operating margin6
-32.4%Net margin6
102.2%Revenue growth, 20236
-65.7%Return on equity6
0.22×Debt to equity6

Where the money goes

Where each dollar of revenue went, fiscal 2023

  • Cost of revenue64¢$40.7M
  • Research and development1¢$552.2K
  • Selling, general and admin32¢$20.4M
  • Interest3¢$1.7M

Out of $40.7M in revenue.6 The company lost money this year.

Financial statements

Revenue7896$40.7M in 2023+439% since 2018
0$20.0M$40.0M$60.0M2018: $7.6M$7.6M20182019: $9.1M$9.1M2019+20%2020: $5.7M$5.7M2020−37%2021: $11.7M$11.7M2021+104%2022: $20.1M$20.1M2022+73%2023: $40.7M$40.7M2023+102%
Gross profit7896$7.8M in 2023+194% since 2018
0$2.0M$4.0M$6.0M$8.0M2018: $2.7M$2.7M20182019: $3.1M$3.1M2019+16%2020: $1.0M$1.0M2020−67%2021: $4.1M$4.1M2021+306%2022: $4.0M$4.0M2022−1%2023: $7.8M$7.8M2023+94%
Operating income7896-$19.6M in 2023
-$20.0M-$10.0M0$10.0M2018: $753.3K$753.3K20182019: $1.2M$1.2M2019+55%2020: -$3.3M-$3.3M20202021: -$7.3M-$7.3M2021+120%2022: -$18.1M-$18.1M2022+148%2023: -$19.6M-$19.6M2023+8%
Net income7896-$13.2M in 2023
-$20.0M-$15.0M-$10.0M-$5.0M0$5.0M2018: $720.2K$720.2K20182019: $2.6M$2.6M2019+256%2020: -$3.4M-$3.4M20202021: -$7.4M-$7.4M2021+119%2022: -$16.6M-$16.6M2022+124%2023: -$13.2M-$13.2M2023−20%
Fiscal year2017201820192020202120222023
Revenue$7.6M7$9.1M7$5.7M8$11.7M9$20.1M9$40.7M6
Cost of revenue$4.9M7$6.0M7$4.7M8$7.6M9$20.1M6$40.7M6
Gross profit$2.7M7$3.1M7$1.0M8$4.1M9$4.0M6$7.8M6
Research and development$07$07$310.7K8$53.4K9$319.2K6$552.2K6
Selling, general and admin$1.9M7$1.9M7$4.0M8$11.3M9$14.8M6$20.4M6
Operating expenses$11.4M9$22.1M6$27.4M6
Operating income$753.3K7$1.2M7-$3.3M8-$7.3M9-$18.1M6-$19.6M6
Interest$35.6K7$15.7K7$07$09$290.3K6$1.7M6
Income before tax-$7.5M9-$16.6M6-$13.2M6
Income tax$07$106.9K7$66.9K8-$91.8K9$09
Net income$720.2K7$2.6M7-$3.4M8-$7.4M9-$16.6M6-$13.2M6
Earnings per share-$176.646-$40.006
Earnings per share (diluted)-$176.646-$40.006
Shares (weighted, basic)102.0K shares6370.6K shares6
Shares (weighted, diluted)102.0K shares6370.6K shares6

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Corporate structure

Applied UV, Inc. sits at the top of its group. 5 entities, 1 country on record. Switch between the flow chart and the network, and select any entity to see its details.

Major holders of Applied UV, Inc.

  • Streeterville Capital LLC Filed SC 13G on Applied UV, Inc., latest Aug 21, 2023
  • Andrew Webb Lawrence Filed SC 13G on Applied UV, Inc., latest Feb 7, 2023
  • Brian Andrew Stern Filed SC 13D on Applied UV, Inc., latest Feb 7, 2023
  • Applied UV, Inc. Mount Vernon, New York, United States
    • LED Supply Co. LLC. Subsidiary · Colorado, United States
    • Munn Works, LLC Subsidiary · New York, United States
    • PURO Lighting, LLC Subsidiary · Colorado, United States
    • SteriLuman, Inc. Subsidiary · New York, United States

Built from parent and subsidiary links from GLEIF, the Global Legal Entity Identifier Foundation (CC0); subsidiaries listed in Exhibit 21 of annual reports filed with the SEC; major holders from Schedules 13D and 13G. Each entity in the chart links to its source.

What it owns

What Applied UV, Inc. reports owning in its annual reports to the SEC: buildings, land and equipment, real estate and locations, investments, intangible assets and inventory, at the end of its latest fiscal year and a year before.

Property and equipment

ItemLatestA year beforeChange
Property and equipment, before depreciation$2.1M6 Dec 31, 2023$1.5M6 Dec 31, 2022+38.8%
Accumulated depreciation$756.3K6 Dec 31, 2023$403.5K6 Dec 31, 2022+87.4%
Property and equipment, net$1.4M6 Dec 31, 2023$1.1M6 Dec 31, 2022+21.5%
Operating-lease assets (leased space)$3.0M6 Dec 31, 2023$4.0M6 Dec 31, 2022−26.4%

Intangibles and goodwill

ItemLatestA year beforeChange
Goodwill$14.7M6 Dec 31, 2023$3.7M6 Dec 31, 2022+293.7%
Finite-lived intangibles, gross$13.9M9 Dec 31, 2022$19.8M9 Dec 31, 2021−29.6%
Accumulated amortization-$2.6M9 Dec 31, 2022-$813.5K9 Dec 31, 2021−217.3%
Finite-lived intangibles, net$22.3M6 Dec 31, 2023$11.4M9 Dec 31, 2022+96.3%
Patents, net$1.4M6 Dec 31, 2023$1.6M6 Dec 31, 2022−9.3%

Inventory

ItemLatestA year beforeChange
Inventory, total$7.2M6 Dec 31, 2023$5.5M6 Dec 31, 2022+30.2%
Raw materials$3.4M6 Dec 31, 2023$3.5M6 Dec 31, 2022−1.5%
Finished goods$4.5M6 Dec 31, 2023$2.1M6 Dec 31, 2022+115.3%

Leadership

Who has led Applied UV, Inc., and when. Pick a name to see everywhere that person has worked.

Chief executive

  1. Keyoumars Saeed2020
  2. Max Munn2022

President

  1. Max Munn2020–2021

Chief financial officer

  1. Michael Gerard Riccio2022

Chief operating officer

  1. John James Hayman Iii.2022
2025
Board members and other officers (12)

Subsidiaries and ownership

Subsidiaries (Exhibit 21)

  • LED Supply Co. LLC. Colorado4
  • Munn Works, LLC New York4
  • PURO Lighting, LLC Colorado4
  • SteriLuman, Inc. New York4

The subsidiaries the company lists in Exhibit 21 of its annual report, as filed.

Timeline

  1. May 31, 20248-K Bankruptcy or receivership; Listing notice or transfer27
  2. May 28, 20248-K Executive or director change28
  3. May 28, 20248-K Listing notice or transfer29
  4. May 22, 20248-K Listing notice or transfer30
  5. May 20, 20248-K Change of auditor31
  6. May 17, 20248-K Listing notice or transfer; Executive or director change32
  7. May 9, 20248-K Executive or director change33
  8. Apr 19, 20248-K Change of auditor34
  9. Apr 5, 20248-K Entered a material agreement35
  10. Apr 2, 20248-K Entered a material agreement; Unregistered sale of shares; Change to shareholders' rights36
  11. Mar 15, 20248-K Entered a material agreement; New debt or obligation37
  12. Feb 15, 20248-K Executive or director change38
  13. Feb 14, 2022New chief executive Max Munn becomes CEO13
  14. Sep 29, 2020New chief executive Keyoumars Saeed becomes CEO14
  15. Feb 26, 2019Founded Applied UV, Inc. is founded2

Filings

147 filings to the SEC since October 2021: 4 annual reports, 8 quarterly reports, 52 major events, 21 insider forms, 3 large holders, 59 other. The latest 20:

  1. May 31, 20248-K CURRENT REPORT EDGAR
  2. May 28, 20248-K EDGAR
  3. May 28, 20248-K CURRENT REPORT EDGAR
  4. May 22, 20248-K CURRENT REPORT EDGAR
  5. May 20, 20248-K CURRENT REPORT EDGAR
  6. May 17, 20248-K CURRENT REPORT EDGAR
  7. May 16, 2024NT 10-Q NOTIFICATION OF LATE FILING EDGAR
  8. May 9, 20248-K CURRENT REPORT EDGAR
  9. Apr 25, 2024EFFECT EDGAR
  10. Apr 23, 2024CORRESP EDGAR
  11. Apr 23, 2024S-1/A AMENDMENT NO. 1 TO FORM S-1 EDGAR
  12. Apr 22, 2024DEF 14C EDGAR
  13. Apr 19, 20248-K CURRENT REPORT EDGAR
  14. Apr 19, 2024UPLOAD EDGAR
  15. Apr 16, 2024S-1 REGISTRATION STATEMENT EDGAR
  16. Apr 16, 202410-K ANNUAL REPORT EDGAR
  17. Apr 12, 2024PRE 14C PRELIMINARY INFORMATION STATEMENT EDGAR
  18. Apr 5, 20248-K/A AMENDMENT NO. 1 TO FORM 8K EDGAR
  19. Apr 2, 20248-K CURRENT REPORT EDGAR
  20. Apr 1, 2024NT 10-K NOTIFICATION OF LATE FILING EDGAR

The 147 filings since October 2021 can be filtered by form type and year here when JavaScript is on.

Every filing from the last five years, summarized. The full record is on SEC EDGAR.

Insider trades

13 open-market trades by officers, directors and large owners since October 2021: 10 buys and 3 sales. Grants, option exercises and gifts are left out.

DateWhoTradeSharesPriceValueFiling
Jul 21, 2023Munn Laurie10% ownerSale625,000Form 4
Jan 12, 2023WOO MONICA LDirectorBuy1,800$1.11$2.0KForm 4
Dec 30, 2022WOO MONICA LDirectorBuy1,000$0.91$910Form 4
Dec 30, 2022WOO MONICA LDirectorSale2,400$0.92$2.2KForm 4
Dec 27, 2022WOO MONICA LDirectorBuy5,894$0.90$5.3KForm 4
Dec 27, 2022WOO MONICA LDirectorSale10,100$0.88$8.9KForm 4
Dec 14, 2022WOO MONICA LDirectorBuy606$0.91$551Form 4
Dec 7, 2022WOO MONICA LDirectorBuy2,000$0.93$1.9KForm 4
Dec 6, 2022WOO MONICA LDirectorBuy2,500$1.00$2.5KForm 4
Dec 5, 2022WOO MONICA LDirectorBuy1,300$1.05$1.4KForm 4
Mar 31, 2022WOO MONICA LDirectorBuy1,000$1.50$1.5KForm 4
Dec 21, 2021Munn MaxActing Chief Executive OfficerBuy10,000$5.01$50.1KForm 4
Dec 16, 2021Munn MaxActing Chief Executive OfficerBuy10,000$4.15$41.5KForm 4

From Forms 4 filed with the SEC.

Major holders

Investors who own more than 5% of the shares must tell the SEC: a 13D if they may seek to influence the company, a 13G if they hold passively.

SEC filer profile

How Applied UV, Inc. is registered with the Securities and Exchange Commission, from its EDGAR record and the cover page of its latest annual report.

  • Name on EDGARApplied UV, Inc.1
  • CIK0001811109
  • Employer ID (EIN)84-43733081
  • Filer status<br>emerging growth company1
  • Incorporated inDelaware1
  • Fiscal year endsDecember 311
  • Industry code (SIC)3640 Electric Lighting & Wiring Equipment1
  • SEC reviewing officeOffice of Manufacturing, Division of Corporation Finance1
  • Business address150 N. Macquesten Pkwy, Mount Vernon, NY 105501
  • Phone92920737511
  • Shares outstanding4,285,995 as of Apr 16, 20246
  • Public float$7.0M as of Jun 30, 20236
  • On EDGAR sinceMay 13, 20201
  • Filings235 in all: 8-K (53), CORRESP (25), 3 (15), S-1/A (15), UPLOAD (13), 10-Q (10), 8-K/A (10), 4 (8)1
    All 39 form types

    EFFECT (8), S-1 (8), 5 (7), FWP (7), 424B4 (5), NT 10-Q (5), 10-K (4), DEF 14C (4), DRS (4), PRE 14C (4), 10-K/A (2), 10-Q/A (2), 8-A12B (2), ARS (2), CERT (2), DEF 14A (2), NT 10-K (2), S-1MEF (2), SC 13G (2), 25-NSE (1), 3/A (1), 424B3 (1), 424B5 (1), 8-A12B/A (1), D (1), DRS/A (1), DRSLTR (1), PRE 14A (1), PRER14C (1), S-3 (1), SC 13D (1)

  • Latest filingsAnnual report (10-K) Apr 16, 2024
    Quarterly report (10-Q) Nov 17, 2023
    Proxy statement (DEF 14A) Apr 18, 2023
    Latest 8-K (8-K) May 31, 2024

Sources

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