Private company
Arlington Asset Investment Corp.
American real estate investment trust, incorporated in Virginia1
In its 2023 annual report the company says: “We are an investment firm that focuses primarily on investing in mortgage related assets. Our MSR related assets represent investments for which the return is based on the economic performance of a pool of specific MSRs. Our agency MBS consist of residential mortgage pass-through certificates for which the principal and interest payments are guaranteed by a U.S. government sponsored enterprise, such as Fannie Mae and Freddie Mac.”54 It is headquartered in Mclean, Virginia.1
Last updated Oct 21, 2026.
Overview
Financials
From the company’s reports to the SEC. Every number links to the filing it came from.
Key numbers, fiscal 2022
Financial statements
| Fiscal year | 2015 | 2016 | 2017 | 2018 | 2019 | 2020 | 2021 | 2022 |
|---|---|---|---|---|---|---|---|---|
| Interest | $18.9M11 | |||||||
| Income before tax | -$7.9M2 | $9.5M2 | ||||||
| Income tax | $38.6M4 | $27.4M5 | $39.6M6 | $733.0K6 | $08 | $1.6M2 | $4.1M2 | |
| Net income | -$69.4M4 | -$41.3M5 | $17.4M6 | -$91.8M6 | $13.7M7 | -$67.7M8 | -$9.5M2 | $5.4M2 |
| Earnings per share | -$3.024 | -$1.795 | $0.676 | -$3.186 | $0.317 | -$2.008 | -$0.382 | $0.092 |
| Earnings per share (diluted) | -$3.024 | -$1.795 | $0.666 | -$3.186 | $0.317 | -$2.008 | -$0.382 | $0.092 |
| Shares (weighted, basic) | 32.3M shares2 | 28.7M shares2 | ||||||
| Shares (weighted, diluted) | 32.3M shares2 | 29.2M shares2 |
| Fiscal year | 2015 | 2016 | 2017 | 2018 | 2019 | 2020 | 2021 | 2022 |
|---|---|---|---|---|---|---|---|---|
| Cash | $37.0M4 | $54.8M4 | $21.6M5 | $26.7M6 | $19.6M7 | $28.8M8 | $20.5M2 | $28.0M2 |
| Total assets | $4.2B4 | $4.1B4 | $4.2B5 | $4.1B6 | $4.0B7 | $1.2B8 | $803.0M2 | $1.0B2 |
| Long-term debt | $73.4M12 | $73.7M12 | ||||||
| Total liabilities | $3.7B12 | $3.8B4 | $3.8B5 | $3.8B6 | $3.7B7 | $966.1M8 | $578.9M2 | $785.0M2 |
| Retained earnings | -$1.8B2 | -$1.8B2 | ||||||
| Shareholders’ equity | $459.4M5 | $358.8M6 | $386.3M6 | $274.4M7 | $327.2M8 | $246.3M2 | $224.1M2 | $217.3M2 |
| Shares outstanding | 0 shares7 | 0 shares8 | 0 shares2 | 0 shares2 |
Cash flow is reported year to date, not quarter by quarter, so there are no separate quarterly figures.
| Fiscal year | 2015 | 2016 | 2017 | 2018 | 2019 | 2020 | 2021 | 2022 |
|---|---|---|---|---|---|---|---|---|
| Cash from operations | $88.6M5 | $88.0M6 | $63.7M6 | $46.6M7 | $25.9M8 | $4.7M2 | -$1.4M2 | |
| Cash from investing | $241.9M2 | -$17.5M2 | ||||||
| Dividends paid | $75.1M4 | $57.9M5 | $59.9M6 | $53.9M6 | $44.5M7 | $11.3M8 | $2.9M2 | $2.8M2 |
| Share buybacks | $593.0K4 | $10.4M8 | $12.5M2 | $9.3M2 | ||||
| Cash from financing | -$264.7M2 | $27.3M2 | ||||||
| Dividend per share | $3.004 | $2.505 | $2.275 | $1.685 |
Compare Arlington Asset Investment Corp. with another company
Corporate structure
Arlington Asset Investment Corp. sits at the top of its group. 1 entity, 1 country on record. Switch between the flow chart and the network, and select any entity to see its details.
Major holders of Arlington Asset Investment Corp.
- Trium Capital LLP Filed SCHEDULE 13G on Arlington Asset Investment Corp., latest Feb 6, 2024
- VANGUARD GROUP INC Filed SC 13G on Arlington Asset Investment Corp., latest Feb 9, 2023 (2 filings since Feb 9, 2022)
- Barclays Filed SC 13G on Arlington Asset Investment Corp., latest Feb 10, 2022
- Arlington Asset Investment Corp. Mclean, Virginia
Built from major holders from Schedules 13D and 13G. Each entity in the chart links to its source.
What it owns
What Arlington Asset Investment Corp. reports owning in its annual reports to the SEC: buildings, land and equipment, real estate and locations, investments, intangible assets and inventory, at the end of its latest fiscal year and a year before.
Investments
Leadership
Who has led Arlington Asset Investment Corp., and when. Pick a name to see everywhere that person has worked.
Chief executive
Chief financial officer
Chief operating officer
- Chief executive officerJ. Rock Tonkel Jr. Jun 13, 2014 to Dec 18, 202313
- Chief executive officerEric F. Billings Jul 27, 2007 to Sep 10, 201214
- ChairEric F. Billings Jul 27, 2007 to Jul 12, 201914
- PresidentJ. Rock Tonkel Jr. Jul 27, 2007 to Dec 18, 202315
- PresidentRichard J. Hendrix Jul 5, 2006 to Jul 5, 200616
- Chief financial officerRichard Ernst Konzmann Mar 23, 2015 to Dec 18, 202317
- Chief financial officerKurt R. Harrington Feb 13, 2006 to Dec 15, 201418
- Chief operating officerJ. Rock Tonkel Jr. Jul 27, 2007 to Feb 22, 200815
- Chief operating officerRichard J. Hendrix Jul 5, 2006 to Jul 5, 200616
Board members and other officers (17)
- OfficerJ. Rock Tonkel Jr. Jun 13, 2018 to Oct 3, 201819
- OfficerRichard Ernst Konzmann Jul 26, 2018 to Jul 26, 201820
- OfficerBenjamin J. Strickler Oct 27, 2017 to Dec 18, 202321
- Controller,Chief Acctg OfficerRobert J. Kiernan Jul 5, 2006 to Jan 16, 200722
- Board memberMelinda H. McClure Jan 17, 2019 to Dec 18, 202323
- Board memberAnthony P. Nader Iii. Mar 2, 2015 to Dec 18, 202324
- Board memberDavid W. Faeder Jun 10, 2013 to Dec 18, 202325
- Board memberDaniel E. Berce Jan 4, 2011 to Dec 18, 202326
- Board memberJ. Rock Tonkel Jr. Jul 27, 2007 to Dec 18, 202315
- Board memberDaniel Joseph Altobello Jun 12, 2006 to Jun 18, 201827
- Board memberPeter A. Gallagher Jun 12, 2006 to Jun 18, 201828
- Board memberRalph S. Michael Iii. Jun 12, 2006 to Dec 18, 202329
- Board memberRussell C. Lindner Jun 12, 2006 to Jun 9, 200830
- Board memberStephen D. Harlan Jun 12, 2006 to Jun 11, 200731
- Board memberW. Russell Ramsey Jun 12, 2006 to Jun 12, 200632
- Board memberWallace L. Timmeny Jun 12, 2006 to Jun 7, 201233
- General counselWilliam J. Ginivan Feb 13, 2006 to Feb 22, 200834
Former names
Timeline
- Dec 15, 20238-K Entered a material agreement; Ended a material agreement; Completed an acquisition or sale35
- Dec 13, 20238-K Listing notice or transfer; Shareholder vote; Other events36
- Dec 4, 20238-K Other events37
- Nov 13, 20238-K Results of operations; Regulation FD disclosure38
- Aug 14, 20238-K Results of operations; Regulation FD disclosure39
- Jun 29, 20238-K Other events40
- May 31, 20238-K Entered a material agreement41
- May 30, 20238-K Regulation FD disclosure42
- May 15, 20238-K Results of operations; Regulation FD disclosure43
- Mar 31, 20238-K Results of operations; Regulation FD disclosure44
- Dec 5, 20228-K Completed an acquisition or sale45
- Nov 15, 20228-K Results of operations; Regulation FD disclosure46
- Jun 13, 2014New chief executive J. Rock Tonkel Jr. becomes CEO13
- Jul 27, 2007New chief executive Eric F. Billings becomes CEO14
Calendar
When it reported results
- Nov 13, 2023Reported quarterly or annual results38
- Aug 14, 2023Reported quarterly or annual results39
- May 15, 2023Reported quarterly or annual results43
- Mar 31, 2023Reported quarterly or annual results44
- Nov 15, 2022Reported quarterly or annual results46
- Aug 10, 2022Reported quarterly or annual results47
- May 13, 2022Reported quarterly or annual results48
- Mar 3, 2022Reported quarterly or annual results49
Upcoming dates from Nasdaq's calendar; past results from the company's 8-K filings (Item 2.02). The full markets calendar
Filings
110 filings to the SEC since October 2021: 3 annual reports, 7 quarterly reports, 20 major events, 41 insider forms, 4 large holders, 35 other. The latest 20:
- Feb 6, 2024SCHEDULE 13G EDGAR
- Jan 8, 202415-15D EDGAR
- Jan 8, 202415-15D EDGAR
- Dec 26, 202315-12G EDGAR
- Dec 26, 202325 EDGAR
- Dec 18, 2023EFFECT EDGAR
- Dec 18, 2023EFFECT EDGAR
- Dec 18, 2023EFFECT EDGAR
- Dec 18, 2023EFFECT EDGAR
- Dec 18, 2023EFFECT EDGAR
- Dec 18, 20234 OWNERSHIP DOCUMENT EDGAR
- Dec 18, 20234 OWNERSHIP DOCUMENT EDGAR
- Dec 18, 20234 OWNERSHIP DOCUMENT EDGAR
- Dec 18, 20234 OWNERSHIP DOCUMENT EDGAR
- Dec 18, 20234 OWNERSHIP DOCUMENT EDGAR
- Dec 18, 20234 OWNERSHIP DOCUMENT EDGAR
- Dec 18, 20234 OWNERSHIP DOCUMENT EDGAR
- Dec 18, 20234 OWNERSHIP DOCUMENT EDGAR
- Dec 18, 2023S-8 POS EDGAR
- Dec 18, 2023S-8 POS EDGAR
The 110 filings since October 2021 can be filtered by form type and year here when JavaScript is on.
Every filing from the last five years, summarized. The full record is on SEC EDGAR.
Insider trades
11 open-market trades by officers, directors and large owners since October 2021: 11 buys and 0 sales. Grants, option exercises and gifts are left out.
| Date | Who | Trade | Shares | Price | Value | Filing |
|---|---|---|---|---|---|---|
| Jun 24, 2022 | BERCE DANIEL EDirector | Buy | 3,041 | $3.30 | $10.0K | Form 4 |
| Jun 23, 2022 | BERCE DANIEL EDirector | Buy | 46,959 | $3.19 | $149.8K | Form 4 |
| Jun 23, 2022 | Konzmann Richard ErnstEVP, CFO and Treasurer | Buy | 10,000 | $3.10 | $31.0K | Form 4 |
| Jun 16, 2022 | TONKEL J ROCK JRPresident and CEO | Buy | 15,000 | $3.04 | $45.6K | Form 4 |
| Jun 15, 2022 | TONKEL J ROCK JRPresident and CEO | Buy | 15,000 | $3.20 | $48.0K | Form 4 |
| Apr 4, 2022 | TONKEL J ROCK JRPresident and CEO | Buy | 10,000 | $3.59 | $35.9K | Form 4 |
| Mar 31, 2022 | TONKEL J ROCK JRPresident and CEO | Buy | 10,000 | $3.52 | $35.2K | Form 4 |
| Mar 30, 2022 | TONKEL J ROCK JRPresident and CEO | Buy | 10,000 | $3.52 | $35.2K | Form 4 |
| Jan 6, 2022 | TONKEL J ROCK JRPresident and CEO | Buy | 10,000 | $3.61 | $36.1K | Form 4 |
| Dec 20, 2021 | TONKEL J ROCK JRPresident and CEO | Buy | 10,000 | $3.42 | $34.2K | Form 4 |
| Nov 16, 2021 | TONKEL J ROCK JRPresident and CEO | Buy | 10,000 | $3.77 | $37.7K | Form 4 |
From Forms 4 filed with the SEC.
Major holders
Investors who own more than 5% of the shares must tell the SEC: a 13D if they may seek to influence the company, a 13G if they hold passively.
- Trium Capital LLPSCHEDULE 13G, 1 filing Feb 6, 202450
- VANGUARD GROUP INCSC 13G, 2 filings Feb 9, 2022 to Feb 9, 202351
- BarclaysSC 13G, 1 filing Feb 10, 202252
SEC filer profile
How Arlington Asset Investment Corp. is registered with the Securities and Exchange Commission, from its EDGAR record and the cover page of its latest annual report.
- Name on EDGARArlington Asset Investment Corp.1
- CIK0001209028
- Employer ID (EIN)54-18731981
- Filer statusNon-accelerated filer<br>smaller reporting company1
- Incorporated inVirginia1
- Fiscal year endsDecember 311
- Industry code (SIC)6798 Real Estate Investment Trusts1
- SEC reviewing officeOffice of Real Estate & Construction, Division of Corporation Finance1
- Business address6862 Elm Street, Suite 320, Mclean, VA 221011
- Phone70337302001
- Shares outstanding28,322,726 as of Oct 31, 202310
- Public float$90.5M as of Jun 30, 202253
- On EDGAR sinceDec 6, 20021
- Filings1,119 in all: 4 (348), 8-K (266), SC 13G/A (81), 10-Q (63), SC 13G (48), 424B5 (32), UPLOAD (27), DEFA14A (24)1
All 51 form types
CORRESP (21), 10-K (20), 13F-HR (19), DEF 14A (18), 13F-HR/A (11), 3 (11), EFFECT (10), NO ACT (10), POS AM (9), 4/A (8), DFAN14A (7), 8-A12B (6), ARS (6), S-3 (6), FWP (5), PRE 14A (5), S-8 (4), S-8 POS (4), SC 13D/A (4), 10-K/A (3), 8-A12B/A (3), CERTNYS (3), S-4/A (3), SC 13D (3), 15-15D (2), 25-NSE (2), 305B2 (2), 424B2 (2), 425 (2), 8-K/A (2), CERT (2), DEFC14A (2), PREC14A (2), PRRN14A (2), PX14A6G (2), S-3/A (2), 15-12G (1), 25 (1), 424B3 (1), 8-K12G3 (1), DEFM14A (1), S-4 (1), SCHEDULE 13G (1)
- Latest filingsAnnual report (10-K) Mar 31, 2023
Quarterly report (10-Q) Nov 14, 2023
Proxy statement (DEF 14A) May 2, 2022
Latest 8-K (8-K) Dec 15, 2023
Sources
The numbers on this page point here. Each one links to the record it came from.
- 1
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- 6
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- 13
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- 15SEC EDGARJ. Rock Tonkel Jr., President
- 16SEC EDGARRichard J. Hendrix, President
- 17
- 18
- 19SEC EDGARJ. Rock Tonkel Jr., Officer
- 20SEC EDGARRichard Ernst Konzmann, Officer
- 21SEC EDGARBenjamin J. Strickler, Officer
- 22
- 23SEC EDGARMelinda H. McClure, Board member
- 24SEC EDGARAnthony P. Nader Iii., Board member
- 25SEC EDGARDavid W. Faeder, Board member
- 26SEC EDGARDaniel E. Berce, Board member
- 27
- 28SEC EDGARPeter A. Gallagher, Board member
- 29SEC EDGARRalph S. Michael Iii., Board member
- 30SEC EDGARRussell C. Lindner, Board member
- 31SEC EDGARStephen D. Harlan, Board member
- 32SEC EDGARW. Russell Ramsey, Board member
- 33SEC EDGARWallace L. Timmeny, Board member
- 34SEC EDGARWilliam J. Ginivan, General counsel
- 35
- 36
- 37SEC EDGAROther events
- 38
- 39
- 40SEC EDGAROther events
- 41SEC EDGAREntered a material agreement
- 42SEC EDGARRegulation FD disclosure
- 43
- 44
- 45SEC EDGARCompleted an acquisition or sale
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