Overview
- TickerATHX on NASDAQ1
- HeadquartersCleveland1
- Websitewww.athersys.com
- Legal formpublic company1
- Business address3201 Carnegie Ave, Cleveland, Oh 441154
- LEI529900SJN2POLMMUAI783
- StatusActive3
- LEI statusLapsed (not renewed)3
- Registered addressc/o The Corporation Trust Company, Corporation Trust Center, 1209 Orange Street, 19801 Wilmington, United States3
- Registered withDivision of Corporations, Department of State, 39817723
Financials
From the company’s reports to the SEC. Every number links to the filing it came from.
Key numbers, fiscal 2022
Where the money goes
Where each dollar of revenue went, fiscal 2022
- Research and development100¢$65.0M
Out of $5.3M in revenue.5 The company lost money this year.
Financial statements
| Fiscal year | 2016 | 2017 | 2018 | 2019 | 2020 | 2021 | 2022 |
|---|---|---|---|---|---|---|---|
| Revenue | $17.3M6 | $3.7M7 | $24.3M8 | $5.6M9 | $1.4M5 | $5.5M5 | $5.3M5 |
| Research and development | $24.8M6 | $27.8M7 | $38.7M8 | $39.0M9 | $63.0M5 | $71.1M5 | $65.0M5 |
| Operating expenses | $92.6M5 | $82.3M5 | |||||
| Operating income | -$15.0M6 | -$33.3M7 | -$25.0M8 | -$45.5M9 | -$78.3M5 | -$87.1M5 | -$77.0M5 |
| Income tax | -$37.0K6 | $06 | $06 | ||||
| Net income | -$15.3M6 | -$32.2M7 | -$24.3M8 | -$44.6M9 | -$78.8M5 | -$87.0M5 | -$72.5M5 |
| Earnings per share | -$0.1812 | -$0.2912 | -$0.299 | -$10.505 | -$9.695 | -$6.075 | |
| Earnings per share (diluted) | -$0.1812 | -$0.2912 | -$0.299 | -$10.505 | -$9.695 | -$6.075 | |
| Shares (weighted, basic) | 9.0M shares5 | 11.9M shares5 | |||||
| Shares (weighted, diluted) | 9.0M shares5 | 11.9M shares5 |
| Fiscal year | 2016 | 2017 | 2018 | 2019 | 2020 | 2021 | 2022 |
|---|---|---|---|---|---|---|---|
| Cash | $14.8M6 | $29.3M6 | $51.1M7 | $35.0M8 | $51.5M9 | $37.4M5 | $9.0M5 |
| Receivables | $1.4M5 | $716.0K5 | |||||
| Current assets | $16.3M12 | $31.2M6 | $57.8M7 | $37.2M8 | $54.6M9 | $46.0M5 | $13.5M5 |
| Property, plant and equipment | $3.7M5 | $4.2M5 | |||||
| Total assets | $19.1M12 | $33.6M6 | $61.7M7 | $41.7M8 | $59.7M9 | $60.2M5 | $27.7M5 |
| Accounts payable | $15.8M5 | $27.8M5 | |||||
| Current liabilities | $6.9M12 | $10.1M6 | $15.5M7 | $12.8M8 | $23.0M9 | $29.9M5 | $38.4M5 |
| Retained earnings | -$583.3M5 | -$655.9M5 | |||||
| Shareholders’ equity | $11.2M7 | $23.4M8 | $43.1M9 | $23.3M5 | $31.4M5 | $16.4M5 | -$23.9M5 |
| Shares outstanding | 86.6M shares12 | 122.1M shares6 | 144.3M shares7 | 159.8M shares8 | 202.0M shares9 | 9.7M shares5 | 18.0M shares5 |
Cash flow is reported year to date, not quarter by quarter, so there are no separate quarterly figures.
Corporate structure
Athersys sits at the top of its group. 1 entity, 1 country on record. Switch between the flow chart and the network, and select any entity to see its details.
Major holders of Athersys
- BlackRock Filed SC 13G on Athersys, latest Jul 8, 2022 (2 filings since Feb 3, 2022)
- VANGUARD GROUP INC Filed SC 13G/A on Athersys, latest Feb 9, 2022
- Athersys Cleveland, Ohio, United States
Built from parent and subsidiary links from GLEIF, the Global Legal Entity Identifier Foundation (CC0); major holders from Schedules 13D and 13G. Each entity in the chart links to its source.
Leadership
Who has led Athersys, and when. Pick a name to see everywhere that person has worked.
Chief executive
President
Chief financial officer
Chief operating officer
- Chief executive officerDaniel A. Camardo Feb 14, 2022 to Oct 6, 202314
- Chief executive officerWilliam Lehmann Jr. Mar 2, 2021 to Dec 17, 202115
- Chief executive officerBokkelen Gil Van Jun 12, 2007 to Dec 18, 202016
- Chief executive officerTimothy P. Halter Oct 31, 2006 to Oct 31, 200617
- ChairBokkelen Gil Van Sep 21, 2015 to Dec 18, 202018
- ChairTimothy P. Halter Oct 31, 2006 to Oct 31, 200617
- PresidentWilliam Lehmann Jr. Jun 12, 2007 to Mar 18, 202219
- Chief financial officerKasey Rosado Aug 16, 2022 to Aug 16, 202220
- Chief financial officerIvor Macleod Feb 3, 2020 to Jun 21, 202221
- Chief financial officerTimothy P. Halter Oct 31, 2006 to Oct 31, 200617
- Chief operating officerMaia Hansen Jun 23, 2022 to Dec 21, 202322
- Chief operating officerWilliam Lehmann Jr. Dec 6, 2007 to Mar 18, 202223
Board members and other officers (22)
- Chief Scientific OfficerJohn J. Harrington Jun 12, 2007 to Jun 21, 202224
- Vice PresidentKurt L. Brunden Jun 12, 2007 to Jun 12, 200725
- Vice PresidentRobert J. Deans Jun 12, 2007 to Jun 25, 201526
- Board memberNeema Mayhugh Sep 14, 2023 to Sep 14, 202327
- Board memberDaniel A. Camardo Feb 14, 2022 to Oct 6, 202314
- Board memberBaiju R. Shah Nov 16, 2020 to Jun 15, 202128
- Board memberJane Wasman Nov 16, 2020 to Jan 11, 202329
- Board memberKatherine Bach Kalin Nov 17, 2020 to Jun 15, 202130
- Board memberTadahisa Kagimoto Jul 2, 2018 to May 15, 202031
- Board memberKenneth Traub Jun 22, 2012 to Sep 20, 202232
- Board memberJack L. Wyszomierski Jun 21, 2010 to Jan 11, 202333
- Board memberLee Babiss Aug 9, 2010 to Jun 18, 202034
- Board memberIsmail Kola Oct 19, 2010 to Jan 11, 202335
- Board memberSamuel D. Isaly May 15, 2008 to Jan 12, 201036
- Board memberBokkelen Gil Van Jun 12, 2007 to Jun 25, 201516
- Board memberFloyd D. Loop Md. Jun 12, 2007 to Jun 14, 201037
- Board memberGeorge M. Milne Jr. Jun 12, 2007 to Jun 20, 201138
- Board memberJohn J. Harrington Jun 12, 2007 to Mar 18, 202224
- Board memberJordan Davis Jun 12, 2007 to Jun 9, 201739
- Board memberMichael B. Sheffery Jun 12, 2007 to Jun 14, 201040
- Board memberWilliam C. Mulligan Jun 12, 2007 to Jun 10, 200941
- Board memberLorin Randall Sep 6, 2007 to Jun 15, 202142
Named in SEC Form D filings
People the company listed in its private-offering notices.
- DirectorJOSEPH NOLAN named May 1, 202343
Employees over time
- 2019831
Timeline
- Apr 5, 20248-K Entered a material agreement; Completed an acquisition or sale; Executive or director change44
- Jan 8, 20248-K Entered a material agreement; Bankruptcy or receivership; New debt or obligation45
- Dec 22, 20238-K Exit or restructuring costs; Executive or director change46
- Oct 30, 20238-K Entered a material agreement; Unregistered sale of shares47
- Oct 18, 20238-K Listing notice or transfer; Other events48
- Oct 12, 20238-K Entered a material agreement; Unregistered sale of shares49
- Oct 11, 20238-K Entered a material agreement; Other events50
- Oct 3, 20238-K Other events51
- Oct 2, 20238-K Executive or director change; Shareholder vote; Other events52
- Sep 19, 20238-K Other events53
- Sep 11, 20238-K Other events54
- Aug 18, 20238-K Entered a material agreement; Other events55
- Feb 14, 2022New chief executive Daniel A. Camardo becomes CEO14
- Mar 2, 2021New chief executive William Lehmann Jr. becomes CEO15
- Dec 12, 2007Went public Listed on NASDAQ1
- Jun 12, 2007New chief executive Bokkelen Gil Van becomes CEO16
- Oct 31, 2006New chief executive Timothy P. Halter becomes CEO17
- 1995Founded Founded1
Calendar
When it reported results
- May 18, 2023Reported quarterly or annual results56
- Apr 3, 2023Reported quarterly or annual results57
- Nov 15, 2022Reported quarterly or annual results58
- Aug 11, 2022Reported quarterly or annual results59
- May 6, 2022Reported quarterly or annual results60
- Mar 15, 2022Reported quarterly or annual results61
- Nov 15, 2021Reported quarterly or annual results62
Upcoming dates from Nasdaq's calendar; past results from the company's 8-K filings (Item 2.02). The full markets calendar
Filings
164 filings to the SEC since October 2021: 2 annual reports, 7 quarterly reports, 52 major events, 45 insider forms, 3 large holders, 1 private raises, 54 other. The latest 20:
- Apr 5, 20248-K EDGAR
- Apr 1, 2024NT 10-K EDGAR
- Jan 8, 20248-K EDGAR
- Dec 22, 20238-K EDGAR
- Dec 21, 20234 HANSEN, MAIA FORM 4 2023.12.18 EDGAR
- Dec 4, 2023424B3 EDGAR
- Nov 29, 2023EFFECT EDGAR
- Nov 28, 2023CORRESP EDGAR
- Nov 22, 2023S-1/A EDGAR
- Nov 16, 202310-Q EDGAR
- Nov 15, 2023UPLOAD EDGAR
- Nov 14, 2023NT 10-Q EDGAR
- Nov 9, 2023S-1 EDGAR
- Oct 30, 20238-K EDGAR
- Oct 18, 20238-K EDGAR
- Oct 12, 20238-K EDGAR
- Oct 11, 20238-K EDGAR
- Oct 6, 20234 HANSEN, MAIA FORM 4 2023.10.06 EDGAR
- Oct 6, 20234 CAMARDO, DAN FORM 4 2023.10.04 EDGAR
- Oct 3, 20238-K EDGAR
The 164 filings since October 2021 can be filtered by form type and year here when JavaScript is on.
Every filing from the last five years, summarized. The full record is on SEC EDGAR.
Major holders
Investors who own more than 5% of the shares must tell the SEC: a 13D if they may seek to influence the company, a 13G if they hold passively.
- BlackRockSC 13G, 2 filings Feb 3, 2022 to Jul 8, 202263
- VANGUARD GROUP INCSC 13G/A, 1 filing Feb 9, 202264
Funding
Where the company's money came from, by calendar year: private offerings filed with the SEC, federal grants, loans, contracts and other assistance from USAspending.gov, and PPP loans from the SBA. Each bar links to the records below.
- Private raises (Form D) $3.5M
Figures by year
| Year | Private raises (Form D) | Total |
|---|---|---|
| 2023 | $3.5M | $3.5M |
Private raises
Private offerings the company reported to the SEC on Form D. The amount is what the latest filing says was sold so far, charted in the year of the first sale. Covers filings since Oct 1, 2021.
SEC filer profile
How Athersys is registered with the Securities and Exchange Commission, from its EDGAR record and the cover page of its latest annual report.
- Name on EDGARAthersys Inc2
- CIK0001317875
- Business address3201 Carnegie Ave, Cleveland, OH 441152
- On EDGAR sinceFeb 14, 20052
- Filings3 in all: SC 13D/A (2), REGDEX (1)2
Links
- Websitewww.athersys.com1
- WikidataQ30284052
- SEC EDGARCIK 1317875
Sources
The numbers on this page point here. Each one links to the record it came from.
- 1WikidataAthersys on Wikidata
- 2SEC EDGARAthersys filings on SEC EDGAR
- 3
- 4SEC EDGARAthersys filings on SEC EDGAR
- 5SEC EDGARAthersys 10-K for fiscal 2022
- 6SEC EDGARAthersys 10-K for fiscal 2016
- 7SEC EDGARAthersys 10-K for fiscal 2017
- 8SEC EDGARAthersys 10-K for fiscal 2018
- 9SEC EDGARAthersys 10-K for fiscal 2019
- 10SEC EDGARAthersys 10-Q for fiscal 2023
- 11SEC EDGARAthersys 10-Q for fiscal 2023
- 12SEC EDGARAthersys 10-K for fiscal 2016
- 13SEC EDGARAthersys 10-K for fiscal 2016
- 14
- 15
- 16
- 17
- 18SEC EDGARBokkelen Gil Van, Chair
- 19SEC EDGARWilliam Lehmann Jr., President
- 20
- 21
- 22SEC EDGARMaia Hansen, Chief operating officer
- 23
- 24
- 25SEC EDGARKurt L. Brunden, Vice President
- 26SEC EDGARRobert J. Deans, Vice President
- 27SEC EDGARNeema Mayhugh, Board member
- 28SEC EDGARBaiju R. Shah, Board member
- 29SEC EDGARJane Wasman, Board member
- 30SEC EDGARKatherine Bach Kalin, Board member
- 31SEC EDGARTadahisa Kagimoto, Board member
- 32SEC EDGARKenneth Traub, Board member
- 33SEC EDGARJack L. Wyszomierski, Board member
- 34SEC EDGARLee Babiss, Board member
- 35SEC EDGARIsmail Kola, Board member
- 36SEC EDGARSamuel D. Isaly, Board member
- 37SEC EDGARFloyd D. Loop Md., Board member
- 38SEC EDGARGeorge M. Milne Jr., Board member
- 39SEC EDGARJordan Davis, Board member
- 40SEC EDGARMichael B. Sheffery, Board member
- 41SEC EDGARWilliam C. Mulligan, Board member
- 42SEC EDGARLorin Randall, Board member
- 43SEC EDGARAthersys Form D naming JOSEPH NOLAN
- 44
- 45
- 46
- 47
- 48
- 49
- 50
- 51SEC EDGAROther events
- 52
- 53SEC EDGAROther events
- 54SEC EDGAROther events
- 55
- 56
- 57
- 58
- 59
- 60
- 61
- 62
- 63SEC EDGARBlackRock SC 13G on Athersys
- 64