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Private company

BASSO CAPITAL MANAGEMENT, L.P.

BASSO CAPITAL MANAGEMENT, L.P. is a limited partnership registered in the United States, active since 2003.2 It is headquartered in Stamford, United States.2

Last updated Oct 21, 2026.

Overview

  • HeadquartersStamford, United States2
  • Incorporated inDE3
  • Business address1266 East Main Street, 4Th Floor, Stamford, Ct 069023
  • Legal formLimited Partnership2
  • Kind of organizationLimited partnership2
  • LEIG79H19WDHDQRO8MQ2Q762
  • StatusActive2
  • LEI statusIssued and current2
  • Registered addressC/O CORPORATE CREATIONS NETWORK INC, 19803 Wilmington, United States2
  • Registered withDivision of Corporations, Department of State, 37283162

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Corporate structure

BASSO CAPITAL MANAGEMENT, L.P. sits at the top of its group. 20 entities, 5 countries on record. Switch between the flow chart and the network, and select any entity to see its details.

Major holders of BASSO CAPITAL MANAGEMENT, L.P.

  • Dwight Carlton Nelson Owns 75% or more of Basso Capital Management, L.P., since 01/2004 (Form ADV)

Built from parent and subsidiary links from GLEIF, the Global Legal Entity Identifier Foundation (CC0); stakes of 5% or more it reported on Schedules 13D and 13G (17 companies); owners and owned firms from Form ADV, the registration investment advisers file with the SEC. Each entity in the chart links to its source.

Investment adviser

BASSO CAPITAL MANAGEMENT, L.P. is registered with the SEC as an investment adviser. This is what it reports on Form ADV, the registration every adviser files and keeps current.

  • Assets it manages$2.6B5 115 accounts, $960.1M with discretion
  • Employees12 6 in investment advice or research
  • ClientsHigh net worth individuals: 66 ($2.5B); Individuals (other than high net worth individuals): 48 ($23.6M); Pooled investment vehicles (other than investment companies and: 1 ($529.0K)
  • How it is paidA percentage of assets under its management; Fixed fees (other than subscription fees); Performance-based fees
  • What it doesPortfolio management for individuals and/or small businesses; Portfolio management for pooled investment vehicles (other than investment companies)
  • Holds client assetsNo
  • RegistrationSEC 801-64130, CRD 132311 IAPD record

Who owns it

Owners of 5% or more as the firm lists them (Schedule A), and the owners of those owners up the chain (Schedule B).

  • Dwight Carlton Nelsonowns 75% or more, since 01/2004

In its own words: the client brochure

Form ADV Part 2A, the plain-English document an adviser must give its clients, quoted as filed 3/27/2026.6 It covers the firm’s services, fees, investment strategies and their risks, and its conflicts of interest. The firm also files 2 other brochures.

Item 4: Advisory business Services

Ms. Brown is not actively engaged in any investment-related business or occupation that is unrelated to Basso, or in any other business or occupation for compensation.

Item 5: Fees and compensation Fees

There are no arrangements in place whereby Ms. Brown provides advisory services to someone who is not a client of Basso for economic benefits.

Item 6: Performance-based fees and side-by-side management Conflicts of interest

Ms. Brown is a Basso Portfolio Manager. As a Portfolio Manager, Ms. Brown has principal responsibility for advising high-net-worth clients, with duties covering portfolio composition, risk analysis and trading. Ms. Brown periodically discusses her advisory activities with other investment professionals at Basso. Ms. Brown is subject to Basso’s Compliance Manual and Code of Ethics, which together provide guidelines for how Basso conducts its investment advisory business in furtherance of the interests of its clients. Basso’s Chief Compliance Officer and his delegees monitor Ms. Brown’s activities that are subject to the Compliance Manual and Code of Ethics.

Subsidiaries and ownership

Subsidiaries (GLEIF)

Ownership links from GLEIF, the Global Legal Entity Identifier Foundation (CC0); each one cites its LEI record.

Former names

  • BASSO CAPITAL MANAGEMENT L.P.Aug 13, 2013 to Feb 13, 20153
  • BASSO CAPITAL MANAGEMENT LPMay 14, 2004 to May 15, 20133

Timeline

  1. Nov 17, 2003Founded BASSO CAPITAL MANAGEMENT, L.P. is founded2

Filings

23 filings to the SEC since October 2021: 23 other. The latest 20:

  1. Aug 17, 2026N-PX EDGAR
  2. Jul 27, 202613F-HR EDGAR
  3. May 15, 202613F-HR EDGAR
  4. Feb 17, 202613F-HR EDGAR
  5. Nov 13, 202513F-HR EDGAR
  6. Aug 25, 2025N-PX EDGAR
  7. Aug 13, 202513F-HR EDGAR
  8. May 12, 202513F-HR EDGAR
  9. Feb 10, 202513F-HR EDGAR
  10. Nov 12, 202413F-HR EDGAR
  11. Aug 15, 2024N-PX EDGAR
  12. Aug 14, 202413F-HR EDGAR
  13. May 13, 202413F-HR EDGAR
  14. Feb 14, 202413F-HR EDGAR
  15. Nov 14, 202313F-HR EDGAR
  16. Aug 14, 202313F-HR EDGAR
  17. May 15, 202313F-HR EDGAR
  18. Feb 14, 202313F-HR EDGAR
  19. Nov 14, 202213F-HR EDGAR
  20. Aug 11, 202213F-HR EDGAR

The 23 filings since October 2021 can be filtered by form type and year here when JavaScript is on.

Every filing from the last five years, summarized. The full record is on SEC EDGAR.

Stakes it holds

BASSO CAPITAL MANAGEMENT, L.P. has told the SEC it owns more than 5% of 17 companies, latest first (Schedules 13D and 13G).

SEC filer profile

How BASSO CAPITAL MANAGEMENT, L.P. is registered with the Securities and Exchange Commission, from its EDGAR record and the cover page of its latest annual report.

  • Name on EDGARBASSO CAPITAL MANAGEMENT, L.P.1
  • CIK0001287978
  • Employer ID (EIN)20-04065081
  • Incorporated inDelaware1
  • Fiscal year endsDecember 311
  • Business address1266 East Main Street, 4Th Floor, Stamford, CT 069021
  • Phone(203) 352-61001
  • On EDGAR sinceMay 14, 20041
  • Filings299 in all: SC 13G/A (104), SC 13G (93), 13F-HR (90), 13F-HR/A (6), N-PX (3), 3 (2), 4 (1)1

Sources

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