BGH on NYSE

BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND

BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND is a fund registered in the United States, based in Charlotte, active since 2011.² Its shares trade on NYSE under the symbol BGH.²

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Last updated Oct 21, 2026.

Overview

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TickerBGH on NYSE²
HeadquartersCharlotte, United States²
Incorporated inMA³
Business addressC/O Barings Llc, 300 South Tryon Street, Suite 2500, Charlotte, Nc 28202³
Legal formFund²
Kind of organizationFund²
LEI549300WWIZCL845OP089²
StatusActive²
LEI statusIssued and current²
Registered addressC/O Corporation Service Company, 02109 Boston, United States²
Registered withSecurities and Exchange Commission, 0001521404²

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Corporate structure

BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND sits at the top of its group. 1 entity, 1 country on record. Switch between the flow chart and the network, and select any entity to see its details.

Major holders of BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND

FIRST TRUST PORTFOLIOS LP Filed SCHEDULE 13G/A on BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND, latest Jul 17, 2026 (7 filings since Jan 26, 2022)

BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND Charlotte, North Carolina, United States

Built from parent and subsidiary links from GLEIF, the Global Legal Entity Identifier Foundation (CC0); major holders from Schedules 13D and 13G. Each entity in the chart links to its source.

Leadership

Who has led BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND, and when. Pick a name to see everywhere that person has worked.

Chief executive

Michael Freno2023

President

Chief financial officer

201520202025

Chief executive officerMichael Freno Feb 15, 2023 to Apr 21, 2023⁴
PresidentMichael Freno Feb 15, 2023 to Apr 21, 2023⁴
PresidentRussell Morrison Oct 25, 2012 to Aug 24, 2015⁵
Chief financial officerCarlene Pollock Nov 2, 2016 to Nov 2, 2016⁶
Chief financial officerPatrick Hoefling Oct 25, 2012 to Oct 25, 2012⁷

Board members and other officers (16)

Chief Compliance OfficerItzbell Branca Sep 5, 2024 to Sep 5, 2024⁸
Chief Compliance OfficerBenjamin Tecmire Sep 16, 2022 to Sep 16, 2022⁹
TreasurerChristopher Hanscom Nov 12, 2021 to Nov 12, 2021¹⁰
Chief Compliance OfficerMichael Cowart Feb 14, 2020 to Feb 14, 2020¹¹
TreasurerElizabeth A. Murray Nov 9, 2020 to Nov 9, 2020¹²
Associate DirectorJill Dinerman Feb 13, 2019 to Feb 13, 2019¹³
TreasurerLesley Mastandrea Nov 2, 2016 to Nov 2, 2016¹⁴
TreasurerAndrew Lennon Jan 18, 2013 to Jan 18, 2013¹⁵
Chief Compliance OfficerMelissa Marie Lagrant Oct 25, 2012 to Oct 25, 2012¹⁶
Vice PresidentMichael Freno Oct 25, 2012 to Dec 21, 2015¹⁷
Vice PresidentScott Roth Oct 25, 2012 to Jan 7, 2013¹⁸
Vice PresidentSean Feeley Oct 25, 2012 to Dec 22, 2015¹⁹
Board memberMark F. Mulhern Aug 13, 2021 to Aug 13, 2021²⁰
Board memberDavid Mihalick Dec 3, 2020 to Dec 3, 2020²¹
General counselAshlee Steinnerd Feb 22, 2023 to Feb 22, 2023²²
General counselJanice Bishop Nov 29, 2012 to Nov 29, 2012²³

Subsidiaries and ownership

Fund manager

BARINGS LLC²

Ownership links from GLEIF, the Global Legal Entity Identifier Foundation (CC0); each one cites its LEI record.

Former names

BABSON CAPITAL GLOBAL SHORT DURATION HIGH YIELD FUNDJun 22, 2011 to Sep 8, 2016³
BABSON CAPITAL GLOBAL FLOATING RATE & INCOME FUNDMay 23, 2011 to Aug 18, 2011³

Timeline

Feb 15, 2023New chief executive Michael Freno becomes CEO⁴
May 19, 2011Founded BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND is founded²

Filings

90 filings to the SEC since October 2021: 12 insider forms, 7 large holders, 71 other. The latest 20:

Oct 5, 2026EFFECT EDGAR
Sep 17, 2026N-2/A EDGAR
Sep 4, 2026N-CSRS BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND EDGAR
Sep 4, 2026N-2/A EDGAR
Aug 27, 2026N-PX EDGAR
Aug 27, 2026NPORT-P EDGAR
Aug 4, 2026N-2/A EDGAR
Jul 17, 2026SCHEDULE 13G/A EDGAR
Jul 2, 2026N-2/A EDGAR
Jun 15, 2026DEF 14A BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND - DEF14A EDGAR
May 28, 2026NPORT-P EDGAR
May 5, 2026N-2/A EDGAR
Mar 11, 2026N-CEN EDGAR
Mar 9, 2026N-CSR BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND EDGAR
Mar 3, 2026NT NPORT-P EDGAR
Jan 27, 2026N-2 EDGAR
Jan 23, 2026CORRESP EDGAR
Dec 15, 202540-APP/A EDGAR
Dec 3, 202540-APP/A EDGAR
Nov 28, 2025NPORT-P EDGAR

The 90 filings since October 2021 can be filtered by form type and year here when JavaScript is on.

Every filing from the last five years, summarized. The full record is on SEC EDGAR.

Insider trades

2 open-market trades by officers, directors and large owners since October 2021: 0 buys and 2 sales. Grants, option exercises and gifts are left out.

Date	Who	Trade	Shares	Price	Value	Filing
Feb 14, 2023	Freno MichaelCEO & President	Sale	4,531	$13.73	$62.2K	Form 4
Nov 29, 2021	CRANDALL ROGER W	Sale	9,220	$16.74	$154.3K	Form 4

From Forms 4 filed with the SEC.

Major holders

Investors who own more than 5% of the shares must tell the SEC: a 13D if they may seek to influence the company, a 13G if they hold passively.

FIRST TRUST PORTFOLIOS LPSCHEDULE 13G/A, 7 filings Jan 26, 2022 to Jul 17, 2026²⁴

Held by these funds

The largest holders among investment managers' 13F reports for the quarter ending Jun 30, 2026, the top 25 of 54. Change is in shares since the quarter before.

Fund	Shares	Value	Share of the fund	Change
Wells Fargo & Company/mn	577,327	$8.1M	0.0%	−73,889
TSP Capital Management Group, LLC	402,228	$5.7M	1.4%	New
Guggenheim Capital LLC	327,822	$4.6M	0.0%	+20,193
Invesco Ltd.	299,826	$4.2M	0.0%	−36,736
Raymond James Financial Inc	249,812	$3.5M	0.0%	+81,521
Shaker Financial Services, LLC	188,748	$2.7M	0.8%	−32,510
Capital Investment Advisors, LLC	154,817	$2.2M	0.0%	−2,129
Morgan Stanley	139,841	$2.0M	0.0%	−49,698
PFG Investments, LLC	108,068	$1.5M	0.1%	−600
Wolverine Asset Management LLC	82,572	$1.2M	0.0%	+31,588
NewEdge Advisors, LLC	79,957	$1.1M	0.0%	+13,227
Advisors Asset Management, Inc.	68,784	$969.9K	0.0%	+15,096
Corient Private Wealth LP	68,256	$962.4K	0.0%	+33,821
Secure Asset Management, LLC	63,488	$895.2K	0.1%	−22,735
Hennion & Walsh Asset Management, Inc.	61,799	$871.4K	0.0%	+45,638
Cetera Investment Advisers	58,245	$821.3K	0.0%	+20,655
Bank Of America Corp /de/	56,018	$789.9K	0.0%	−6,280
Royal Bank Of Canada	53,874	$759.0K	0.0%	−9,389
LPL Financial LLC	49,237	$694.2K	0.0%	+5,252
Jefferies Financial Group Inc.	25,943	$365.8K	0.0%	+7,648
First Trust Advisors LP	25,615	$361.2K	0.0%	−964
Camelot Portfolios, LLC	25,032	$353.0K	0.3%	New
Baird Financial Group, Inc.	24,684	$348.0K	0.0%	−232
Mcrae Capital Management Inc	22,897	$322.8K	0.1%	+322
Osaic Holdings, Inc.	22,340	$315.1K	0.0%	+1,481

13F reports cover disclosed long positions in U.S. stocks only.

SEC filer profile

How BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND is registered with the Securities and Exchange Commission, from its EDGAR record and the cover page of its latest annual report.

Name on EDGARBARINGS GLOBAL SHORT DURATION HIGH YIELD FUND¹
CIK0001521404
Incorporated inMassachusetts¹
Business addressC/O Barings Llc, 300 South Tryon Street, Suite 2500, Charlotte, NC 28202¹
Phone704-805-7200¹
On EDGAR sinceMay 23, 2011¹
Filings341 in all: 3 (70), 4 (65), NPORT-P (27), 40-17G (14), DEF 14A (14), N-CSR (14), N-CSRS (14), N-PX (14)¹
All 39 form types
SC 13G/A (13), N-Q (12), N-2/A (11), 40-APP/A (8), CORRESP (8), N-CEN (8), NSAR-B (6), NSAR-A (5), 4/A (4), UPLOAD (4), 40-APP (3), N-CSR/A (3), 3/A (2), 5 (2), EFFECT (2), N-2 (2), SCHEDULE 13G/A (2), 40-17G/A (1), 497 (1), 8-A12B (1), CERTNYS (1), N-2MEF (1), N-8A (1), N-8A/A (1), N-CSRS/A (1), N-Q/A (1), NPORT-EX (1), NPORT-P/A (1), NT NPORT-P (1), NTFNCSR (1), SC 13G (1)
Latest filingsProxy statement (DEF 14A) Jun 15, 2026

Sources

The numbers on this page point here. Each one links to the record it came from.

1
SEC EDGARBARINGS GLOBAL SHORT DURATION HIGH YIELD FUND filings on SEC EDGAR
2
GLEIFBARINGS GLOBAL SHORT DURATION HIGH YIELD FUND LEI record (549300WWIZCL845OP089)
3
SEC EDGARBARINGS GLOBAL SHORT DURATION HIGH YIELD FUND filings on SEC EDGAR
4
SEC EDGARMichael Freno, Chief executive officer
5
SEC EDGARRussell Morrison, President
6
SEC EDGARCarlene Pollock, Chief financial officer
7
SEC EDGARPatrick Hoefling, Chief financial officer
8
SEC EDGARItzbell Branca, Chief Compliance Officer
9
SEC EDGARBenjamin Tecmire, Chief Compliance Officer
10
SEC EDGARChristopher Hanscom, Treasurer
11
SEC EDGARMichael Cowart, Chief Compliance Officer
12
SEC EDGARElizabeth A. Murray, Treasurer
13
SEC EDGARJill Dinerman, Associate Director
14
SEC EDGARLesley Mastandrea, Treasurer
15
SEC EDGARAndrew Lennon, Treasurer
16
SEC EDGARMelissa Marie Lagrant, Chief Compliance Officer
17
SEC EDGARMichael Freno, Vice President
18
SEC EDGARScott Roth, Vice President
19
SEC EDGARSean Feeley, Vice President
20
SEC EDGARMark F. Mulhern, Board member
21
SEC EDGARDavid Mihalick, Board member
22
SEC EDGARAshlee Steinnerd, General counsel
23
SEC EDGARJanice Bishop, General counsel
24
SEC EDGARFIRST TRUST PORTFOLIOS LP SCHEDULE 13G/A on BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND