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BRW on NYSE

Saba Capital Income & Opportunities Fund

Saba Capital Income & Opportunities Fund is an association registered in the United States, active since 1987.2 It is headquartered in New York, United States.2 Its shares trade on NYSE under the symbol BRW.2

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Last updated Oct 21, 2026.

Overview

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  • TickerBRW on NYSE2
  • HeadquartersNew York, United States2
  • Incorporated inMA3
  • Business address405 Lexington Avenue, 58Th Floor, New York, Ny 101743
  • Legal formVoluntary Association and Business Trusts2
  • Kind of organizationAssociation2
  • LEI549300MGSUUJ7E55N7462
  • StatusActive2
  • LEI statusIssued and current2
  • Registered addressC/O CT CORPORATION SYSTEM, 02110 Boston, United States2
  • Registered withCorporations Division (Secretary of the Commonwealth's Office), T000116722

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Corporate structure

Saba Capital Income & Opportunities Fund sits at the top of its group. 1 entity, 1 country on record. Switch between the flow chart and the network, and select any entity to see its details.

Major holders of Saba Capital Income & Opportunities Fund

  • Saba Capital Income & Opportunities Fund New York, New York, United States

Built from parent and subsidiary links from GLEIF, the Global Legal Entity Identifier Foundation (CC0); major holders from Schedules 13D and 13G. Each entity in the chart links to its source.

Leadership

Who has led Saba Capital Income & Opportunities Fund, and when. Pick a name to see everywhere that person has worked.

Chief executive

  1. Jeffrey T. Becker2017
  2. Pierre Weinstein2021

President

  1. Elliot Rosen2006–2010
  2. Lydia Homer2006
  3. Laurie M. Tillinghast2006
  4. Daniel A. Norman2008
  5. Jeffrey A. Bakalar2008

Chief financial officer

  1. Jeffrey T. Becker2008
  2. Lydia Homer2016
2010201520202025
Board members and other officers (40)

Former names

  • Voya PRIME RATE TRUSTApr 25, 2014 to Jun 21, 20213
  • ING PRIME RATE TRUSTMar 1, 2002 to Feb 10, 20143
  • PILGRIM AMERICA PRIME RATE TRUSTOct 18, 1996 to Mar 19, 19993
  • PILGRIM PRIME RATE TRUSTFeb 29, 1996 to Feb 1, 20023

Timeline

  1. Mar 25, 20268-K Other events53
  2. Jul 16, 2021New chief executive Pierre Weinstein becomes CEO4
  3. Apr 13, 2017New chief executive Jeffrey T. Becker becomes CEO5
  4. Dec 2, 1987Founded Saba Capital Income & Opportunities Fund is founded2

Filings

126 filings to the SEC since October 2021: 1 major events, 29 insider forms, 17 large holders, 79 other. The latest 20:

  1. Sep 25, 2026NPORT-P EDGAR
  2. Aug 31, 2026N-PX EDGAR
  3. Aug 27, 2026N-14 8C EDGAR
  4. Jul 8, 2026N-CSRS EDGAR
  5. Jul 8, 2026DEF 14A EDGAR
  6. Jul 7, 202640-17G EDGAR
  7. Jun 26, 2026NPORT-P EDGAR
  8. Jun 10, 2026PRE 14A EDGAR
  9. Mar 26, 2026NPORT-P EDGAR
  10. Mar 25, 20268-K EDGAR
  11. Mar 25, 2026RW EDGAR
  12. Mar 19, 2026N-14 8C EDGAR
  13. Feb 13, 2026SCHEDULE 13G EDGAR
  14. Jan 14, 2026N-CEN EDGAR
  15. Jan 2, 2026N-CSR EDGAR
  16. Dec 30, 2025NPORT-P EDGAR
  17. Oct 31, 2025497AD EDGAR
  18. Oct 29, 2025497AD EDGAR
  19. Oct 8, 2025POS EX POST EFFECTIVE AMENDMENT EDGAR
  20. Oct 7, 2025424B5 PROSPECTUS FILED UNDER RULE 424(B)(5) EDGAR

The 126 filings since October 2021 can be filtered by form type and year here when JavaScript is on.

Every filing from the last five years, summarized. The full record is on SEC EDGAR.

Insider trades

49 open-market trades by officers, directors and large owners since October 2021: 0 buys and 49 sales. Grants, option exercises and gifts are left out.

DateWhoTradeSharesPriceValueFiling
Jul 1, 2024Weinstein BoazPresidentSale3,156$7.10$22.4KForm 4
Nov 15, 2022Weinstein BoazPresidentSale27,724$7.92$219.6KForm 4
Nov 14, 2022Weinstein BoazPresidentSale165,005$7.88$1.3MForm 4
Nov 9, 2022Saba Capital Management, L.P.PresidentSale6,946$7.75$53.8KForm 4
Nov 8, 2022Saba Capital Management, L.P.PresidentSale31,134$7.80$242.8KForm 4
Sep 13, 2022Saba Capital Management, L.P.PresidentSale4,226$8.24$34.8KForm 4
Sep 8, 2022Saba Capital Management, L.P.PresidentSale27,832$8.31$231.3KForm 4
Sep 7, 2022Weinstein BoazPresidentSale13,173$8.44$111.2KForm 4
Sep 6, 2022Weinstein BoazPresidentSale68,823$8.44$580.9KForm 4
Sep 2, 2022Weinstein BoazPresidentSale43,699$8.45$369.3KForm 4
Sep 1, 2022Weinstein BoazPresidentSale16,970$8.42$142.9KForm 4
Aug 31, 2022Weinstein BoazPresidentSale19,768$8.53$168.6KForm 4
May 27, 2022Weinstein BoazPresidentSale115,496$8.22$949.4KForm 4
May 26, 2022Weinstein BoazPresidentSale13,511$8.23$111.2KForm 4
May 24, 2022Saba Capital Management, L.P.PresidentSale8,099$8.06$65.3KForm 4
May 23, 2022Saba Capital Management, L.P.PresidentSale40,664$8.10$329.4KForm 4
May 20, 2022Saba Capital Management, L.P.PresidentSale35,901$8.18$293.7KForm 4
May 19, 2022Saba Capital Management, L.P.PresidentSale3,395$4.12$14.0KForm 4
May 18, 2022Saba Capital Management, L.P.PresidentSale19,842$4.12$81.7KForm 4
May 17, 2022Saba Capital Management, L.P.PresidentSale103,516$4.10$424.4KForm 4

All 49 trades can be filtered by person here when JavaScript is on.

From Forms 4 filed with the SEC.

Major holders

Investors who own more than 5% of the shares must tell the SEC: a 13D if they may seek to influence the company, a 13G if they hold passively.

Held by these funds

The largest holders among investment managers' 13F reports for the quarter ending Jun 30, 2026, the top 25 of 96. Change is in shares since the quarter before.

FundSharesValueShare of the fundChange
Focus Partners Wealth2,745,119$18.0M0.0%−215,425
Toronto Dominion Bank2,278,240$15.0M0.0%No change
Rivernorth Capital Management, LLC1,861,414$12.2M0.6%−142,192
Thomas J. Herzfeld Advisors, Inc.1,544,694$10.1M3.1%+127,505
Envestnet Asset Management Inc1,075,205$7.1M0.0%+189,411
Blue Bell Private Wealth Management, LLC829,855$5.5M0.7%+27,845
Flax Pond Capital, LLC811,572$5.4M2.0%+405,786
Invesco Ltd.740,127$4.9M0.0%−52,772
Css Llc/il686,484$4.5M0.3%−21,758
Morgan Stanley605,349$4.0M0.0%−36,828
LPL Financial LLC507,546$3.3M0.0%+32,187
UBS Group AG482,986$3.2M0.0%+7,096
Advisors Asset Management, Inc.296,959$2.0M0.0%−1,865
Ethos Financial Group, LLC251,018$1.6M0.1%−15,383
Adalta Capital Management LLC248,039$1.6M0.7%+7,367
Osaic Holdings, Inc.222,050$1.5M0.0%+23,064
Scotia Capital Inc.216,897$1.4M0.0%−477
J.w. Cole Advisors, Inc.213,373$1.4M0.0%New
Modern Wealth Management, LLC207,457$1.4M0.0%+6,180
Baird Financial Group, Inc.191,877$1.3M0.0%+7,764
Marks Group Wealth Management, Inc172,790$1.1M0.1%No change
SVRN Asset Management, LLC171,487$1.1M0.6%−7,008
Yakira Capital Management, Inc.127,896$840.3K0.2%No change
Chicago Partners Investment Group LLC122,851$815.7K0.0%−6,259
Choreo, LLC103,861$682.4K0.0%+9,680

13F reports cover disclosed long positions in U.S. stocks only.

SEC filer profile

How Saba Capital Income & Opportunities Fund is registered with the Securities and Exchange Commission, from its EDGAR record and the cover page of its latest annual report.

  • Name on EDGARSaba Capital Income & Opportunities Fund1
  • CIK0000826020
  • Employer ID (EIN)95-68745871
  • Incorporated inMassachusetts1
  • Fiscal year endsOctober 301
  • Business address405 Lexington Avenue, 58Th Floor, New York, NY 101741
  • Mailing address405 Lexington Avenue, 58Th Floor, C/O Saba Capital Management, L.P., New York, NY 101741
  • Phone212-542-36101
  • On EDGAR sinceFeb 2, 19961
  • Filings1,163 in all: 497 (202), 4 (170), POS 8C (71), 3 (53), N-30B-2 (42), SC 13G/A (40), CORRESP (37), 497H2 (33)1
    All 62 form types

    DEF 14A (31), 497J (29), EFFECT (29), N-Q (29), NPORT-P (28), N-30D (25), N-CSR (24), N-CSRS (24), DEFA14A (23), N-PX (23), NSAR-B (23), SC 13D/A (23), NSAR-A (22), 40-17G (21), 5 (20), N-2 (16), N-2/A (15), SC 13G (11), N-23C-2 (10), 144 (9), PRE 14A (9), N-CEN (8), 486BPOS (5), 3/A (4), 4/A (4), 40-APP/A (4), SC TO-I/A (4), 497AD (3), DFAN14A (3), UPLOAD (3), 8-K (2), DEFC14A (2), DEFS14A (2), N-14 8C (2), NPORT-P/A (2), SC TO-C (2), SC TO-I (2), SCHEDULE 13G (2), SCHEDULE 13G/A (2), 40-APP (1), 424B5 (1), 5/A (1), APP NTC (1), APP ORDR (1), AW (1), DEFR14A (1), DFRN14A (1), NPORT-EX (1), NT-NSAR (1), POS EX (1), PREC14A (1), PRES14A (1), RW (1), SC 13D (1)

  • Latest filingsProxy statement (DEF 14A) Jul 8, 2026
    Latest 8-K (8-K) Mar 25, 2026

Sources

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